10-QPeriod: Q3 FY2013

STATE STREET CORP Quarterly Report for Q3 Ended Sep 30, 2013

Filed November 6, 2013For Securities:STTSTT-PG

Summary

State Street Corporation (STT) reported its third quarter and nine-month results for 2013, showing mixed performance. Total revenue increased modestly by 3% year-over-year for both the quarter and the nine months, driven primarily by a strong performance in fee revenue, particularly servicing and management fees, which benefited from favorable equity market conditions and net new business. However, this growth was partially offset by a significant decline in net interest revenue, down 12% for the quarter and 10% year-to-date, attributed to lower global interest rates and portfolio reinvestment in lower-yielding securities. Expenses saw a substantial increase of 22% in the third quarter, largely due to a large credit related to Lehman Brothers recoveries in the prior year's comparable quarter. Excluding these extraordinary items, underlying expenses increased by a more modest 4%. The company continued its business transformation program, which generated cost savings, while also investing in information technology and new business initiatives. Diluted EPS saw a decline in the quarter, though it improved year-to-date. Overall, State Street demonstrated resilience with growth in fee-based revenues, but faced headwinds from a declining net interest margin. Investors should monitor the company's expense management strategies and the impact of interest rate environments on its net interest revenue going forward.

Financial Statements
Beta
Revenue$2.42B
Interest Expense$97.00M
Net Income$540.00M
EPS (Basic)$1.20
EPS (Diluted)$1.17
Shares Outstanding (Basic)442.86M
Shares Outstanding (Diluted)452.15M

Key Highlights

  • 1Total revenue increased by 3% year-over-year for both the quarter and the first nine months of 2013.
  • 2Fee revenue grew by 10% in Q3 and 8% year-to-date, driven by servicing and management fees due to stronger equity markets and new business.
  • 3Net interest revenue declined by 12% in Q3 and 10% year-to-date, attributed to lower global interest rates and reinvestment in lower-yielding assets.
  • 4Total expenses increased by 22% in Q3, primarily due to year-over-year comparisons with significant Lehman Brothers-related credits in the prior year; underlying expenses excluding these items rose 4%.
  • 5Diluted earnings per common share decreased by 14% in the quarter to $1.17, but increased by 7% year-to-date to $3.40.
  • 6State Street repurchased approximately 8.2 million shares of its common stock for $560 million in Q3 2013 under its share repurchase program.
  • 7The company declared a quarterly common stock dividend of $0.26 per share, an increase from the previous quarter's $0.24.

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