8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Sep 9, 2014)

Filed September 9, 2014For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on September 9, 2014, to announce that its Chairman, President, and CEO, Joseph L. Hooley, would be presenting at the 2014 Barclays Global Financial Services Conference. The primary purpose of this filing is to furnish the presentation slides (Exhibit 99.1) that Mr. Hooley will use during his address. Investors can access a live, listen-only webcast of the presentation and a subsequent recorded replay on State Street's investor relations website. This event provides an opportunity for investors to hear directly from the CEO regarding the company's strategy, performance, and outlook, although the content of the presentation itself is not detailed in this 8-K filing beyond its existence and the presenter. The information furnished is not considered 'filed' under Section 18 of the Securities Exchange Act of 1934, meaning it does not carry the same legal implications as a formal SEC filing.

Key Highlights

  • 1State Street Corporation (STT) CEO Joseph L. Hooley presented at the 2014 Barclays Global Financial Services Conference on September 9, 2014.
  • 2The 8-K filing serves to furnish the presentation slides (Exhibit 99.1) used at the conference.
  • 3Investors could access a live, listen-only webcast of the presentation.
  • 4A recorded replay of the presentation was made available on the company's investor relations website.
  • 5The webcast replay was accessible for approximately two weeks following the event.
  • 6The information provided is furnished and not considered 'filed' for regulatory purposes.
  • 7The filing does not contain specific details of the presentation's content, only that it occurred and slides were provided.

Frequently Asked Questions

The main purpose of this 8-K filing is to formally announce that State Street Corporation's CEO, Joseph L. Hooley, was presenting at the 2014 Barclays Global Financial Services Conference and to furnish the presentation slides (Exhibit 99.1) that were used during this presentation.

The presentation slides are furnished as Exhibit 99.1 to this 8-K filing. Additionally, investors could access a live webcast and a recorded replay of the presentation on State Street's investor relations website (www.statestreet.com/stockholder).

This 8-K filing itself does not contain specific financial results, strategic updates, or forward-looking statements. It primarily serves as notification of the CEO's presentation and provides the associated slides, which would contain the actual presentation content.

Information that is 'furnished' is made public but does not carry the same legal liabilities or reporting requirements under certain sections of SEC regulations (like Section 18 of the Securities Exchange Act of 1934) as information that is 'filed'. This means State Street is providing the information to investors but is not legally representing it as part of its official SEC filings with the same level of accountability.