BR SEC Filings

Broadridge Financial Solutions 8-K Report, Financial Results (Nov 3, 2026)

Broadridge Financial Solutions Quarterly Report for Q1 Ended Sep 30, 2026

Broadridge Financial Solutions 8-K Report, Corporate Update (Oct 23, 2026)

Broadridge Financial Solutions, Inc. filed this Current Report on Form 8-K to disclose under Item 8.01 (Other Events) that it moved its headquarters on September 29, 2026 to 605 Third Avenue, New York, New York 10158. The filing also states that the company's telephone number has changed to (212) 918-6900. The filing contains no financial results, financial statements, or guidance. Its only exhibit listed is Exhibit 104, the Cover Page Interactive Data File, whose cover page XBRL tags are embedded within the Inline XBRL document. For investors, this is an administrative disclosure with no stated effect on operations, financial condition, or securities. Common stock trades under the symbol BR on the New York Stock Exchange.

Broadridge Financial Solutions 8-K Report, Financial Results (Aug 4, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) reported fiscal fourth-quarter and full-year 2026 results on August 4, 2026, furnished as Exhibits 99.1 and 99.2 to its Form 8-K. For fiscal year 2026, Recurring revenues rose 8% to $4,878 million (8% on a constant currency basis), total revenues increased 9% to $7,477 million, and diluted EPS rose 35% to $9.60. Adjusted EPS grew 12% to $9.60, and Free cash flow conversion was 110%, with Free cash flow of $1,233.0 million. Closed sales reached $305 million, up 6%. Fourth-quarter Recurring revenues were $1,542 million, up 8%, and fourth-quarter diluted EPS was $3.44. The Board declared a quarterly dividend of $1.09 per share payable October 5, 2026, reflecting a 12% increase in the annual dividend from $3.90 to $4.36 per share. The Board also authorized a new share repurchase program of up to $1.5 billion of common stock with no expiration date, replacing the 3.5 million shares remaining under the prior authorization. Fiscal year 2026 Corporate and Other results included a non-cash gain on digital assets of $227 million, which the company excluded from Adjusted EPS. For fiscal year 2027, management guided to 6-8% Recurring revenue growth on a constant currency basis, Adjusted Operating income margin of approximately 21%, 8-12% Adjusted EPS growth, Free cash flow conversion of 100% or more, and Closed sales of $290-330 million. Results were presented on both GAAP and Non-GAAP bases, and the filing lists risk factors including client concentration, cybersecurity, and securities market activity.

Broadridge Financial Solutions Annual Report, Year Ended Jun 30, 2026

Broadridge Financial Solutions, Inc. (BR) reported fiscal 2026 (year ended June 30, 2026) revenues of $7,476.8 million, up 9% from $6,889.1 million, and net earnings of $1,124.3 million, up 34% from $839.5 million. Diluted EPS was $9.60 versus $7.10. Operating income rose to $1,300.6 million from $1,188.6 million, and the company stated an operating margin of 17.4%. Results were helped by a $227.0 million non-cash gain on digital assets (Canton Coins) recorded in Other non-operating income, which lifted net earnings. On a non-GAAP basis, Adjusted Net earnings were $1,124.2 million and Adjusted EPS was $9.60, with recurring revenue growth of 8%. The Investor Communication Solutions segment generated revenues of $5,560.8 million (up 9%) and earnings before income taxes of $1,103.5 million (up 5%), with pre-tax margin declining to 19.8% from 20.6%. Global Technology and Operations revenues were $1,916.0 million (up 8%), and its earnings before income taxes rose 48% to $297.8 million. Free cash flow was $1,233.0 million, up from $1,056.4 million. The company returned capital through $443.5 million of dividends paid and $603.7 million of treasury stock purchases, and total debt stood at $3,254.6 million at June 30, 2026, with $1,225.3 million of unused revolver capacity. Looking ahead, the company's board approved a quarterly dividend increase to $1.09 per share on August 3, 2026, raising the expected annual dividend to $4.36 from $3.90. The filing also discusses the SEC's July 16, 2026 proposal of Regulation E-Delivery, which management expects to modestly reduce recurring revenue growth over two to three years and reduce distribution revenues, partly offset by new solutions, with no expected impact on fiscal 2027 financial results.

Broadridge Financial Solutions 8-K Report, Executive Changes (Jun 10, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Current Report on Form 8-K to disclose the appointment of Todd Diganci to its Board of Directors. The Board approved an increase in its size from nine to 10 members on June 9, 2026, and appointed Mr. Diganci, effective August 1, 2026. Following the appointment, eight of the 10 Board members will be independent, including the Chairperson, Eileen K. Murray. Mr. Diganci will serve on the Audit Committee. Mr. Diganci served as Executive Vice President, Chief Financial Officer, and Chief Administrative Officer of the Financial Industry Regulatory Authority (FINRA) from 2017 through June 2026, overseeing finance, human resources, and FINRA's credentialing, registration, education and disclosure (CRED) operations. Before 2017, he held positions at FINRA including Corporate Controller and Chief Financial Officer, and he expanded the CFO role to include enterprise risk management and corporate strategic leadership. The Board determined he is independent under the Board's Corporate Governance Principles and NYSE and SEC rules. He is expected to receive compensation consistent with other independent directors, as described in the proxy statement filed October 2, 2025. The filing states there is no arrangement or understanding under which Mr. Diganci was appointed, and no transactions requiring disclosure under Item 404(a) of Regulation S-K. The accompanying Exhibit 99.1 is the June 9, 2026 press release announcing the appointment.

Broadridge Financial Solutions 8-K Report, Corporate Update (May 21, 2026)

Broadridge Financial Solutions, Inc. filed a Form 8-K on May 21, 2026 under Item 8.01 (Other Events) to report that its Board of Directors declared a quarterly cash dividend of $0.975 per share. The dividend is payable on July 2, 2026 to stockholders of record at the close of business on June 12, 2026. The filing is a routine capital return announcement. Details of the dividend are contained in the press release furnished as Exhibit 99.1, which is dated May 21, 2026, and reiterates the declared amount, payment date, and record date. The press release also describes Broadridge as a global technology provider to the financial services industry, noting that its platforms process over 7 billion communications per year and underpin daily trading of more than $10 trillion of securities globally, with over 15,000 associates in 21 countries. For investors, the key takeaways are the dividend amount, the record date of June 12, 2026, and the payment date of July 2, 2026. The filing does not include financial results, guidance, or other operational metrics beyond the business description in the press release.

Broadridge Financial Solutions 8-K Report, Material Agreement (May 15, 2026)

On May 15, 2026, Broadridge Financial Solutions, Inc. closed its underwritten public offering of $500,000,000 aggregate principal amount of 5.750% Senior Notes due May 15, 2036, issued under a Form S-3 registration statement and a prospectus supplement dated May 4, 2026. The Notes are general unsecured senior obligations ranking equally with the company's other unsecured senior indebtedness, effectively junior to secured debt to the extent of collateral and to all liabilities of subsidiaries. The Notes are not guaranteed by subsidiaries, through which the company conducts substantially all of its operations. Interest is payable semiannually in cash on May 15 and November 15, beginning November 15, 2026. The Indenture, dated May 15, 2026, with U.S. Bank Trust Company, National Association, as trustee, includes restrictive covenants limiting liens, certain asset sales and mergers or consolidations, and sale and leaseback transactions, subject to exceptions. The company may redeem the Notes at any time at 100% of principal plus accrued interest and a make-whole premium, with no premium applying to redemptions on or after February 15, 2036. Upon a change of control repurchase event, the company must offer to repurchase the Notes at 101% of principal plus accrued interest. The press release states that Broadridge intends to use the net proceeds, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026. The filing also includes a legal opinion from White & Case LLP and a press release dated May 15, 2026 announcing the closing.

