Summary
State Street Corporation (STT) filed an 8-K on February 8, 2017, primarily to furnish presentation slides (Exhibit 99.1) that Executive Vice President Louis Maiuri would use at the Credit Suisse Annual Financial Services Forum. This filing is not a comprehensive earnings release but rather an informational update accompanying a management presentation. Investors should note that the information furnished, including the slides, is not considered "filed" for regulatory purposes under Section 18 of the Securities Exchange Act of 1934, nor is it incorporated by reference into other SEC filings unless expressly stated. The primary purpose is to provide transparency on the topics discussed during the forum.
Key Highlights
- 1State Street Corporation announced that an executive would present at the Credit Suisse Annual Financial Services Forum on February 8, 2017.
- 2The presentation materials (slides) were furnished as Exhibit 99.1 to the 8-K filing.
- 3The furnished information is not considered "filed" under Section 18 of the Securities Exchange Act of 1934.
- 4The webcast of the presentation was accessible on State Street's Investor Relations website.
- 5The filing serves as an informational update related to management's participation in an industry conference.
- 6No new financial results or material operational updates beyond what would be covered in the presentation were formally disclosed in the 8-K text itself.
Frequently Asked Questions
The main purpose of this 8-K filing is to furnish presentation slides (Exhibit 99.1) that an executive of State Street Corporation would use during a presentation at the Credit Suisse Annual Financial Services Forum. It provides investors with access to the materials discussed during that forum.
No, this 8-K filing does not contain a formal earnings release or detailed financial results. It only references presentation slides that were used at an industry forum, which may contain financial information but are not officially filed as part of the company's regular financial reporting.
No, the information in Exhibit 99.1 is explicitly stated as 'furnished' and not 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. This means it does not carry the same legal implications as formally filed documents unless it is specifically incorporated into another filing.
The presentation slides are included as Exhibit 99.1 to this 8-K filing. Investors can also access the webcast of the presentation through State Street's Investor Relations website, as mentioned in the filing.