8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Nov 16, 2010)

Filed November 16, 2010For Securities:STTSTT-PG

Summary

This Form 8-K filing by State Street Corporation (STT) on November 16, 2010, primarily serves to disclose information presented by CEO Joseph L. Hooley at the 2010 Banking and Financial Services Conference. The core of the filing relates to the furnishing of presentation materials (Exhibits 99.1 and 99.2) that were shared with attendees. These materials likely contained updates on the company's performance, strategic initiatives, and financial outlook. Investors should note that this information was shared publicly through a conference presentation and made available on the company's Investor Relations website, including a webcast replay for a limited time. While this 8-K does not contain new material financial results or definitive corporate actions, it provides a snapshot of what State Street was communicating to the financial community at that specific time. The furnished exhibits are crucial for understanding the company's messaging regarding its capital ratios and operating-basis results as presented by its CEO. It's important for investors to review these supplementary materials to gain context on the company's strategy and performance as articulated by its leadership.

Key Highlights

  • 1State Street Corporation (STT) CEO, Joseph L. Hooley, presented at the Bank of America Merrill Lynch 2010 Banking and Financial Services Conference.
  • 2The filing furnishes presentation materials (Exhibits 99.1 and 99.2) shared at the conference, including slides and an appendix with capital ratios and operating-basis results.
  • 3The presentation materials are incorporated by reference and were accessible via State Street's Investor Relations website.
  • 4A recorded replay of the presentation was available on the Investor Relations website for approximately two weeks following the event.
  • 5This filing is primarily a Regulation FD disclosure, providing access to information presented at an investor conference.
  • 6The provided information is furnished and not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to disclose the presentation materials that State Street Corporation's CEO, Joseph L. Hooley, shared at the 2010 Banking and Financial Services Conference. This ensures that investors have access to the same information presented to conference attendees.

The presentation slides and an appendix with details on capital ratios and operating-basis results are furnished as Exhibits 99.1 and 99.2 to this 8-K filing. These materials were also accessible on State Street's Investor Relations website, along with a webcast replay for a limited time.

This filing does not announce new financial results or make definitive corporate announcements. It primarily serves to provide access to presentation materials shared at a conference, offering insights into the company's communication regarding its performance and strategy at that time.

No, the information in this Item 7.01 and the attached Exhibits 99.1 and 99.2 are furnished, not filed. This means they are not subject to the liabilities associated with Section 18 of the Securities Exchange Act of 1934, although they can be incorporated by reference into other SEC filings if specifically stated.