Broadridge Financial Solutions 8-K Report, Material Agreement (May 6, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Current Report on Form 8-K to disclose that on May 4, 2026 it entered into an underwriting agreement with J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters, for an underwritten public offering of $500,000,000 aggregate principal amount of 5.750% Senior Notes due 2036. The offering is being made under the company's Form S-3 registration statement (File No. 333-289263) and a prospectus supplement dated May 4, 2026, filed under Rule 424(b) on May 5, 2026. The offering is expected to close on May 15, 2026, subject to customary closing conditions. According to the accompanying press release (Exhibit 99.1), Broadridge intends to use the net proceeds, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026. The filing is primarily a debt refinancing event: it replaces near-term debt with a new issue maturing in 2036 at a stated coupon of 5.750%. The filing does not disclose earnings, revenue, or other operating results. The press release's forward-looking statements cross-reference the company's Form 10-K for the fiscal year ended June 30, 2025 and its Form 10-Q for the quarter ended March 31, 2026 (filed April 30, 2026) for risk factors.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (May 6, 2026)

On May 6, 2026, Broadridge Financial Solutions, Inc. furnished under Item 7.01 (Regulation FD Disclosure) its May 2026 investor presentation, attached as Exhibit 99.1. The filing itself contains no new financial results; the presentation restates the company's third-quarter fiscal 2026 results (reported April 30, 2026) and its updated fiscal 2026 guidance. The information is furnished and not deemed filed under Section 18 of the Exchange Act. The presentation reports third-quarter fiscal 2026 Recurring revenues of $1,288 million (up 7% GAAP, 6% constant currency), total revenues of $1,954 million (up 8%), and Adjusted EPS of $2.72 (up 11%). Diluted EPS was $2.36, up 15%. Closed sales were $58 million, down 19%, and Adjusted Operating income margin was 21.5%, down 90 bps. For the nine months ended March 31, 2026, Free cash flow was $590.9 million, versus $393.2 million a year earlier. Management raised fiscal 2026 guidance: Recurring revenue growth in constant currency is now at or above 7% (previously higher end of 5-7%), and Adjusted EPS growth is 10-12% (previously 9-12%). Adjusted Operating income margin guidance is unchanged at 20-21%, and Closed sales guidance was revised to $240-$290 million from $290-$330 million. The presentation also restates three-year objectives for fiscal 2024-2026, including 7-9% Recurring revenue growth and 8-12% Adjusted EPS growth.

Broadridge Financial Solutions 8-K Report, Financial Results (Apr 30, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) furnished an 8-K on April 30, 2026 reporting results for the third quarter of fiscal 2026 (ended March 31, 2026). Total revenues rose 8% to $1,954 million, and recurring revenues rose 7% to $1,288 million (6% in constant currency). Operating income increased 4% to $359 million, and Adjusted Operating income increased 4% to $421 million, with the Adjusted operating margin at 21.5% versus 22.4% a year earlier. Diluted EPS rose 15% to $2.36, and Adjusted EPS rose 11% to $2.72. For the nine months, diluted EPS was $6.18 versus $3.93, which reflects a Gain on Digital Assets of $244 million in other non-operating income. Management raised its fiscal 2026 guidance for recurring revenue growth in constant currency to at or above 7% (from the higher end of 5-7%) and raised Adjusted EPS growth guidance to 10-12% (from 9-12%). Adjusted operating income margin guidance is unchanged at 20-21%, and closed sales guidance was revised down to $240-$290 million from $290-$330 million. Free cash flow for the nine months was $590.9 million, compared with $393.2 million a year earlier. The filing also discloses that Broadridge completed its acquisition of CQG, Inc., a Denver-based execution management system provider for futures and options market participants, on April 30, 2026, for a total purchase price of approximately $173 million plus contingent consideration. CQG will be included in the GTO segment.

Broadridge Financial Solutions Quarterly Report for Q3 Ended Mar 31, 2026

Broadridge Financial Solutions, Inc. reported revenues of $1,953.6 million for the three months ended March 31, 2026, up from $1,811.7 million a year earlier, and $5,256.9 million for the nine months, up from $4,823.7 million. Operating income was $359.5 million for the quarter versus $344.9 million, while net earnings rose to $276.3 million from $243.1 million, and diluted EPS was $2.36 versus $2.05. For the nine months, net earnings were $726.2 million, including $242.7 million of other non-operating income, which the company attributes primarily to realized and unrealized gains and losses on digital assets (Canton Coins) and related Canton Digital Asset Treasury warrants. Adjusted Net earnings (Non-GAAP) for the nine months were $682.7 million, and Free cash flow (Non-GAAP) was $590.9 million versus $393.2 million a year earlier. Recurring revenues were $1,288.1 million for the quarter, up 7%, with recurring revenue growth constant currency at 6%. Distribution revenues rose 7%, driven primarily by a postage rate increase of approximately $34 million. Investor Communication Solutions pre-tax earnings grew 6% for the quarter, while Global Technology and Operations pre-tax earnings rose 21%. Closed sales for the quarter declined 19% to $57.5 million. Total debt was $3,227.0 million carrying value at March 31, 2026, and cash and cash equivalents were $304.8 million. Subsequent to the quarter, on April 30, 2026, the company completed the acquisition of CQG, Inc. for a total purchase price of approximately $173.0 million plus contingent consideration. The company also amended its Kyndryl IT services agreements on March 31, 2026, extending the ITSA through December 31, 2031.

Broadridge Financial Solutions 8-K Report, Corporate Update (Mar 6, 2026)

Broadridge Financial Solutions, Inc. filed a Current Report on Form 8-K dated March 6, 2026 to disclose under Item 8.01 (Other Events) that its Board of Directors declared a quarterly cash dividend of $0.975 per share. The dividend is payable on April 8, 2026 to stockholders of record at the close of business on March 16, 2026. The filing is brief and contains no financial statements, operating results, or guidance. The announcement is provided in full in Exhibit 99.1, a press release dated March 6, 2026, which repeats the dividend amount, payment date, and record date. The press release also describes Broadridge as a global technology leader in investing, governance, and communications for financial services, noting that its platforms process over 7 billion communications annually and underpin daily average trading of over $15 trillion in equities, fixed income, and other securities globally. For investors, the key takeaway is the declared dividend and its timing. The filing does not discuss the company's financial performance or any changes to its dividend policy beyond this specific declaration.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Feb 9, 2026)

Broadridge Financial Solutions, Inc. (BR) filed this Form 8-K under Item 7.01 (Regulation FD Disclosure) to furnish its February 2026 investor presentation, posted to its website on February 6, 2026, as Exhibit 99.1. The filing itself contains no new financial results, but the presentation, which accompanies the February 3, 2026 second-quarter fiscal 2026 earnings call, restates the company's key metrics and outlook. Under the Securities Act and Exchange Act, the furnished material is not deemed filed for Section 18 purposes. For fiscal 2026 second quarter, the presentation reports total revenues of $1,714 million (up 8%), recurring revenues of $1,070 million (up 9%), and Adjusted earnings per share of $1.59 (up 2%), with 8% recurring revenue growth in constant currency. GAAP diluted EPS was $2.42 versus $1.20, and Adjusted Operating income margin was 15.5% versus 16.6%. Management raised its FY'26 Adjusted EPS growth guidance to 9-12% from 8-12%, reaffirmed recurring revenue growth at the higher end of 5-7% constant currency, reaffirmed an Adjusted Operating income margin of 20-21%, and reaffirmed Closed sales of $290-$330 million. The presentation reiterates the company's FY'24-26 three-year objectives: 7-9% recurring revenue growth, 8-12% Adjusted EPS growth, and 50+ basis points of annual Adjusted Operating income margin expansion, along with a fiscal 2026 annual dividend amount of $3.90 subject to board approval. It also cites free cash flow of $318.5 million for the six months ended December 31, 2025, and recent capital uses including the acquisition of Acolin on 1/5/26 and a contribution of Canton Coins to acquire an approximate 8% interest in Tharimmune, Inc.

