8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Nov 6, 2017)

Filed November 6, 2017For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on November 6, 2017, primarily to disclose information related to a presentation by its Chief Information Officer, Antoine Shagoury, at Citi's 2017 Financial Technology Conference. The presentation slides, furnished as Exhibit 99.1, contain information that may be of interest to investors regarding the company's technology initiatives and strategy. While this filing does not contain new financial results or material corporate changes, the furnished slides provide insights into State Street's forward-looking views on financial technology. Investors should note that the information furnished in this 8-K, including Exhibit 99.1, is specifically designated as "furnished" and not "filed" under the Securities Exchange Act of 1934. This means it is not subject to the liabilities associated with Section 18 of the Act. However, the content of the presentation slides is intended to offer transparency into the company's technological direction and its role within the evolving financial landscape.

Key Highlights

  • 1State Street Corporation's CIO, Antoine Shagoury, presented at Citi's 2017 Financial Technology Conference on November 6, 2017.
  • 2The company furnished presentation slides (Exhibit 99.1) as part of this 8-K filing.
  • 3The furnished materials provide insights into State Street's technology strategy and financial technology initiatives.
  • 4The presentation was webcast and accessible via State Street's Investor Relations website.
  • 5Information in this filing is furnished under Regulation FD and is not considered 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934.
  • 6This filing does not include new financial statements or material amendments, but rather supplementary presentation materials.

Frequently Asked Questions

The primary purpose of this 8-K filing is to furnish investors with the presentation slides used by State Street Corporation's Chief Information Officer at a financial technology conference. It serves as a disclosure mechanism under Regulation FD for information shared at the event.

No, this 8-K filing does not contain new financial statements or earnings results. It is focused on providing supplementary materials from a technology-focused presentation.

The presentation slides are expected to cover State Street's perspectives on financial technology, its technological strategy, and potentially its plans or views on innovation within the financial services industry. Specific details would be within the slides themselves.

The information in this filing, including the furnished slides, is specifically designated as 'furnished' and not 'filed' under the Securities Exchange Act of 1934. Therefore, it is not subject to the liability provisions of Section 18 of that Act, although investors may still consider it for informational purposes.