10-QPeriod: Q3 FY2011

STATE STREET CORP Quarterly Report for Q3 Ended Sep 30, 2011

Filed November 4, 2011For Securities:STTSTT-PG

Summary

State Street Corporation (STT) reported a mixed financial performance for the third quarter of 2011 compared to the prior year. Total revenue saw a modest 5% increase, driven by a significant 18% rise in fee revenue, which offset a 20% decline in net interest revenue. This shift in revenue composition indicates a growing reliance on fee-based services, such as servicing and management fees, which benefited from higher market valuations and net new business installations. Trading services also experienced a strong surge, particularly foreign exchange trading, due to increased volatility and client volumes. However, the company's expenses also rose by 18%, largely due to higher salaries, benefits, and costs associated with its ongoing business operations and IT transformation program. This increase in expenses, coupled with a significant decrease in income tax expense (primarily due to a discrete tax benefit), resulted in a slight increase in net income available to common shareholders. Investors should note the company's aggressive share repurchase program and the recommencement of common stock dividend increases, signaling a commitment to shareholder returns, albeit alongside ongoing restructuring efforts.

Financial Statements
Beta
Revenue$2.43B
Interest Expense$150.00M
Net Income$555.00M
EPS (Basic)$1.11
EPS (Diluted)$1.10
Shares Outstanding (Basic)490.84M
Shares Outstanding (Diluted)494.78M

Key Highlights

  • 1Total revenue increased by 5% to $2.43 billion, driven by an 18% increase in total fee revenue to $1.84 billion.
  • 2Net interest revenue declined by 20% to $578 million, primarily due to lower discount accretion from former conduit securities.
  • 3Servicing fees grew 10% and management fees increased 17%, reflecting positive market valuations and new business.
  • 4Trading services revenue saw a substantial 46% increase, with foreign exchange trading up 91% due to higher volatility and volumes.
  • 5Total expenses increased by 18% to $1.80 billion, driven by higher salaries, employee benefits, and restructuring costs.
  • 6Net income available to common shareholders slightly increased to $543 million, with diluted earnings per share at $1.10.
  • 7State Street repurchased approximately $450 million of its common stock in the third quarter and increased its quarterly dividend to $0.18 per share.

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