Broadridge Financial Solutions 8-K Report, Executive Changes (Feb 3, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Current Report on Form 8-K dated February 3, 2026, to disclose board changes. On February 2, 2026, the Board increased its size from eight to 10 members and appointed Trish Mosconi and Christopher Perry as directors, effective that same day. Following the appointments, eight of the 10 Board members are independent, including the Chairperson, Eileen K. Murray. Ms. Mosconi will serve on the Audit and Compensation Committees. In the same filing, director Brett Keller notified the company on February 2, 2026, of his decision to resign from the Board effective April 30, 2026. He stated that his decision did not result from any disagreement with the company, its management or the Board. The press release attached as Exhibit 99.1 says he is stepping down to fulfill a full-time missionary leadership assignment with his wife in Japan, after 11 years of service. Mr. Perry, who has been President since 2020, will receive no additional director compensation and will not serve on any of the Board's three standing committees. Ms. Mosconi is expected to receive compensation consistent with the company's other independent directors, as described in the proxy statement filed October 2, 2025.

Broadridge Financial Solutions Quarterly Report for Q2 Ended Dec 31, 2025

Broadridge Financial Solutions, Inc. reported results for its fiscal second quarter ended December 31, 2025. Revenues rose 8% to $1,713.9 million for the quarter and 10% to $3,303.3 million for the six months. Operating income was $206.0 million for the quarter, down from $210.7 million, with operating margin of 12.0% versus 13.3%. Net earnings more than doubled to $284.6 million (diluted EPS $2.42) from $142.4 million (diluted EPS $1.20), driven mainly by $188.0 million of other non-operating income, which includes a $136.5 million unrealized gain and a $53.1 million realized gain on digital assets (Canton Coins). Adjusted net earnings, a non-GAAP measure, were $186.6 million versus $184.4 million, and adjusted EPS was $1.59 versus $1.56. Growth was led by Investor Communication Solutions and Global Technology and Operations. Recurring revenues grew 9% to $1,070.1 million for the quarter, while event-driven revenues fell 27% on lower mutual fund proxy activity. Distribution revenues rose 14%, driven by higher volume and a postage rate increase of approximately $32 million. Earnings before income taxes in ICS fell 21%, while GTO rose 56%. Free cash flow for the six months was $318.5 million, up from $56.3 million, as operating cash flow reached $367.1 million. Balance sheet highlights include cash of $370.7 million, total debt of $3,173.1 million, and stockholders' equity of $2,879.2 million. The company acquired Acolin Group Holdco Limited in January 2026 for approximately $70.1 million plus contingent consideration. The filing also notes a new risk factor on impairment charges and the volatility of digital assets, and a restructuring tied to closing a production facility with estimated pre-tax costs of about $20 million.

Broadridge Financial Solutions 8-K Report, Financial Results (Feb 3, 2026)

Broadridge Financial Solutions, Inc. (NYSE: BR) furnished this Form 8-K to report results for the second quarter of fiscal year 2026, ended December 31, 2025. Recurring revenues rose 9% to $1,070 million (8% in constant currency), total revenues increased 8% to $1,714 million, and diluted EPS was $2.42 versus $1.20 a year earlier. Adjusted EPS increased 2% to $1.59, and Adjusted Operating income was $265 million, up 1%, with Adjusted Operating income margin of 15.5% compared with 16.6% in the prior-year period. GAAP operating income declined 2% to $206 million, reflecting lower Event-driven revenues. The company raised its FY'26 Adjusted EPS growth guidance to 9-12% from 8-12%, while reaffirming Recurring revenue growth constant currency at the higher end of 5-7%, an Adjusted Operating income margin of 20-21%, and Closed sales of $290-$330 million. Diluted EPS growth benefited from $186.8 million of quarterly net gains on digital assets, which the company excludes from its Adjusted measures, and Corporate and Other pre-tax earnings of $156 million included an unrealized digital asset gain of $137 million and a $53 million realized gain tied to the contribution of Canton Coins to the Canton Digital Asset Treasury. Subsequent to quarter end, Broadridge completed the acquisition of Acolin Group Holdco Limited on January 5, 2026, for a total purchase price of approximately $70 million plus contingent consideration. Acolin will be included in the ICS segment. The company also disclosed a production facility closure, with approximately $20 million of estimated pre-tax restructuring costs expected to be completed in the third quarter of fiscal 2026.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Nov 14, 2025)

Broadridge Financial Solutions, Inc. furnished its November 2025 investor presentation (Exhibit 99.1) on November 14, 2025, by posting it to its website at broadridge-ir.com. The filing is a Regulation FD disclosure; the information is furnished and not deemed "filed" under Section 18 of the Exchange Act. The presentation reviews the company's strategy across its Investor Communication Solutions and Global Technology and Operations franchises, and sets out its three-year objectives for FY'24-FY'26 of 7-9% Recurring revenue growth and 8-12% Adjusted EPS growth. The presentation's first quarter fiscal 2026 results, reported as of the November 4, 2025 earnings call, show Recurring revenues of $977 million (up 9%), Total revenues of $1,589 million (up 12%), Diluted EPS of $1.40 versus $0.68, and Adjusted EPS of $1.51 versus $1.00 (up 51%). Closed sales were $33 million versus $57 million. Management reaffirmed FY'26 guidance, now at the higher end of its 5-7% constant currency Recurring revenue growth range, with Adjusted Operating income margin of 20-21%, Adjusted EPS growth of 8-12%, and Closed sales of $290-$330 million. The presentation also notes that the company has returned capital through $250 million in share repurchases over the last two quarters and that the FY'26 annual dividend amount of $3.90 is subject to board declaration. The filing's forward-looking statements caution that results could differ materially from those expected, citing factors described in the company's 2025 Annual Report on Form 10-K.

Broadridge Financial Solutions 8-K Report, Shareholder Vote Results (Nov 14, 2025)

Broadridge Financial Solutions, Inc. held its 2025 Annual Meeting of Stockholders on November 13, 2025, and stockholders approved all of management's proposals. These were the election of eight directors for one-year terms, an advisory Say on Pay vote on executive compensation, and ratification of Deloitte & Touche LLP as the independent registered public accountants for the fiscal year ending June 30, 2026. Each director received substantially more votes for than against. Maura A. Markus recorded the largest number of votes against (5,441,019), while Timothy C. Gokey recorded the fewest (398,423). The Say on Pay proposal received 87,706,467 votes for, 8,019,679 against, and 186,912 abstentions, with 7,782,880 broker non-votes. Deloitte's ratification received 101,741,761 votes for, 1,888,802 against, and 65,375 abstentions. The filing reports the voting results only and contains no other financial or operational disclosures. The only exhibit listed is the cover page Interactive Data File, with its XBRL tags embedded in the Inline XBRL document.

Broadridge Financial Solutions 8-K Report, Corporate Update (Nov 13, 2025)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Current Report on Form 8-K on November 13, 2025 under Item 8.01 (Other Events) to disclose that its Board of Directors declared a quarterly cash dividend of $0.975 per share. The dividend is payable on January 5, 2026 to stockholders of record at the close of business on December 12, 2025. The filing is a routine capital return announcement and contains no financial statements, results of operations, or guidance. The full details are provided in Exhibit 99.1, a press release dated November 13, 2025 titled "Broadridge Declares Quarterly Dividend of $0.975 Per Share." The press release repeats the dividend amount and dates and includes a company description, noting that Broadridge's platforms process and generate over 7 billion communications annually and underpin daily average trading of over $15 trillion in equities, fixed income, and other securities globally, and that the company employs over 15,000 associates in 21 countries. For investors, the key takeaways are the declared dividend amount, the record date, and the payment date. The filing does not address earnings, financial condition, or the company's dividend policy beyond this single declaration.

Broadridge Financial Solutions 8-K Report, Financial Results (Nov 4, 2025)

Broadridge Financial Solutions, Inc. (NYSE: BR) furnished this Form 8-K under Item 2.02 to report results for its first quarter of fiscal year 2026, ended September 30, 2025. Total revenues rose 12% to $1,589 million from $1,423 million, and Recurring revenues increased 9% to $977 million, or 8% in constant currency. Operating income was $189 million, up 40%, and diluted EPS was $1.40 versus $0.68 a year earlier. Adjusted EPS, a non-GAAP measure, rose 51% to $1.51. Event-driven revenues increased 81% to $114 million, driven by a higher volume of mutual fund proxy communications. Net cash flows from operating activities were $42.3 million, compared with negative $125.5 million in the prior-year quarter, and free cash flow (non-GAAP) was $12.7 million. Management raised its FY'26 Recurring revenue growth constant currency outlook to the higher end of its 5-7% range and reaffirmed Adjusted Operating income margin of 20-21%, Adjusted EPS growth of 8-12%, and Closed sales of $290-$330 million. During the quarter the company completed two tuck-in acquisitions, Signal (approximately $27 million purchase price) and iJoin (approximately $35 million plus contingent consideration), and repurchased $150 million of shares. Cash and cash equivalents declined to $290.7 million from $561.5 million at June 30, 2025, and total debt (current and long-term) was $3,281.3 million at September 30, 2025. The filing also discloses a subsequent event: on November 3, 2025, Broadridge agreed to contribute 342 million of its Canton Coins to acquire pre-funded warrants representing an approximate 8% interest in Tharimmune, Inc., with closing expected on or about November 6, 2025.

