Summary
This SEC filing (Form 8-K) for Wells Fargo & Company, filed on February 7, 2017, primarily serves to report the issuance of several series of Medium-Term Notes. These notes are structured as "Principal at Risk Securities" and are linked to various indices and ETFs, including the S&P 500 Index, SPDR® S&P 500® ETF Trust, Russell 2000® Index, EURO STOXX 50® Index, and the Financial Select Sector SPDR® Fund. The filing includes the forms of these notes and a legal opinion from Faegre Baker Daniels LLP concerning them.
Key Highlights
- 1Wells Fargo issued five series of Medium-Term Notes, Series K, on February 7, 2017.
- 2These notes are designated as "Principal at Risk Securities," meaning investors could lose a portion or all of their principal.
- 3The performance of these notes is linked to various financial benchmarks, including equity indices and ETFs.
- 4Maturity dates for these notes range from August 2019 to February 2021.
- 5The filing provides the specific forms for each of the five note series.
- 6A legal opinion from Faegre Baker Daniels LLP regarding these notes is included as an exhibit.