01—Abstract
Summary
Summary of the 10-K/A filed April 3, 2006. Cited figures are marked; the original filing is the authoritative source.
This Form 10-K/A (Amendment No. 1) from Yum!
Brands, Inc. amends the Annual Report for the fiscal year ended December 31, 2005, originally filed with the SEC on March 3, 2006. The filing states its sole purpose is to correct a typographical error on the cover page regarding the date of the annual meeting of shareholders, which is to be held May 18, 2006. It does not update any disclosures to reflect developments since the Original Filing, and it does not amend or change the financial statements or any other items.
The amendment adds four certifications: Exhibits 31.1 and 31.2 (Rule 13a-14(a) certifications under Section 302 of the Sarbanes-Oxley Act, by the Chairman, CEO and President and the Chief Financial Officer) and Exhibits 32.1 and 32.2 (Section 906 certifications under 18 U.S.C. Section 1350, by the same officers). The filing is signed by David C.
Novak, Chairman, Chief Executive Officer and President, dated March 31, 2006. Cover-page information shows the registrant is a North Carolina corporation headquartered at 1441 Gardiner Lane, Louisville, Kentucky, is a large accelerated filer, and had 275,830,856 shares of Common Stock outstanding as of February 24, 2006.
The aggregate market value of voting stock held by non-affiliates was $15,137,243,884a as of June 11, 2005. Part III information is incorporated by reference from the definitive proxy statement.
02—Key points
Key Highlights
- Filing type: Amendment No. 1 to the Form 10-K for the fiscal year ended December 31, 2005, filed to correct a typographical error on the cover page.
- Correction: The cover page error concerned the date of the annual meeting of shareholders, which is to be held May 18, 2006.
- No financial changes: The amendment does not update or change the financial statements or any other items or disclosures in the Original Filing, which was filed March 3, 2006.
- New exhibits: Adds Section 302 certifications (Exhibits 31.1 and 31.2) and Section 906 certifications (Exhibits 32.1 and 32.2) signed by David C. Novak and Richard T. Carucci.
- Shares outstanding: 275,830,856 shares of Common Stock as of February 24, 2006.
- Public float: Aggregate market value of voting stock held by non-affiliates was $15,137,243,884 as of June 11, 2005, based on the NYSE closing price.
- Filer status: Registrant is a large accelerated filer and a well-known seasoned issuer, headquartered in Louisville, Kentucky.
03—Questions
Frequently Asked Questions
Why was this 10-K/A filed?
The filing states that its sole purpose is to correct a typographical error on the cover page concerning the date of the annual meeting of shareholders, which is to be held May 18, 2006. It also files four certification exhibits.
Does this amendment change Yum! Brands' financial results?
No. The filing states that it does not amend, update or change the financial statements or any other items or disclosures in the Original Filing, and it does not update disclosures for developments since the Original Filing date.
When and where will the annual shareholders meeting be held?
The annual meeting of shareholders is to be held May 18, 2006. Part III information is incorporated by reference from the definitive proxy statement furnished to shareholders for that meeting.
Who certified this filing?
David C. Novak, Chairman, Chief Executive Officer and President, and Richard T. Carucci, Chief Financial Officer, provided the Section 302 and Section 906 certifications, both dated March 31, 2006.
How many shares were outstanding and what was the public float?
As of February 24, 2006, there were 275,830,856 shares of Common Stock outstanding. The aggregate market value of voting stock held by non-affiliates was $15,137,243,884 as of June 11, 2005.
04—Continue