Broadridge Financial Solutions Quarterly Report for Q1 Ended Sep 30, 2025

Broadridge Financial Solutions, Inc. reported results for the first fiscal quarter ended September 30, 2025. Revenues rose $166.6 million, or 12%, to $1,589.4 million from $1,422.9 million, with recurring revenues up $77.2 million, or 9%, to $977.5 million and event-driven revenues up $50.8 million, or 81%, driven by higher mutual fund proxy volume. Operating income increased $54.3 million, or 40%, to $188.8 million, and net earnings more than doubled to $165.4 million from $79.8 million, helped by a $45.8 million unrealized gain on digital assets (Canton Coins) recorded in other non-operating income. Diluted EPS was $1.40 versus $0.68. Adjusted net earnings, a non-GAAP measure, were $178.1 million, up from $118.3 million, and adjusted earnings per share were $1.51 versus $1.00. Cash flow improved, with net cash flows from operating activities of $42.3 million compared with a $125.5 million outflow a year earlier, and free cash flow (non-GAAP) of $12.7 million versus negative $157.6 million. Cash and cash equivalents fell to $290.7 million at quarter end from $561.5 million at June 30, 2025, as the company repurchased $150.5 million of treasury stock, paid $103.1 million in dividends, and made $55.8 million of acquisition payments. Total debt was $3,281.3 million in carrying value, and stockholders' equity was $2,635.1 million. The company also adopted ASU 2023-08 on crypto assets, which increased retained earnings by $18.4 million net of tax. Business activity was strong in the quarter. Internal Trade Growth was 17%, equity positions grew 12%, and Closed sales were $32.5 million, down $25.0 million, or 43%, from the prior-year quarter. The company also agreed on November 3, 2025 to contribute 342 million Canton Coins for a roughly 8% interest in Tharimmune, Inc., and it is pursuing the Acolin acquisition, expected to close in the first half of fiscal 2026 for about $70 million plus contingent consideration.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Sep 5, 2025)

Broadridge Financial Solutions, Inc. (BR) filed this Form 8-K on September 5, 2025 under Item 7.01 (Regulation FD Disclosure) to furnish its September 2025 investor presentation, posted that day to broadridge-ir.com and attached as Exhibit 99.1. The filing states the information is furnished, not filed, for purposes of Section 18 of the Exchange Act. The filing itself contains no new transaction, earnings release, or event; it is a presentation filing. The presentation reiterates results and outlook from the company's August 5, 2025 earnings call. For fiscal 2025 (ended June 30, 2025), Broadridge reported total revenues of $6.89 billion (up 6%), recurring revenues of $4.51 billion (up 7%), diluted EPS of $7.10 (up 21%), and Adjusted EPS of $8.55 (up 11%, non-GAAP). Fiscal 2025 Closed sales were $288 million, down 16%. Adjusted operating income margin was 20.5%, and free cash flow was $1,056.4 million. Fiscal 2026 guidance calls for 5-7% recurring revenue growth in constant currency, a 20-21% adjusted operating income margin, 8-12% adjusted EPS growth, and Closed sales of $290-$330 million. The company also cited a three-year objective for fiscal 2024-2026 of 7-9% recurring revenue growth and 8-12% adjusted EPS growth. The presentation highlights a dividend of $3.90 per share for fiscal 2026, subject to board approval, and total capital returns that include dividends and share repurchases. The filing's forward-looking statements caution that results could differ materially, citing factors such as client concentration, cybersecurity risk, market activity, and competition, with details in the company's 2025 Form 10-K.

Broadridge Financial Solutions 8-K/A Report, Material Agreement (Aug 25, 2025)

Broadridge Financial Solutions, Inc. filed this Current Report on Form 8-K/A to amend Items 1.01 and 2.03 of its Form 8-K filed August 21, 2025. The amendment corrects the maturity date of the loan: the Loan will mature on the fifth anniversary of the Closing Date, rather than the language in the original report. Except for this correction, the amended report does not change the original disclosures. The underlying event is a term credit agreement entered into on August 21, 2025 (the Closing Date) among the Company, as Borrower, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent. It provides term loan commitments of $750 million, which were incurred in full on the Closing Date. Proceeds will repay amounts outstanding under the Company's Amended and Restated Term Credit Agreement dated August 17, 2023, and fund general corporate purposes. The Loan may be voluntarily prepaid at any time without premium or penalty, subject to customary breakage provisions, and amounts repaid may not be reborrowed. The loan initially bears interest at Term SOFR plus 1.250% per annum, with a step-up to Term SOFR plus 1.375% or 1.625% or a step-down to Term SOFR plus 1.125% or 1.000%, based on ratings. The agreement contains customary affirmative and negative covenants, including a maximum leverage ratio test, and customary events of default, including change of control and cross default provisions. The full agreement is filed as Exhibit 10.1.

Broadridge Financial Solutions 8-K Report, Material Agreement (Aug 21, 2025)

On August 21, 2025, Broadridge Financial Solutions, Inc. entered into a term credit agreement with JPMorgan Chase Bank, N.A., as Administrative Agent, providing for term loan commitments in an aggregate principal amount of $750 million. The Company incurred the full loan on the closing date. The loan matures on the third anniversary of the closing date, and the proceeds will be used to repay amounts outstanding under the Company's Amended and Restated Term Credit Agreement dated August 17, 2023, and for general corporate purposes. The loan initially bears interest at Term SOFR plus 1.250% per annum, subject to step-up to Term SOFR plus 1.375% or 1.625%, or step-down to Term SOFR plus 1.125% or 1.000%, based on ratings. The Company may prepay the loan voluntarily at any time, in whole or in part, without premium or penalty, subject to customary breakage provisions. Amounts repaid may not be reborrowed. The agreement contains customary affirmative and negative covenants, including limits on liens, subsidiary indebtedness, sale and leaseback transactions, affiliate transactions, and certain mergers or asset transfers, as well as a maximum leverage ratio. Events of default include payment default, covenant breaches, a change of control, judgment defaults, and cross default or cross acceleration, with automatic acceleration upon certain insolvency events.

Broadridge Financial Solutions Annual Report, Year Ended Jun 30, 2025

Broadridge Financial Solutions, Inc. (BR) reported fiscal 2025 (year ended June 30, 2025) revenues of $6.89 billion, up from $6.51 billion, with operating income of $1.19 billion versus $1.02 billion and net earnings of $839.5 million versus $698.1 million. Diluted earnings per share were $7.10, compared with $5.86 in fiscal 2024. Recurring revenues rose to $4.51 billion, event-driven revenues to $319.3 million and distribution revenues to $2.06 billion. The Investor Communication Solutions segment generated $5.11 billion of revenue and the Global Technology and Operations segment $1.78 billion, with the latter including the acquisition of Kyndryl's Securities Industry Services business, which was acquired in November 2024 for $185.5 million in cash payments. Cash flow from operations was $1.17 billion and free cash flow was $1.06 billion, both non-GAAP for free cash flow. Total debt stood at $3.25 billion at June 30, 2025, against cash and cash equivalents of $561.5 million. The company repurchased 422,130 shares during the fourth quarter and, on August 4, 2025, its Board approved an increase in the quarterly cash dividend to $0.975 per share from $0.88, an expected annual dividend of $3.90 per share. The Board also approved the proposed acquisition of Acolin Group Holdco Limited for approximately $70 million plus contingent consideration, expected to close in the first half of fiscal 2026. The filing identifies client concentration (largest client about 7% of consolidated revenues), reliance on securities market activity, cybersecurity risk, and regulatory change as principal risks. Goodwill of $3.61 billion and intangible assets plus deferred client conversion costs represent a significant share of total assets, so impairment is a noted risk. The auditor, Deloitte & Touche LLP, issued an unqualified opinion and management concluded internal control over financial reporting was effective as of June 30, 2025.

