Summary
State Street Corporation (STT) filed an 8-K on February 27, 2020, to disclose its participation in the Credit Suisse Annual Financial Services Forum. Executives Louis D. Maiuri, Chief Operating Officer, and Eric W. Aboaf, Chief Financial Officer, were scheduled to present. The filing primarily serves to furnish presentation slides (Exhibit 99.1) which contain information related to the company's business and outlook that was shared at the forum. Investors should note that this information is furnished and not deemed "filed" under the Securities Exchange Act, meaning it doesn't automatically update the company's formal disclosures for liability purposes, but it does provide current insights into management's discussions.
Key Highlights
- 1State Street Corporation executives presented at the Credit Suisse Annual Financial Services Forum on February 27, 2020.
- 2Key executives participating were COO Louis D. Maiuri and CFO Eric W. Aboaf.
- 3The 8-K filing primarily includes presentation slides (Exhibit 99.1) as furnished information.
- 4The furnished slides provide current business and strategic insights shared with attendees of the forum.
- 5The information furnished is not considered "filed" for Section 18 of the Exchange Act, limiting its legal incorporation into other filings.
- 6A webcast of the presentation was made available on State Street's Investor Relations website.
Frequently Asked Questions
The main purpose of this 8-K filing is to publicly disclose that State Street Corporation executives participated in the Credit Suisse Annual Financial Services Forum and to furnish the presentation slides used during their presentation. This ensures that any material non-public information shared at the forum is made available to all investors.
This 8-K filing itself does not contain specific financial or operational updates. Instead, it references Exhibit 99.1, which are the slides presented by management at the Credit Suisse forum. Investors would need to review these slides for any detailed information or commentary on the company's performance or outlook.
No, the information furnished in Exhibit 99.1 is explicitly stated as not being "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. This means it does not carry the same legal liability as formally filed information, although it still provides current insights into management's discussions.
The presentation slides are included as Exhibit 99.1 to this 8-K filing. Additionally, a webcast of the presentation was accessible on State Street's Investor Relations website.