8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Dec 11, 2019)

Filed December 11, 2019For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on December 11, 2019, primarily to furnish presentation materials for their participation in the Goldman Sachs US Financial Services Conference. The key takeaway for investors is that the company's President and CEO, Ronald P. O'Hanley, and CFO, Eric W. Aboaf, were presenting at this significant industry event. The furnished slides (Exhibit 99.1) likely contained updates on the company's performance, strategic initiatives, and outlook, offering insights into management's perspective on State Street's business and market position. While this 8-K itself does not contain new financial results or material events, it serves as a notification that investors could access the company's prepared remarks and supporting materials for the presentation. The information shared is intended for general investor awareness and regulatory compliance regarding public disclosures, with the understanding that the furnished materials are not considered 'filed' under SEC rules unless explicitly incorporated into a future filing.

Key Highlights

  • 1State Street Corporation executives (CEO and CFO) participated in the Goldman Sachs US Financial Services Conference.
  • 2Presentation materials, including slides, were furnished as an exhibit (Exhibit 99.1).
  • 3The presentation likely offered insights into State Street's strategy, performance, and outlook.
  • 4A webcast of the presentation was accessible via State Street's Investor Relations website.
  • 5The information furnished is for disclosure purposes and not considered 'filed' under Section 18 of the Securities Exchange Act of 1934.
  • 6This 8-K serves as a notification of executive participation and the availability of presentation content.

Frequently Asked Questions

The primary purpose of this 8-K filing was to furnish the presentation slides (Exhibit 99.1) that State Street Corporation's CEO and CFO used during their participation in the Goldman Sachs US Financial Services Conference on December 11, 2019.

The presentation slides were furnished as Exhibit 99.1 to the 8-K filing. Additionally, a webcast of the presentation was made available on State Street's Investor Relations website.

No, this specific 8-K filing did not contain new financial statements or explicit guidance. It primarily served to disclose that company executives were presenting at an industry conference and to provide access to the presentation materials.

According to the filing, the information in Item 7.01 and Exhibit 99.1 is furnished, not 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, nor will it be automatically incorporated by reference into future filings unless specifically stated.