8-KOther Events

US BANCORP \DE\ 8-K Report (Aug 7, 2002)

Filed August 7, 2002For Securities:USBUSB-PHUSB-PPUSB-PRUSB-PQUSB-PSUSB-PA

Summary

This 8-K filing from U.S. Bancorp (USB) on August 7, 2002, primarily concerns the submission of sworn statements by its Chief Executive Officer and Chief Financial Officer to the SEC. These statements were made pursuant to SEC Order No. 4-460, a directive likely related to accounting and financial reporting scrutiny prevalent in that period. While the filing itself doesn't disclose new financial results or operational updates, the act of submitting these sworn statements signifies the company's compliance with regulatory demands during a period of heightened oversight for financial institutions.

Key Highlights

  • 1U.S. Bancorp submitted sworn statements from its CEO and CFO to the SEC on August 7, 2002.
  • 2The submissions were made in accordance with SEC Order No. 4-460.
  • 3This filing does not contain new financial results or significant operational changes.
  • 4The filing indicates the company's engagement with regulatory bodies concerning financial reporting.
  • 5Statements from Jerry A. Grundhofer (CEO) and David M. Moffett (CFO) are attached as exhibits.
  • 6The event date and filing date are both August 6, 2002, with the statements dated August 7, 2002.

Frequently Asked Questions

The primary purpose of this 8-K filing is to report that U.S. Bancorp's CEO and CFO submitted sworn statements to the SEC as required by SEC Order No. 4-460. It serves as a notification of compliance with a regulatory request.

No, this filing does not disclose any new financial statements, earnings results, or operational performance updates. Its focus is strictly on the submission of sworn executive statements to the SEC.

While the specific details of SEC Order No. 4-460 are not provided in this filing, it was a directive from the SEC requiring sworn statements from principal executive and financial officers, likely related to the accounting and financial reporting practices of public companies, particularly in the context of heightened regulatory scrutiny during that era.

The inclusion of the sworn statements as exhibits means investors can access the content of these statements, which detail the officers' attestations regarding the company's financial reporting. This provides transparency into the company's compliance efforts with SEC directives.