8-KExhibits & Filings

WELLS FARGO & COMPANY/MN 8-K Report, Exhibit Filing (Oct 23, 2023)

Filed October 23, 2023For Securities:WFCWFC-PDWFC-PCWFC-PYWFC-PAWFC-PLWFCNPWFC-PZ

Summary

Wells Fargo & Company (WFC) filed an 8-K on October 23, 2023, primarily to disclose the issuance of new debt instruments. Specifically, the company has issued two series of Medium-Term Notes, Series W, totaling $6 billion. The first issuance is $2.75 billion in Senior Redeemable Fixed-to-Floating Rate Notes due October 23, 2029, and the second is $3.25 billion in similar notes due October 23, 2034. This filing is in connection with a previously filed Registration Statement on Form S-3. The purpose of this 8-K is to formally file the forms of these notes and the legal opinion from Faegre Drinker Biddle & Reath LLP regarding their issuance. Investors should note that this is a debt issuance, not an equity event, and relates to Wells Fargo's ongoing financing activities.

Key Highlights

  • 1Wells Fargo issued $2.75 billion in Senior Redeemable Fixed-to-Floating Rate Notes due October 23, 2029.
  • 2Wells Fargo issued $3.25 billion in Senior Redeemable Fixed-to-Floating Rate Notes due October 23, 2034.
  • 3The total aggregate principal amount of the new notes issued is $6 billion.
  • 4These issuances are classified as Medium-Term Notes, Series W.
  • 5The filing serves to append the forms of the notes and a legal opinion to a prior S-3 registration statement.
  • 6The notes are designated as 'Senior Redeemable Fixed-to-Floating Rate Notes', indicating a potential shift in interest rate payment structure over time and the redeemable nature of the debt.

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