8-KCorporate ChangesExhibits & Filings

Brookfield Asset Management Ltd. 8-K Report, Code of Ethics Amendment (Jun 26, 2025)

Filed June 26, 2025For Securities:BAM

Summary

Brookfield Asset Management Ltd. (BAM) filed an 8-K on June 26, 2025, primarily announcing amendments to its Code of Business Conduct and Ethics. These changes are described as non-substantive clean-up and clarifying amendments, intended to ensure the Code remains effective and relevant for all directors, officers, employees, and temporary workers across the company and its wholly owned subsidiaries. The updated Code has been filed as an exhibit to this report. While this filing does not contain material financial updates or significant strategic shifts, investors can be assured that the company is maintaining its governance framework. The amendments signify a proactive approach to internal policies, reinforcing ethical standards and compliance. The full Code of Business Conduct and Ethics is available for review as an attached exhibit.

Key Highlights

  • 1BAM filed an 8-K on June 26, 2025, reporting amendments to its Code of Business Conduct and Ethics.
  • 2The amendments are characterized as non-substantive clean-up and clarifying changes.
  • 3The updated Code applies to all directors, officers, employees, and temporary workers of BAM and its wholly owned subsidiaries.
  • 4The revised Code of Business Conduct and Ethics has been filed as Exhibit 14.1.
  • 5The filing indicates no substantive changes to financial statements or other significant business events.
  • 6This report emphasizes the company's commitment to maintaining its ethical governance standards.

Frequently Asked Questions

The main purpose of this 8-K filing is to report amendments made to Brookfield Asset Management Ltd.'s Code of Business Conduct and Ethics. These amendments are described as non-substantive and are intended for clean-up and clarification.

Based on the description provided in the filing, the amendments are non-substantive clean-up and clarifying changes. Therefore, they are not expected to have a material impact on BAM's financial performance or operations.

The updated Code of Business Conduct and Ethics is applicable to all directors, officers, employees, and temporary workers of Brookfield Asset Management Ltd. and its wholly owned subsidiaries.

The updated Code of Business Conduct and Ethics is attached to this 8-K filing as Exhibit 14.1 and is incorporated by reference into Item 5.05 of the report.