Broadridge Financial Solutions 8-K Report, Financial Results (Aug 5, 2025)

Broadridge Financial Solutions, Inc. (NYSE: BR) reported results for its fourth quarter and fiscal year ended June 30, 2025, in a press release furnished as Exhibit 99.1. Fiscal 2025 total revenues were $6,889 million, up 6% from $6,507 million, and recurring revenues were $4,508 million, up 7% (7% on a constant currency basis). GAAP operating income rose 17% to $1,189 million, and diluted EPS increased 21% to $7.10. Adjusted EPS (a non-GAAP measure) grew 11% to $8.55, and closed sales were $288 million, down 16% from $342 million. The Board declared a quarterly dividend of $0.975 per share, payable October 2, 2025 to holders of record on September 11, 2025. The Board also approved an 11% increase in the annual dividend, from $3.52 to $3.90 per share, marking the 19th consecutive annual increase since the company became public in 2007. The filing also notes a proposed acquisition of Acolin Group Holdco Limited for approximately $70 million plus contingent consideration, expected to close in the first half of fiscal 2026. For fiscal 2026, management guided to 5-7% recurring revenue growth on a constant currency basis, a 20-21% Adjusted operating income margin, 8-12% Adjusted EPS growth, and closed sales of $290-$330 million. Investors should note that the guidance and non-GAAP metrics are management's measures, and the filing points to the Risk Factors in the 2025 Annual Report on Form 10-K for the risks that could cause results to differ.

Broadridge Financial Solutions 8-K Report, Corporate Update (May 13, 2025)

Broadridge Financial Solutions, Inc. filed a Form 8-K on May 13, 2025 to report that its Board of Directors declared a quarterly cash dividend of $0.88 per share. The dividend is payable on July 2, 2025 to stockholders of record at the close of business on June 13, 2025. The Item 8.01 disclosure cites June 13, while the attached press release (Exhibit 99.1) lists June 12, 2025 as the record date. The filing is a routine capital-return announcement under Item 8.01 (Other Events). It discloses no financial results, guidance, or other operating developments. Exhibit 99.1 describes Broadridge as a global Fintech leader with over $6 billion in revenues, employing over 14,000 associates in 21 countries, and notes that its technology and operations platforms underpin the daily trading of on average more than U.S. $10 trillion of equities, fixed income and other securities globally. For investors, the key takeaways are the declared dividend amount, the payment date, and the record date. Shareholders should confirm the record date with their broker or the company, given the discrepancy between the 8-K body and the press release.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (May 9, 2025)

Broadridge Financial Solutions, Inc. filed this Form 8-K under Item 7.01 (Regulation FD Disclosure) on May 9, 2025 to report that it posted its May 2025 investor presentation to its website at broadridge-ir.com. The filing contains no new financial results of its own; the substantive content is Exhibit 99.1, the investor presentation, which is furnished rather than filed for purposes of Section 18 of the Exchange Act. The presentation frames Broadridge around three franchises and states a FY'24 recurring revenue base of $4.2B, with a FY'24-26 recurring revenue growth objective of 7-9% and an FY'24-26 Adjusted EPS growth objective of 8-12%. It cites a Vended Addressable Market of $60B and a total addressable market of $225B, and reports that the Investor Communication Solutions (ICS) segment generated $2.6B of recurring revenue while Global Technology & Operations (GTO) generated $1.6B. For the third quarter of fiscal 2025 (ended March 31, 2025), the presentation reports recurring revenues of $1,204 million, up 7% on a GAAP basis and 8% in constant currency, total revenues of $1,812 million, and Adjusted EPS of $2.44 versus $2.23. Fiscal 2025 guidance was reaffirmed for recurring revenue growth of 6-8% in constant currency and Adjusted EPS growth of 8-12%, with the Adjusted EPS outlook moved to the middle of that range. Closed sales guidance was lowered to $240-$300 million from $290-$330 million.

Broadridge Financial Solutions Quarterly Report for Q3 Ended Mar 31, 2025

Broadridge Financial Solutions, Inc. reported third-quarter fiscal 2025 results for the three months ended March 31, 2025, with revenues of $1,811.7 million, up from $1,726.5 million, and net earnings of $243.1 million, compared with $213.7 million a year earlier. Diluted earnings per share were $2.05, versus $1.79. For the nine months, revenues were $4,823.7 million, net earnings were $465.3 million, and diluted EPS was $3.93, compared with $3.14. Recurring revenues grew 6% for the nine months to $3,084.3 million, with Net New Business contributing 4 points of growth. Operating income rose to $344.9 million for the quarter, and the company's Adjusted Net earnings (Non-GAAP) were $288.8 million for the quarter. By segment, Investor Communication Solutions revenues increased 4% for the quarter to $1,347.5 million, and Global Technology and Operations revenues increased 9% to $464.1 million, aided by the acquisition of Kyndryl's Securities Industry Services business on November 1, 2024. Cash flow from operations for the nine months was $471.6 million, and Free cash flow (Non-GAAP) was $393.2 million, compared with $258.6 million a year earlier. Cash and cash equivalents were $317.2 million at March 31, 2025, and total debt carrying value was $3,433.6 million. Dividends paid for the nine months were $299.2 million, and the company did not repurchase shares under its program during the quarter. The filing notes that event-driven revenues fell 21% in the quarter on lower equity proxy contest activity, while distribution revenues rose 4% on a postage rate increase of approximately $32 million, partly offset by lower mail volumes. Management reports that disclosure controls were effective as of March 31, 2025.

Broadridge Financial Solutions 8-K Report, Financial Results (May 1, 2025)

Broadridge Financial Solutions, Inc. furnished its results for the third quarter of fiscal year 2025, ended March 31, 2025, through a press release (Exhibit 99.1) and an earnings presentation (Exhibit 99.2). Total revenues rose 5% to $1,812 million from $1,726 million, and recurring revenues rose 7% to $1,204 million, or 8% in constant currency (non-GAAP). Operating income increased 14% to $345 million, with operating margin of 19.0% versus 17.5% a year earlier. Diluted EPS rose 15% to $2.05, and Adjusted EPS (non-GAAP) rose 9% to $2.44. For the nine months, total revenues increased 6% to $4,824 million, and diluted EPS increased 25% to $3.93. Adjusted EPS grew 18% to $5.00. Closed sales were $71 million in the quarter, down 11%, and $174 million year to date, down 6%. Free cash flow (non-GAAP) for the nine months was $393.2 million, compared with $258.6 million a year earlier. Management reaffirmed its fiscal 2025 guidance of 6-8% constant-currency recurring revenue growth and approximately 20% Adjusted operating income margin, and said Adjusted EPS growth is expected in the middle of its 8-12% range. It lowered its closed sales outlook to $240-$300 million from $290-$330 million.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Feb 10, 2025)

Broadridge Financial Solutions, Inc. (BR) filed this Form 8-K on February 10, 2025 under Item 7.01 (Regulation FD Disclosure) to furnish its February 2025 investor presentation, posted that day to its website at broadridge-ir.com and attached as Exhibit 99.1. The information is furnished rather than filed, so it is not subject to Section 18 liability. The filing itself contains no new financial results; the substance lies in the presentation, which reaffirms fiscal year 2025 guidance from the January 31, 2025 earnings call. The presentation states that Broadridge had $4.2 billion of FY'24 recurring revenue and sets objectives for FY'24-26 of 7-9% recurring revenue growth (5-8% organic) and 8-12% adjusted EPS growth. FY'25 guidance calls for 6-8% recurring revenue growth in constant currency, adjusted operating income margin of about 20%, adjusted EPS growth of 8-12%, and closed sales of $290-$330 million. The company reported FY'24 total revenue of $6.5 billion, GAAP diluted EPS of $5.86, and adjusted EPS of $7.73, and it cites a FY'25 annual dividend of $3.52 per share, subject to board declaration. For the fiscal second quarter ended December 31, 2024, the presentation reports recurring revenues of $980 million (up 9%), total revenues of $1,589 million (up 13%), GAAP diluted EPS of $1.20 (up 103%), and adjusted EPS of $1.56 (up 70%). Closed sales declined to $46 million from $58 million, a 21% decrease. The presentation also states that free cash flow for the six months ended December 31, 2024 was $56.3 million, compared with $91.4 million a year earlier.

