8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (May 18, 2011)

Filed May 18, 2011For Securities:STTSTT-PG

Summary

This Form 8-K filing by State Street Corporation on May 18, 2011, primarily serves as a disclosure vehicle for materials presented at their 2011 Annual Meeting of Shareholders. The report includes slides from a presentation by Joseph L. Hooley and supplemental information concerning reconciliations of reported financial results to operating-basis results. It also provides descriptions of tangible common equity and Tier 1 common ratios. While this filing does not contain new financial results or significant operational updates in itself, it offers investors context and supplementary details discussed during the annual meeting. The furnished exhibits are intended to provide a deeper understanding of State Street's financial performance and capital position as presented to shareholders, without being officially 'filed' for purposes of certain SEC regulations.

Key Highlights

  • 1State Street Corporation filed an 8-K on May 18, 2011, to disclose materials from its Annual Meeting of Shareholders.
  • 2The filing includes presentation slides by Joseph L. Hooley, CEO at the time.
  • 3Supplemental information regarding financial performance reconciliations (reported to operating-basis) is provided.
  • 4Details on tangible common equity and Tier 1 common ratios are included.
  • 5The information is furnished, not filed, and therefore not subject to certain SEC rules like Section 18 of the Exchange Act.
  • 6The purpose is to provide shareholders with additional context presented at the annual meeting.

Frequently Asked Questions

The main purpose of this 8-K filing is to publicly disclose materials that were presented at State Street Corporation's 2011 Annual Meeting of Shareholders. This includes presentation slides and supplementary financial information.

No, this filing does not contain new quarterly or annual financial results. It provides supplementary information and context that was discussed during the Annual Meeting of Shareholders, including reconciliations of financial data and capital ratio definitions.

The filing includes reconciliations of consolidated reported results of operations to consolidated operating-basis results of operations. It also defines and provides information on tangible common equity and Tier 1 common ratios, which are key capital adequacy metrics.

No, the information contained in this 8-K filing, particularly Exhibits 99.1 and 99.2, is furnished and not filed. This means it is not subject to the liabilities of Section 18 of the Securities Exchange Act of 1934.