8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Nov 10, 2009)

Filed November 10, 2009For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on November 10, 2009, to disclose information presented at the Bank of America Merrill Lynch Banking and Financial Services Investor Conference. The filing indicates that key executives, including the CEO, CFO, and President, provided a presentation covering the company's performance and strategic outlook. This event is crucial for investors seeking updates on State Street's operations and financial health in the context of the prevailing market conditions. The accompanying exhibits, including presentation slides and a reconciliation of financial metrics, offer further details on the company's results and capital ratios. Investors should pay close attention to these materials for insights into State Street's financial standing, including their operating basis results and capital adequacy, which are critical factors in assessing the company's stability and future prospects.

Key Highlights

  • 1State Street Corporation presented at the Bank of America Merrill Lynch Banking and Financial Services Investor Conference on November 10, 2009.
  • 2Key executives including the CEO, CFO, and President participated in the presentation.
  • 3The filing includes presentation slides (Exhibit 99.1) for investor review.
  • 4An appendix (Exhibit 99.2) provides reconciliations of reported results to operating-basis results.
  • 5Exhibit 99.2 also details tangible common equity and tier 1 common capital ratios.
  • 6The presentation was accessible via listen-only mode on State Street's investor relations website.
  • 7Recorded replays of the presentation were made available on the company's website.

Frequently Asked Questions

The primary purpose of this 8-K filing is to publicly disclose the information that State Street Corporation's senior management presented at the Bank of America Merrill Lynch Banking and Financial Services Investor Conference on November 10, 2009, in compliance with Regulation FD.

The exhibits include presentation slides covering various aspects of the company's performance and outlook. Additionally, an appendix provides important financial reconciliations, including comparisons of reported results to operating-basis results, as well as details on tangible common equity and tier 1 common capital ratios.

Investors could access the presentation in listen-only mode via State Street's investor relations website on the day of the conference. Recorded replays of the presentation were also made available on the same website starting at 12:00 p.m. EST on November 10, 2009.

The key executives who presented were Ronald E. Logue, Chairman and Chief Executive Officer; Edward J. Resch, Executive Vice President and Chief Financial Officer; and Joseph L. Hooley, President and Chief Operating Officer.