8-KExhibits & Filings

WELLS FARGO & COMPANY/MN 8-K Report, Exhibit Filing (Sep 7, 2017)

Filed September 7, 2017For Securities:WFCWFC-PDWFC-PCWFC-PYWFC-PAWFC-PLWFCNPWFC-PZ

Summary

Wells Fargo & Company (WFC) filed an 8-K report on September 7, 2017, to disclose the issuance of new financial instruments. Specifically, the company announced the creation and filing of forms for two series of Medium-Term Notes, Series K, which are Principal at Risk Securities. These notes are linked to either the EURO STOXX 50® Index or the S&P 500® Index, with a maturity date of September 8, 2020. This filing is primarily a procedural one, providing the necessary documentation for these new debt instruments. Investors interested in these specific notes should review the filed exhibits, which include the forms of the notes themselves and the legal opinion from Faegre Baker Daniels LLP. The report does not contain new financial performance data or strategic updates regarding the company's overall business operations.

Key Highlights

  • 1Wells Fargo issued new "Principal at Risk Securities" (Medium-Term Notes, Series K).
  • 2The notes are linked to the performance of two major indices: EURO STOXX 50® and S&P 500®.
  • 3The maturity date for these notes is September 8, 2020.
  • 4This 8-K filing primarily serves to provide the official documentation (forms and legal opinions) for these new securities.
  • 5The filing is in connection with a previously filed Registration Statement on Form S-3 (File No. 333-202840).
  • 6The legal opinion regarding the notes was provided by Faegre Baker Daniels LLP.

Frequently Asked Questions

These are debt instruments (Medium-Term Notes) where the repayment of principal at maturity is linked to the performance of an underlying asset, in this case, stock market indices. If the index performs poorly, investors may lose a portion or all of their principal investment.

No, this 8-K filing is primarily a procedural disclosure of new debt instruments. It does not provide an update on Wells Fargo's financial performance, earnings, or strategic business decisions.

The filing includes Exhibit 4.1 (Form of Note linked to EURO STOXX 50®), Exhibit 4.2 (Form of Note linked to S&P 500®), and Exhibit 5.1 (Legal opinion). These documents provide the specific terms and conditions of the notes.

Companies are required to file forms related to newly issued securities with the SEC to ensure transparency and provide investors with essential information about the offering.