8-KExhibits & Filings

WELLS FARGO & COMPANY/MN 8-K Report, Exhibit Filing (Nov 6, 2019)

Filed November 6, 2019For Securities:WFCWFC-PDWFC-PCWFC-PYWFC-PAWFC-PLWFCNPWFC-PZ

Summary

Wells Fargo & Company/MN (WFC) filed an 8-K on November 6, 2019, primarily to disclose the forms of recently issued debt securities. Specifically, the company is filing documentation related to the issuance of Medium-Term Notes, Series T, due November 6, 2024. Additionally, Wells Fargo Finance LLC, with a guarantee from Wells Fargo & Company, has issued Medium-Term Notes, Series A, which are Principal at Risk Securities linked to the S&P 500® Index, with maturities in November 2021. This filing does not report on new financial results or material business events, but rather serves as a regulatory requirement to make the legal documentation for these debt issuances publicly available. Investors interested in the specifics of these debt instruments, including their terms and the legal opinions supporting their issuance, can find the relevant exhibits attached to this filing.

Key Highlights

  • 1Wells Fargo & Company issued Medium-Term Notes, Series T, due November 6, 2024.
  • 2Wells Fargo Finance LLC issued Medium-Term Notes, Series A (Principal at Risk Securities Linked to the S&P 500® Index) due November 8, 2021.
  • 3Wells Fargo Finance LLC issued additional Medium-Term Notes, Series A (Principal at Risk Securities Linked to the S&P 500® Index) due November 4, 2021.
  • 4Wells Fargo & Company provides a full and unconditional guarantee for the Series A Notes.
  • 5The filing includes the forms of these debt instruments as exhibits.
  • 6Legal opinions from Faegre Baker Daniels LLP regarding the Series T Notes and the Series A Notes and Guarantee are filed as exhibits.
  • 7This is a disclosure filing for debt issuance documentation, not a report of new financial performance or operational changes.

Frequently Asked Questions

The primary purpose of this 8-K filing is to formally disclose and provide public access to the legal documentation, specifically the forms of the notes and related legal opinions, for recently issued debt securities by Wells Fargo & Company and Wells Fargo Finance LLC.

The company issued Medium-Term Notes, Series T, due November 6, 2024. Additionally, Wells Fargo Finance LLC issued Medium-Term Notes, Series A, which are Principal at Risk Securities linked to the S&P 500® Index, with two different maturity dates in November 2021.

No, this filing does not report on new financial results or operational performance. It is purely a disclosure of the legal documentation for specific debt issuances.

Yes, Wells Fargo & Company provides a full and unconditional guarantee for the Medium-Term Notes, Series A, issued by Wells Fargo Finance LLC.