8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Nov 1, 2012)

Filed November 1, 2012For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on November 1, 2012, to disclose information presented by its Chief Financial Officer, Edward J. Resch, at the BancAnalysts Association of Boston Conference. The primary purpose of this filing is to furnish the presentation slides and related information (Exhibit 99.1) to the public, ensuring transparency and compliance with Regulation FD. Investors can access the presentation materials and a listen-only webcast, with a recorded replay available for approximately two weeks. While this filing does not contain new financial statements or significant operational updates, it provides insight into management's communication strategy and the information being shared with analysts and the investment community. The content of the presentation itself, though not detailed in the 8-K, would likely cover State Street's performance, strategic initiatives, and outlook, offering a snapshot of the company's key messages at that time. It's important to note that the information furnished is not considered 'filed' for purposes of certain securities laws, meaning it does not automatically update previous SEC filings.

Key Highlights

  • 1State Street Corporation (STT) filed an 8-K on November 1, 2012, primarily for Regulation FD disclosure.
  • 2CFO Edward J. Resch presented at the BancAnalysts Association of Boston Conference.
  • 3Presentation slides and supplementary information are furnished as Exhibit 99.1.
  • 4The presentation was accessible via a listen-only webcast on State Street's Investor Relations website.
  • 5A recorded replay of the webcast was available for approximately two weeks following the event.
  • 6The information furnished is not deemed 'filed' under Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to comply with Regulation FD by disclosing information that was presented by State Street's CFO at the BancAnalysts Association of Boston Conference. It ensures that material non-public information, if any, is simultaneously or promptly disseminated to all investors.

The presentation slides and related supplementary information are furnished as Exhibit 99.1 to this 8-K filing. Additionally, a listen-only webcast of the presentation was available on State Street's Investor Relations website, and a recorded replay was offered for approximately two weeks.

No, this 8-K filing does not contain new financial statements or announce major operational changes. Its primary function is informational, related to the presentation given at the BancAnalysts Association of Boston Conference.

When information is 'furnished' in an 8-K, it means it is being provided to the SEC for public disclosure but is not considered 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934 or incorporated by reference into other SEC filings unless specifically stated. This distinction limits the liability associated with that specific information under those sections of securities law.