Summary
State Street Corporation (STT) filed an 8-K on February 12, 2019, primarily to furnish presentation slides to be used at the Credit Suisse Annual Financial Services Forum. These slides, included as Exhibit 99.1, contain summary information regarding the company's business lines for the fiscal year 2018. The filing does not disclose new financial results or material business updates in the traditional sense but rather directs investors to materials being presented at an industry conference.
Key Highlights
- 1Presentation materials furnished as Exhibit 99.1 for the Credit Suisse Annual Financial Services Forum.
- 2Andrew Erickson, head of Global Services, is presenting on behalf of State Street.
- 3The presentation includes summary line of business information for the fiscal year 2018.
- 4The information is furnished and not deemed 'filed' under SEC regulations, limiting liability.
- 5Webcast access to the presentation is available on State Street's Investor Relations website.
Frequently Asked Questions
The main purpose of this 8-K filing is to furnish the presentation slides that State Street's Andrew Erickson will use at the Credit Suisse Annual Financial Services Forum. These slides contain summary business information for fiscal year 2018.
No, this 8-K does not contain official earnings results. It refers investors to presentation materials that include summary business information for the fiscal year 2018, which are being presented at an external conference.
The filing incorporates by reference the presentation slides (Exhibit 99.1) which contain the summary business information. Investors can also access the webcast of the presentation on State Street's Investor Relations website for further details.
When information is 'furnished' under Items 2.02 and 7.01, it is not subject to the same liability provisions of Section 18 of the Securities Exchange Act of 1934 as 'filed' information. This provides the company with a degree of protection regarding the disclosed material unless it is incorporated into a registration statement or other filing.