8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (May 18, 2016)

Filed May 18, 2016For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on May 18, 2016, primarily to disclose materials for their upcoming Annual Meeting of Shareholders. The key item is the attachment of Exhibit 99.1, which contains presentation slides and related information to be presented by Joseph L. Hooley. This filing serves as a disclosure mechanism under Regulation FD to ensure that all shareholders have access to the same information that would be presented at the meeting. Investors should note that the information furnished in this 8-K, including the presentation slides, is not considered 'filed' under the Securities Exchange Act of 1934. This means it does not carry the same legal implications as a formally filed document. However, the content of these slides likely provides insights into the company's performance, strategic priorities, and outlook as communicated by its leadership to shareholders. Investors should review Exhibit 99.1 for any forward-looking statements or operational updates. For a comprehensive understanding, it is advisable to seek out other SEC filings and official company communications.

Key Highlights

  • 1State Street Corporation (STT) filed an 8-K on May 18, 2016, related to its Annual Meeting of Shareholders.
  • 2Exhibit 99.1, containing presentation slides and related information, was attached to the filing.
  • 3The presentation was delivered by Joseph L. Hooley, presumably a senior executive.
  • 4The filing was made under Regulation FD to ensure broad dissemination of information.
  • 5Information furnished in this 8-K is not deemed 'filed' under Section 18 of the Securities Exchange Act of 1934.
  • 6The content of Exhibit 99.1 likely covers company performance, strategy, and outlook.
  • 7This filing is a disclosure mechanism rather than a report of a material event.

Frequently Asked Questions

The main purpose of this 8-K filing is to publicly disclose the presentation slides and related information that State Street Corporation's CEO, Joseph L. Hooley, would present at the company's 2016 Annual Meeting of Shareholders, in compliance with Regulation FD.

No, the information in this 8-K filing, including the attached Exhibit 99.1, is furnished and not deemed 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. This means it does not carry the same legal liabilities as formally filed documents.

The presentation slides and related information are provided as Exhibit 99.1 to this 8-K filing. Investors can access this exhibit through the SEC's EDGAR database or other financial data providers that track SEC filings.

The presentation slides typically contain information relevant to shareholders, such as the company's financial performance, strategic initiatives, operational highlights, outlook for the business, and answers to common shareholder questions. It's a way for management to communicate directly with its owners.