Broadridge Financial Solutions 8-K Report, Bylaw Amendment (Feb 5, 2025)

Broadridge Financial Solutions, Inc. (BR) filed a Form 8-K on February 5, 2025 under Item 5.03 to report that its Board of Directors approved and adopted Amended and Restated By-laws, effective February 4, 2025. The filing discloses no financial results, transactions, or financial statements; its substance is governance-related. The most significant change concerns stockholder proxy nominations under the SEC's Universal Proxy Rules (Rule 14a-19). Stockholders intending to use these rules must provide all required information, including a representation that they will file a definitive proxy statement and solicit holders of at least 67% of the voting power entitled to elect directors, plus reasonable evidence of compliance at least five business days before the meeting. The by-laws also require each director nominee to represent an intent to serve until a successor is elected and/or deemed qualified, provide the Company a remedy if a stockholder fails to meet these requirements, and reserve the white proxy card for exclusive use by the Board, requiring any soliciting stockholders to use a different color. The Restated By-laws also conform to recent amendments to the Delaware General Corporation Law, allowing adjourned-meeting details to be provided in any DGCL-permitted manner and allowing the stockholder list to be made available electronically before a meeting. The full text is filed as Exhibit 3.2.

Broadridge Financial Solutions 8-K Report, Corporate Update (Feb 4, 2025)

Broadridge Financial Solutions, Inc. filed this Form 8-K on February 4, 2025 under Item 8.01 (Other Events) to report that its Board of Directors declared a quarterly cash dividend of $0.88 per share. The dividend is payable on April 3, 2025 to stockholders of record at the close of business on March 13, 2025. The filing is a brief announcement with no financial results, balance sheet data, or guidance included in the body. The full details are contained in Exhibit 99.1, a press release dated February 4, 2025, which repeats the dividend declaration and payment terms and describes Broadridge as a global Fintech leader with over $6 billion in revenues, employing over 14,000 associates in 21 countries, and included in the S&P 500 Index. For investors, the key takeaways are the dividend amount, the record date, and the payment date. The company's common stock trades on the New York Stock Exchange under the ticker BR.

Broadridge Financial Solutions 8-K Report, Financial Results (Jan 31, 2025)

Broadridge Financial Solutions, Inc. (NYSE: BR) furnished an 8-K on January 31, 2025 reporting results for its second quarter of fiscal 2025, ended December 31, 2024. Total revenues rose 13% to $1,589 million from $1,405 million, and recurring revenues rose 9% to $980 million, or 9% in constant currency, driven by Net New Business and Internal Growth in ICS and Internal Growth and Acquisitions in GTO. Event-driven revenues increased 126% to $125 million on higher mutual fund communications volume, and distribution revenues rose 7% to $484 million, helped by a postage rate increase of approximately $30 million. Operating income increased 69% to $211 million, and diluted EPS more than doubled to $1.20 from $0.59, while Adjusted EPS grew 70% to $1.56 from $0.92. For the six months ended December 31, 2024, total revenues rose 6% to $3,012 million and Adjusted Operating income margin was 14.9%. Free cash flow (non-GAAP) for the six months was $56.3 million, compared with $91.4 million a year earlier, and cash from operating activities was $111.2 million versus $127.8 million. Long-term debt increased to $3,655.6 million from $3,355.1 million at June 30, 2024. The company completed its acquisition of Kyndryl's Securities Industry Services business on November 1, 2024 for approximately $185 million. Management reaffirmed its fiscal 2025 guidance, including 6-8% recurring revenue growth in constant currency, Adjusted EPS growth of 8-12%, an Adjusted Operating income margin of approximately 20%, and Closed sales of $290-$330 million. The filing furnishes the earnings press release (Exhibit 99.1) and an earnings presentation (Exhibit 99.2), and the information is not deemed filed under Section 18 of the Exchange Act.

Broadridge Financial Solutions Quarterly Report for Q2 Ended Dec 31, 2024

Broadridge Financial Solutions, Inc. reported results for the three and six months ended December 31, 2024 in its quarterly report on Form 10-Q. Revenues rose to $1,589.2 million for the quarter, up $184.2 million, or 13%, from $1,405.0 million, and net earnings increased to $142.4 million from $70.3 million. Operating income was $210.7 million versus $124.4 million, and diluted EPS was $1.20 compared with $0.59. For the six months, revenues were $3,012.1 million (up 6%), net earnings were $222.2 million, and diluted EPS was $1.88. Growth was driven by higher event-driven mutual fund communications revenue, a postage rate increase that lifted Distribution revenues, Net New Business in Investor Communication Solutions, and the SIS acquisition in Global Technology and Operations. Cash flow and balance sheet items warrant attention. Net cash flows from operating activities were $111.2 million for the six months, down from $127.8 million, mainly due to higher payments on payables and accrued expenses. Free cash flow (a non-GAAP measure) was $56.3 million versus $91.4 million. The company acquired Kyndryl's Securities Industry Services business for $185.5 million cash payments on November 1, 2024. Total debt rose to $3,668.8 million principal, and the company entered a new $1.5 billion five-year revolving credit facility in December 2024. Cash dividends paid totaled $196.2 million for the six months. The filing reports that disclosure controls were effective as of December 31, 2024, with no material changes to internal control over financial reporting, and no material changes to risk factors from the 2024 Annual Report. Adjusted diluted EPS (non-GAAP) was $1.56 for the quarter versus $0.92 a year earlier.

Broadridge Financial Solutions 8-K Report, Executive Changes (Dec 16, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Form 8-K on December 16, 2024 to report the Board's appointment of Ashima Ghei as Corporate Vice President and Chief Financial Officer, effective immediately. Ghei will serve as the company's principal financial and principal accounting officer. She has been leading the global Finance team as Interim CFO since July 1, 2024, and the company's press release states she has been instrumental in driving its financial strategy and execution in the first half of fiscal year 2025. The filing sets out her compensation as approved by the Compensation Committee: an annual base salary of $600,000, and a target annual cash incentive of 100% of base salary. For fiscal 2025 she will receive a pro-rated cash incentive based on her days employed in the role. Starting in calendar 2025, her annual equity targets are $850,000 in performance-based restricted stock units vesting in 2028 and $850,000 in stock options with standard four-year vesting. She will also participate in the company's Officer Severance Plan and Change in Control Severance Plan for Corporate Officers. Ghei, age 45, joined Broadridge in January 2022 as CFO of its Investor Communication Solutions business. She previously spent 18 years at American Express, most recently as Head of Merchant Pricing for the Americas. The CEO, Tim Gokey, praised her leadership in the accompanying press release, which is filed as Exhibit 99.1.

Broadridge Financial Solutions 8-K Report, Material Agreement (Dec 13, 2024)

On December 11, 2024 (the Effective Date), Broadridge Financial Solutions, Inc. entered into an amended and restated credit agreement with its subsidiary borrowers, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent. The agreement provides for senior unsecured revolving credit facilities totaling $1.5 billion, consisting of a $1.0 billion US Dollar tranche and multicurrency tranches totaling $500.0 million, along with a letter of credit facility and a swingline facility. The facilities have a five-year term. The agreement permits up to $500.0 million of additional revolving loan commitments, subject to conditions, and allows the Company to add subsidiary borrowers and currencies with the consent of the Administrative Agent and relevant lenders. Borrowings may be prepaid voluntarily at any time without premium or penalty. The credit agreement contains customary affirmative and negative covenants, including a maximum leverage ratio, and events of default that include a change of control, with acceleration rights for the Administrative Agent or lenders upon default. Pricing is based on Adjusted Term SOFR, Adjusted Term CORRA, EURIBOR, TIBOR, SONIA, and STIBOR depending on currency, plus an initial margin of 1.00% per annum, subject to ratings-based step-ups to 1.25% and step-downs to 0.785%. A facility fee of 0.125% per annum applies to the revolving commitments, subject to ratings-based adjustment. On the Effective Date, the commitments under the prior credit agreement dated April 23, 2021 were replaced by those under the new Credit Agreement.

