8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Jun 11, 2019)

Filed June 11, 2019For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on June 11, 2019, to announce the participation of key executives, Louis D. Maiuri (Chief Operating Officer) and Eric W. Aboaf (Chief Financial Officer), in the Morgan Stanley Annual Financials Conference. The primary purpose of this filing is to furnish the presentation slides that Mr. Maiuri will use during his presentation, which are incorporated by reference into this report. Investors can access a webcast of the presentation on State Street's Investor Relations website. While this filing primarily serves as a disclosure vehicle for presentation materials, it signals an opportunity for investors to gain insights into the company's operational and financial strategies directly from senior management. The furnished slides (Exhibit 99.1) are expected to contain information relevant to the company's performance, outlook, and strategic initiatives, as presented at the conference. Investors should note that the information furnished under Regulation FD is not considered "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, thus carrying different legal implications.

Key Highlights

  • 1State Street Corporation executives to present at Morgan Stanley Annual Financials Conference.
  • 2Presentation by COO Louis D. Maiuri and CFO Eric W. Aboaf.
  • 3Furnished slides (Exhibit 99.1) incorporated by reference, offering insights into company strategy and performance.
  • 4Webcast of the presentation will be available on State Street's Investor Relations website.
  • 5Filing is primarily for Regulation FD disclosure purposes.
  • 6Information furnished is not considered 'filed' under Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to disclose that State Street Corporation's Chief Operating Officer and Chief Financial Officer will be participating in the Morgan Stanley Annual Financials Conference and to furnish the presentation slides (Exhibit 99.1) that will be used during the presentation.

The presentation slides, designated as Exhibit 99.1, are furnished with this Form 8-K and incorporated by reference. A webcast of the presentation will also be accessible on State Street's Investor Relations website.

The Regulation FD Disclosure indicates that the information provided, including the presentation slides, is being shared publicly to prevent selective disclosure of material non-public information. It's important to note that information furnished under Regulation FD is generally not considered 'filed' under Section 18 of the Securities Exchange Act of 1934, meaning it does not carry the same legal liability as a formally filed document.

While not explicitly detailed in the 8-K itself, presentations at financial conferences typically cover a company's financial performance, strategic initiatives, market outlook, and potentially future guidance. Investors should review the furnished slides (Exhibit 99.1) and the webcast for specific details.