8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (May 28, 2014)

Filed May 28, 2014For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on May 28, 2014, to disclose information presented by its CEO, Joseph L. Hooley, at the 2014 Deutsche Bank Financial Services Investor Conference. The filing primarily serves to furnish presentation slides (Exhibit 99.1) that detail the company's strategic and financial information to investors. While this 8-K does not contain new financial results, it provides insights into management's perspective and forward-looking statements shared at the conference, which are accessible via webcast and a recorded replay on the company's investor relations website. Investors should note that the information furnished in this 8-K, including the presentation slides, is not deemed 'filed' for regulatory purposes under Section 18 of the Securities Exchange Act of 1934. However, it is crucial for understanding State Street's current strategic positioning, operational focus, and any commentary on market conditions or business outlook provided by its CEO during the conference. The availability of the presentation and its replay offers an opportunity for investors to stay informed about the company's ongoing dialogue with the investment community.

Key Highlights

  • 1State Street Corporation (STT) filed an 8-K on May 28, 2014, primarily for Regulation FD disclosure.
  • 2The filing furnishes presentation materials used by CEO Joseph L. Hooley at the 2014 Deutsche Bank Financial Services Investor Conference.
  • 3The furnished materials (Exhibit 99.1) are incorporated by reference, offering insights into State Street's strategic and financial discussions.
  • 4The presentation is accessible live and via recorded replay on the State Street Investor Relations website.
  • 5The furnished information is explicitly stated as not 'filed' under Section 18 of the Securities Exchange Act of 1934, meaning it's for informational purposes and not subject to the same liability provisions as filed reports.
  • 6This 8-K provides investors with direct access to management's commentary and presentation from a key industry conference.

Frequently Asked Questions

The main purpose of this 8-K filing is to disclose the presentation materials, including slides and related information, that State Street Corporation's CEO, Joseph L. Hooley, presented at the 2014 Deutsche Bank Financial Services Investor Conference on May 28, 2014. This ensures that all investors have access to the information shared with conference attendees.

The presentation materials (Exhibit 99.1) are furnished with this 8-K filing. Additionally, the presentation was accessible live via webcast on State Street's Investor Relations home page (www.statestreet.com/stockholder), and a recorded replay is available on the same website for approximately two weeks after the event.

This particular 8-K filing does not appear to contain new, standalone financial results or specific forward-looking guidance. Its primary function is to furnish presentation materials shared at an investor conference, which may discuss the company's performance, strategy, and market outlook.

When information is 'furnished' rather than 'filed' under Regulation FD, it means the SEC is being notified of the disclosure, but the information is not subject to the same level of liability under Section 18 of the Securities Exchange Act of 1934 as formally filed reports. However, it is still important for investors to review as it represents management's communication to the market.