8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Feb 5, 2009)

Filed February 5, 2009For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on February 5, 2009, primarily to disclose information presented to investors and analysts. The report states that key executives, including the CEO, CFO, COO, and President of State Street Global Advisors, delivered a presentation on that date. The presentation slides, furnished as Exhibit 99.1, are incorporated by reference and contain information relevant to the company's performance and outlook.

Key Highlights

  • 1State Street Corporation held an investor and analyst presentation on February 5, 2009.
  • 2Key executives including the CEO, CFO, COO, and President of SSGA participated in the presentation.
  • 3Presentation slides were furnished as Exhibit 99.1 to the 8-K filing.
  • 4The presentation content is considered material and was made available to investors.
  • 5Access to the presentation was provided via webcast and telephone conference call.
  • 6Recorded replays of the presentation were made available for a limited time.
  • 7Information furnished under Item 7.01 is not deemed 'filed' for purposes of Section 18 of the Exchange Act, thus limiting liability.

Frequently Asked Questions

The main purpose of this 8-K filing was to publicly disclose and furnish the presentation materials and information shared by State Street's senior management with investors and analysts on February 5, 2009, in compliance with Regulation FD.

The presentation slides were furnished as Exhibit 99.1 to this 8-K filing and are incorporated by reference. Additional financial information and the presentation itself were also made available on State Street's investor relations website.

No, the filing explicitly states that the information furnished under Item 7.01 and in Exhibit 99.1 is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, nor is it generally incorporated by reference into other filings unless specifically stated. This is a common disclosure to manage liability.

The presentation was given by Ronald E. Logue (Chairman and CEO), Edward J. Resch (Executive Vice President and CFO), Joseph L. Hooley (President and COO), and Scott F. Powers (President and CEO of State Street Global Advisors).