Broadridge Financial Solutions 8-K Report, Shareholder Vote Results (Nov 15, 2024)

Broadridge Financial Solutions, Inc. filed this Current Report on Form 8-K to disclose the results of its 2024 Annual Meeting of Stockholders, held on November 14, 2024. Under Item 5.07, the filing states that stockholders approved all of management's proposals: the election of 10 directors for one-year terms, the advisory say-on-pay vote on executive compensation, and the ratification of Deloitte & Touche LLP as independent registered public accountants for the fiscal year ending June 30, 2025. All 10 director nominees received substantially more FOR votes than AGAINST votes. Maura A. Markus received 4,245,111 AGAINST votes and Robert N. Duelks received 3,181,217 AGAINST votes, the highest opposition counts among the nominees. The say-on-pay proposal received 88,015,064 FOR votes, 10,695,498 AGAINST votes, 166,346 ABSTAIN votes, and 8,078,178 broker non-votes. The auditor ratification received 105,220,102 FOR votes, 1,692,002 AGAINST votes, and 42,982 ABSTAIN votes. The filing lists only one exhibit, Exhibit 104, the cover page Interactive Data File embedded in the Inline XBRL document. It contains no financial statements or other financial results.

Broadridge Financial Solutions 8-K Report, Corporate Update (Nov 14, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed a Form 8-K on November 14, 2024 under Item 8.01 (Other Events) to report that its Board of Directors declared a quarterly cash dividend of $0.88 per share. The dividend is payable on January 3, 2025 to stockholders of record at the close of business on December 13, 2024. The filing is brief and contains no financial results, guidance, or other operating metrics. The declaration is attached as Exhibit 99.1, a press release dated November 14, 2024, which repeats the dividend amount, payment date, and record date. The press release also describes Broadridge as a global Fintech provider with over $6 billion in revenues and more than 14,000 associates in 21 countries, and notes that its platforms underpin the daily trading of on average more than U.S. $10 trillion of securities globally. For investors, the key takeaways are the declared dividend amount and the timing: holders must own shares at the December 13, 2024 record date to receive the $0.88 per share payment on January 3, 2025.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Nov 13, 2024)

Broadridge Financial Solutions, Inc. (BR) filed this Form 8-K under Item 7.01 (Regulation FD Disclosure) to furnish its November 2024 investor presentation, posted to its website on November 12, 2024, as Exhibit 99.1. The filing itself contains no new financial statements; the investor presentation sets out the company's strategy across its Investor Communication Solutions (ICS) and Global Technology & Operations (GTO) franchises, its FY'24-26 three-year objectives, and its FY'25 guidance. The presentation reports first-quarter fiscal 2025 results: Recurring revenues of $900 million (up 3%), total revenues of $1,423 million, Diluted EPS of $0.68 (versus $0.76), Adjusted EPS of $1.00 (versus $1.09), and record Closed sales of $57 million. Management raised FY'25 Recurring revenue growth guidance (constant currency, non-GAAP) to 6-8% from 5-7%, and reaffirmed Adjusted EPS growth of 8-12%, Adjusted Operating income margin of about 20%, and Closed sales of $290-$330 million. The company also cited the acquisition of Kyndryl's SIS business, which closed on November 1, 2024. The presentation states a three-year FY'24-26 objective of 7-9% Recurring revenue growth and 8-12% Adjusted EPS growth, with a capital allocation framework that targets roughly 100% free cash flow conversion and returns to shareholders through dividends and share repurchases. The FY'25 annual dividend amount is shown as $3.52, subject to Board declaration.

Broadridge Financial Solutions Quarterly Report for Q1 Ended Sep 30, 2024

Broadridge Financial Solutions, Inc. reported results for the first fiscal quarter ended September 30, 2024. Revenues were $1,422.9 million, down from $1,431.1 million, while operating income fell to $134.4 million from $148.4 million and net earnings declined to $79.8 million from $90.9 million. Diluted earnings per share were $0.68 versus $0.76 a year earlier. Recurring revenues rose to $900.3 million from $871.2 million, offset by a $23.8 million decline in event-driven revenues and a $13.5 million decline in distribution revenues. Investor Communication Solutions revenue fell $13.0 million, while Global Technology and Operations revenue grew $4.8 million and its pre-tax earnings rose to $47.4 million from $33.7 million. Cash flow was weaker: net cash used in operating activities was $125.5 million compared with $62.0 million a year earlier, and free cash flow (a non-GAAP measure) was negative $157.6 million. Total debt increased to $3,600.0 million principal, with $230.0 million drawn on the revolving credit facility and $470.0 million of debt proceeds during the quarter. Adjusted diluted earnings per share, a non-GAAP measure, was $1.00 versus $1.09. After the quarter end, on November 1, 2024, the company completed the acquisition of Kyndryl's Securities Industry Services business in Canada for approximately $185 million, with Canadian Competition Bureau discussions ongoing. The company also reported that Closed sales rose to $57.5 million from $47.6 million.

Broadridge Financial Solutions 8-K Report, Financial Results (Nov 5, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) reported first quarter fiscal 2025 results for the period ended September 30, 2024, in a press release furnished as Exhibit 99.1 and an earnings presentation furnished as Exhibit 99.2. Recurring revenues rose 3% to $900 million (4% in constant currency), while total revenues declined 1% to $1,423 million. Operating income fell 9% to $134 million, and diluted EPS decreased 11% to $0.68. Adjusted EPS, a non-GAAP measure, was $1.00, down 8% from $1.09. Closed sales increased 21% to $57 million. Management raised its fiscal 2025 Recurring revenue growth constant currency guidance to 6-8%, from the previous 5-7%, citing strong organic growth and the recently closed acquisition of SIS. Adjusted EPS growth guidance of 8-12% and Closed sales guidance of $290-330 million were reaffirmed, and Adjusted Operating income margin guidance of approximately 20% was unchanged. The company completed the acquisition of Kyndryl's Securities Industry Services business on November 1, 2024, for an approximate purchase price of $185 million. By segment, Investor Communication Solutions pre-tax earnings fell 16% to $97 million as lower event-driven revenue outweighed higher Recurring revenue, while Global Technology and Operations pre-tax earnings rose 41% to $47 million. Event-driven revenues fell 28% to $63 million, and distribution revenues declined 3% to $460 million.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (Sep 10, 2024)

On September 10, 2024, Broadridge Financial Solutions, Inc. furnished under Item 7.01 (Regulation FD) its September 2024 investor presentation, attached as Exhibit 99.1. The filing itself contains no new financial results; the presentation recaps fiscal 2024 results (year ended June 30, 2024), sets fiscal 2025 guidance, and outlines three-year objectives for FY'24 to FY'26. Fiscal 2024 figures in the presentation include total revenues of $6.51 billion (up 7%), recurring revenues of $4.22 billion (up 6%, 6% in constant currency), operating income of $1.02 billion (up 9%), Adjusted Operating income of $1.30 billion (up 9%, 20.0% margin), diluted EPS of $5.86 (up 11%), Adjusted EPS of $7.73 (up 10%), and Closed sales of $342 million (up 39%). Free cash flow was $943.2 million, with free cash flow conversion of 102%. Management cites $450 million of share repurchases and a FY'25 annual dividend amount of $3.52, subject to board approval. For fiscal 2025, guidance calls for 5-7% recurring revenue growth in constant currency, roughly 20% Adjusted Operating income margin, 8-12% Adjusted EPS growth, and Closed sales of $290-330 million. The presentation's three-year objectives for FY'24-FY'26 are 7-9% recurring revenue growth, 8-12% Adjusted EPS growth, and 50+ basis points of annual Adjusted Operating income margin expansion, with organic recurring revenue growth of 5-8%. The presentation also notes a Corporate Restructuring Initiative that drove $56.0 million of severance and professional services costs in Q4 FY'24.

