8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Jun 14, 2017)

Filed June 14, 2017For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on June 14, 2017, to disclose information presented by Ron O'Hanley, Vice Chairman and President & CEO of State Street Global Advisors, at the Morgan Stanley Annual Financial Services Conference. The primary purpose of this filing is to furnish the presentation slides (Exhibit 99.1) used during the conference, which are made available to investors via webcast on the company's Investor Relations website. This provides investors with direct insight into management's current perspective on the company's strategy, performance, and outlook within the financial services industry. While this filing does not contain new financial results or material agreements, it serves as a crucial channel for investors to access forward-looking commentary and strategic updates from senior leadership. Investors should review the furnished slides for details on State Street's business initiatives, market positioning, and any potential challenges or opportunities discussed by management. It's important to note that the information furnished is not deemed "filed" under the Securities Exchange Act, meaning it does not carry the same legal implications as a formal filing, but it remains a valuable source of qualitative information.

Key Highlights

  • 1State Street Corporation announced executive participation in the Morgan Stanley Annual Financial Services Conference.
  • 2Ron O'Hanley, Vice Chairman and President & CEO of State Street Global Advisors, was the presenter.
  • 3The filing furnished presentation slides (Exhibit 99.1) used at the conference for investor review.
  • 4A webcast of the presentation was accessible on State Street's Investor Relations website.
  • 5The disclosure is made under Regulation FD to ensure broad dissemination of information.
  • 6The furnished information is not considered 'filed' under Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to inform investors that State Street Corporation's executive, Ron O'Hanley, presented at the Morgan Stanley Annual Financial Services Conference and to make the presentation materials (slides) publicly available through furnishing them as an exhibit.

No, this filing does not report new financial results or disclose any material agreements. It is solely for the purpose of providing access to presentation materials shared at a conference.

The presentation slides are included as Exhibit 99.1 to this Form 8-K filing. Additionally, a webcast of the presentation was made available on State Street's Investor Relations website.

When information is furnished and not 'filed,' it means it is made available for informational purposes without the same legal liability associated with formal SEC filings. While still important for investors to review for management's perspective, it does not carry the same regulatory weight as information that is explicitly 'filed'.