Summary
State Street Corporation (STT) filed an 8-K on September 13, 2018, to disclose information regarding a presentation by its President and Chief Operating Officer, Ronald P. O'Hanley, at the Barclays Annual Global Financial Services Conference. The primary purpose of this filing is to furnish the presentation slides (Exhibit 99.1) used during this event. Investors can access a webcast of the presentation via State Street's Investor Relations website. This filing serves as a disclosure mechanism under Regulation FD, ensuring that material information shared at the conference is made available to all investors.
Key Highlights
- 1State Street Corporation President and COO Ronald P. O'Hanley presented at the Barclays Annual Global Financial Services Conference.
- 2The presentation took place on September 13, 2018, at 9:45 a.m. EST in New York City.
- 3Presentation slides and related information are furnished as Exhibit 99.1 to the 8-K filing.
- 4A webcast of the presentation was made available on State Street's Investor Relations website.
- 5The filing is made under Regulation FD to ensure broad dissemination of information.
- 6Information furnished in this 8-K and Exhibit 99.1 is not considered 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, unless specifically incorporated into a filing.
Frequently Asked Questions
The main purpose of this 8-K filing is to publicly disclose the presentation slides and related information that State Street Corporation's President and Chief Operating Officer, Ronald P. O'Hanley, used when speaking at the Barclays Annual Global Financial Services Conference. This ensures compliance with Regulation FD, which requires that any material non-public information shared with conference attendees also be made available to the general public.
The presentation slides and related information are included as Exhibit 99.1 to this Form 8-K filing. Additionally, a webcast of the presentation was accessible on State Street's Investor Relations website.
This specific 8-K filing is primarily for regulatory disclosure purposes related to a conference presentation. It does not contain new financial statements or significant strategic announcements beyond what was presented at the conference. Investors should refer to the content of Exhibit 99.1 and the webcast for any specific insights or updates shared during the presentation.
No, the information furnished in this Item 7.01 and Exhibit 99.1 is explicitly stated as not being 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. This means it does not carry the same legal implications as formally filed documents unless State Street specifically incorporates it by reference into another SEC filing.