8-K

Brookfield Asset Management Ltd. 8-K Report (Jun 7, 2024)

Filed June 7, 2024For Securities:BAM

Summary

Brookfield Asset Management Ltd. (BAM) filed a Form 6-K report on June 7, 2024, primarily to incorporate by reference a Material Change Report dated May 31, 2024. This filing does not contain new financial results or significant operational updates directly within the 6-K itself. Instead, it serves as a notification mechanism to the SEC for publicly available information in Canada, specifically a material change report, which is a common disclosure for Canadian public companies. Investors should note that the substantive information regarding any material changes would be found in the referenced Exhibit 99.1. The 6-K form itself confirms BAM's status as a foreign private issuer and indicates it files annual reports under Form 40-F. The incorporation by reference of the Material Change Report into BAM's existing registration statements on Forms F-3 (File No. 333-279599) and S-8 (File No. 333-268783) is also a key procedural aspect of this filing, ensuring that investors have access to these disclosures through SEC filings.

Key Highlights

  • 1Brookfield Asset Management Ltd. (BAM) filed a Form 6-K report on June 7, 2024.
  • 2The primary purpose of the filing is to incorporate by reference a Material Change Report dated May 31, 2024 (Exhibit 99.1).
  • 3This filing serves to provide the SEC with notice of a material change report filed in Canada.
  • 4BAM is identified as a foreign private issuer and files annual reports on Form 40-F.
  • 5The Material Change Report (Exhibit 99.1) is incorporated by reference into BAM's existing SEC registration statements on Form F-3 (File No. 333-279599) and Form S-8 (File No. 333-268783).
  • 6No new financial statements or operational updates are presented directly within the 6-K filing itself.

Frequently Asked Questions

This filing is a Form 6-K, which is a report of foreign private issuers. Its primary purpose is to furnish information to the SEC that is made public in the company's home country. In this case, it incorporates by reference a Material Change Report dated May 31, 2024, filed in Canada.

The details of the material change are contained within Exhibit 99.1, which is the Material Change Report dated May 31, 2024. This exhibit is incorporated by reference into the 6-K filing and is accessible through BAM's registration statements (Form F-3 and Form S-8).

No, this Form 6-K filing does not contain new financial statements or results. It is a procedural filing to incorporate a separate document (the Material Change Report) that contains substantive information.

Incorporation by reference means that the SEC filing treats the referenced document (Exhibit 99.1) as if it were physically part of the 6-K. Investors can access the information in Exhibit 99.1 by looking at the registration statements (Form F-3 and Form S-8) that the material is incorporated into, or by directly accessing the Material Change Report itself.