8-KExhibits & Filings

WELLS FARGO & COMPANY/MN 8-K Report, Exhibit Filing (Nov 29, 2019)

Filed November 29, 2019For Securities:WFCWFC-PDWFC-PCWFC-PYWFC-PAWFC-PLWFCNPWFC-PZ

Summary

This Wells Fargo & Company (WFC) 8-K filing primarily concerns the issuance of new debt securities and the associated legal documentation. Specifically, it details the release of Medium-Term Notes, Series T, due in November 2022, by Wells Fargo & Company, and various Medium-Term Notes, Series A, by Wells Fargo Finance LLC, with maturity dates ranging from 2021 to 2029. These Series A Notes are linked to various market indices, including the EURO STOXX 50®, Dow Jones Industrial Average®, Russell 2000®, and S&P 500®, and are guaranteed by Wells Fargo & Company. The purpose of this filing is to provide investors with the official forms of these notes, as well as legal opinions from Faegre Baker Daniels LLP concerning the Series T Notes, Series A Notes, and the Guarantee. For investors, this filing signifies ongoing capital markets activity and the company's use of debt to fund operations or other corporate purposes. The nature of the Series A Notes as 'Principal at Risk Securities' suggests potential for both principal loss and gain depending on the performance of the underlying indices.

Key Highlights

  • 1Wells Fargo & Company issued Medium-Term Notes, Series T, due November 29, 2022.
  • 2Wells Fargo Finance LLC issued multiple series of Medium-Term Notes, Series A, with varying maturity dates (2021-2029).
  • 3Series A Notes are 'Principal at Risk Securities' linked to major market indices (EURO STOXX 50®, Dow Jones Industrial Average®, Russell 2000®, S&P 500®).
  • 4Wells Fargo & Company fully and unconditionally guarantees the Series A Notes.
  • 5The filing includes the forms of the issued notes as exhibits.
  • 6Legal opinions from Faegre Baker Daniels LLP regarding the notes and the guarantee are filed with the SEC.
  • 7This filing supports the company's existing Registration Statement on Form S-3.

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