What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally report that Adobe Systems Incorporated has submitted sworn statements from its CEO and CFO to the Securities and Exchange Commission (SEC). This was a regulatory requirement for certain public companies at the time.

Does this filing contain any new financial results or business updates?

No, this 8-K filing does not contain new financial results, quarterly earnings, or significant business updates. It is solely focused on the company's compliance with a specific SEC directive regarding sworn statements on Exchange Act filings.

What is SEC Order No. 4-460?

SEC Order No. 4-460, issued on June 27, 2002, required principal executive officers and principal financial officers of certain public companies to submit sworn statements attesting to the accuracy of their company's filings with the SEC, particularly in light of accounting concerns prevalent at the time.

Why is this filing important for investors?

This filing is important as it demonstrates Adobe's commitment to regulatory compliance and transparency during a period of heightened scrutiny on corporate financial reporting. It assures investors that the company's leadership is actively addressing and attesting to the integrity of its SEC filings.

ADBE 8-K SEC Disclosure

Summary

This 8-K filing from Adobe Systems Incorporated, dated October 15, 2002, primarily serves to report the submission of sworn statements by its Principal Executive Officer and Principal Financial Officer to the Securities and Exchange Commission (SEC). This action was taken in accordance with SEC Order No. 4-460, which mandated such filings from certain public companies regarding the accuracy of their Exchange Act filings. While this report does not contain new financial results or strategic announcements, it is significant as it reflects Adobe's compliance with an important SEC directive during a period of increased regulatory scrutiny following accounting scandals. Investors should view this filing as an indicator of the company's commitment to transparency and adherence to financial reporting regulations.

Key Highlights

1Adobe Systems Incorporated filed a Current Report (8-K) on October 15, 2002.
2The primary purpose of the filing was to submit sworn statements from the CEO and CFO to the SEC.
3These statements were made in accordance with SEC Order No. 4-460 concerning the accuracy of Exchange Act filings.
4The event date reported is October 14, 2002.
5The filing includes Exhibit 99.1: Statement Under Oath of Bruce R. Chizen (CEO).
6The filing includes Exhibit 99.2: Statement Under Oath of Murray J. Demo (CFO).

ADOBE INC. 8-K Report (Oct 15, 2002)

Summary

Key Highlights

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