8-KOther EventsExhibits & Filings

STATE STREET CORP 8-K Report, Corporate Update (Mar 10, 2009)

Filed March 10, 2009For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed this Form 8-K on March 10, 2009, to report on the issuance of $1.5 billion aggregate principal amount of 2.150% Senior Notes due 2012. This issuance occurred on March 6, 2009, and was conducted through a public offering under a Registration Statement on Form S-3. The company received net proceeds of approximately $1.49 billion after underwriting discounts. The key detail for investors is that these notes are guaranteed by the Federal Deposit Insurance Corporation (FDIC) under its Temporary Liquidity Guarantee Program. This guarantee provides a significant level of security for the bondholders, likely making the offering attractive to investors during a period of market uncertainty. The filing also includes the relevant indenture documentation related to this note issuance.

Key Highlights

  • 1State Street Corporation issued $1.5 billion in Senior Notes due 2012 on March 6, 2009.
  • 2The notes carry a coupon rate of 2.150%.
  • 3The offering was conducted as a public offering under a Form S-3 registration statement.
  • 4Net proceeds received by the company were approximately $1.49 billion.
  • 5A critical feature of these notes is their guarantee by the Federal Deposit Insurance Corporation (FDIC) under the Temporary Liquidity Guarantee Program.
  • 6The filing includes the First Supplemental Indenture dated March 6, 2009, detailing the terms of the notes.
  • 7The Underwriting Agreement was dated March 3, 2009, with Banc of America Securities LLC and Goldman, Sachs & Co. as representatives for the underwriters.

Frequently Asked Questions

The primary purpose of this 8-K filing is to report a significant event: the issuance of $1.5 billion in Senior Notes due 2012 by State Street Corporation on March 6, 2009.

The guarantee from the Federal Deposit Insurance Corporation (FDIC) under its Temporary Liquidity Guarantee Program is highly significant for investors. It mitigates credit risk by ensuring the timely payment of principal and interest on the notes, making them a safer investment, especially during times of financial stress.

State Street Corporation received approximately $1.49 billion in net proceeds from the $1.5 billion note issuance, after deducting underwriting discounts but before other offering expenses.

The Senior Notes issued by State Street Corporation on March 6, 2009, are due in 2012.