Broadridge Financial Solutions Annual Report, Year Ended Jun 30, 2024

Broadridge Financial Solutions, Inc. (BR) reported fiscal year 2024 (ended June 30, 2024) revenues of $6,506.8 million, up $445.9 million, or 7%, from $6,060.9 million. Operating income rose to $1,017.1 million from $936.4 million, and net earnings increased to $698.1 million from $630.6 million, with diluted earnings per share of $5.86 versus $5.30. Recurring revenues grew $235.9 million, or 6%, to $4,222.6 million, event-driven revenues rose $74.2 million, or 35%, to $285.2 million, and distribution revenues rose $135.9 million, or 7%, to $1,999.0 million, with postage rate increases of approximately $116.3 million a key driver. Non-GAAP Adjusted Earnings per share was $7.73 versus $7.01, and free cash flow was $943.2 million versus $748.2 million. Results were affected by the Corporate Restructuring Initiative, which carried $63.0 million of Restructuring and Other Related Costs, and $18.4 million of Litigation Settlement Charges. Earnings before income taxes for Investor Communication Solutions rose 17% to $950.4 million, while Global Technology and Operations fell 6% to $173.3 million, reflecting higher amortization and depreciation of $62.8 million. Cash flow from operating activities was $1,056.2 million, and the company repurchased shares for $485.4 million, while paying dividends of $368.2 million. Total debt was $3,355.1 million at June 30, 2024, and the revolving credit facility had $1,500.0 million of unused capacity. The company also announced on August 5, 2024 a quarterly dividend increase of $0.08 per share to $0.88, which raises the expected annual dividend from $3.20 to $3.52 per share. A proposed acquisition of Kyndryl Securities Industry Services, with a total purchase price of approximately $200 million, was pending regulatory approvals at the time of filing.

Broadridge Financial Solutions 8-K Report, Financial Results (Aug 6, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) reported fiscal fourth-quarter and full-year 2024 results (fiscal year ended June 30, 2024) in an 8-K furnished on August 6, 2024. For fiscal 2024, total revenues rose 7% to $6,507 million and recurring revenues rose 6% to $4,223 million, with recurring revenue growth at 6% on a constant currency basis. Operating income increased 9% to $1,017 million, and diluted EPS increased 11% to $5.86. Adjusted EPS, a non-GAAP measure, rose 10% to $7.73. Closed sales rose 39% to a record $342 million. Fourth-quarter total revenues rose 6% to $1,944 million, while fourth-quarter operating income declined 3% to $441 million, reflecting higher restructuring and litigation settlement charges. The company generated free cash flow of $943.2 million, a 102% free cash flow conversion rate, and returned capital through $368.2 million of dividends paid and $485.4 million of treasury stock purchases during the year. Management noted repurchasing $450 million of shares and announcing three tuck-in acquisitions in fiscal 2024, including the proposed Kyndryl Securities Industry Services business for approximately $200 million. The Board declared a quarterly dividend of $0.88 per share, payable October 3, 2024, to holders of record on September 12, 2024, reflecting a 10% increase in the annual dividend from $3.20 to $3.52 per share. For fiscal 2025, the company guided to 5-7% recurring revenue growth on a constant currency basis, approximately 20% Adjusted Operating income margin (non-GAAP), 8-12% Adjusted EPS growth (non-GAAP), and closed sales of $290-$330 million.

Broadridge Financial Solutions 8-K Report, Executive Changes (Jun 4, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) disclosed in this Form 8-K filed June 4, 2024 that Edmund Reese, Vice President and Chief Financial Officer, is resigning to pursue other career opportunities, effective June 30, 2024. The filing states his departure is not based on any disagreement with the Company's independent auditors or the Company on any matter. Per the attached press release (Exhibit 99.1), Mr. Reese is becoming Chief Financial Officer of Aon. Ashima Ghei, currently CFO of the Investor Communication Solutions segment, will serve as Interim Chief Financial Officer effective July 1, 2024, while the Company conducts a search for a permanent successor that will include internal and external candidates. The press release describes the segment as having $4.5 billion in revenue. CEO Tim Gokey said Mr. Reese leaves Broadridge poised to deliver another year of steady and consistent growth, on track to achieve the Company's three-year financial objectives. The press release also cites that from fiscal 2020 to fiscal 2023, Broadridge's market capitalization grew 38% to $24 billion, while annualized recurring revenue and Adjusted EPS grew 11% and 12%, respectively, during Mr. Reese's tenure as CFO since 2020.

Broadridge Financial Solutions 8-K Report, Regulation FD Disclosure (May 17, 2024)

On May 17, 2024, Broadridge Financial Solutions, Inc. furnished under Item 7.01 (Regulation FD Disclosure) its May 2024 investor presentation, posted to its investor relations website and attached as Exhibit 99.1. The filing itself contains no new financial results; the presentation is the substance. It is furnished rather than filed, so it is not subject to Section 18 liability. The presentation reviews the company's long-term track record and sets out its fiscal 2024 to 2026 objectives: organic recurring revenue growth of 5-8%, recurring revenue growth in constant currency of 7-9%, adjusted operating income margin expansion of 50+ basis points per year, and adjusted earnings per share growth of 8-12%. It reports fiscal third-quarter 2024 recurring revenues of $1,126 million, up 4% in constant currency, total revenues of $1,726 million, and adjusted earnings per share of $2.23, up 9%. Management described fiscal 2024 guidance as recurring revenue growth at the low end of 6-9%, adjusted EPS growth at the middle of 8-12%, and closed sales of $280 million to $320 million. The presentation also notes a $8.2 million litigation settlement charge and a $7.0 million restructuring-related asset impairment in the third quarter, both excluded from adjusted measures. It states that free cash flow conversion was 108% on a last-twelve-months basis, and that the fiscal 2024 dividend of $3.20 per share is subject to board approval.

Broadridge Financial Solutions 8-K Report, Corporate Update (May 16, 2024)

Broadridge Financial Solutions, Inc. (NYSE: BR) filed this Current Report on Form 8-K dated May 16, 2024 to report under Item 8.01 (Other Events) that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable on July 5, 2024 to stockholders of record at the close of business on June 14, 2024. The details of the declaration are contained in the company's press release dated May 16, 2024, which is attached to the filing as Exhibit 99.1 and titled "Broadridge Declares Quarterly Dividend of $0.80 Per Share." The press release describes Broadridge as a global Fintech provider with over $6 billion in revenues and more than 14,000 associates in 21 countries, and states that its platforms underpin the daily trading of on average more than U.S. $10 trillion of equities, fixed income and other securities globally. The filing is a routine disclosure of a shareholder distribution. It contains no financial statements, earnings results, or other quantitative financial disclosures beyond the dividend terms, so investors should look to the company's periodic reports for operating and financial performance.

Broadridge Financial Solutions Quarterly Report for Q3 Ended Mar 31, 2024

Broadridge Financial Solutions, Inc. reported a quarter ended March 31, 2024 with revenues of $1,726.5 million, up $80.8 million, or 5%, from $1,645.7 million, and net earnings of $213.7 million versus $198.5 million a year earlier. Diluted earnings per share were $1.79 compared with $1.67. Operating income rose 6% to $302.9 million, and the operating margin was 17.5% versus 17.4%. For the nine months, revenues were $4,562.5 million, up 8%, and net earnings were $374.9 million, up 22%, with diluted EPS of $3.14 versus $2.58. Recurring revenues grew 4% in the quarter to $1,126.2 million, with growth described as all organic. Event-driven revenues rose 29%, driven by equity proxy contests, and distribution revenues rose 4%, helped by a postage rate increase of approximately $29.5 million. Non-GAAP Adjusted Earnings Per Share was $2.23 for the quarter versus $2.05 a year earlier, and free cash flow for the nine months was $258.6 million versus $47.3 million. At March 31, 2024, the company had cash and cash equivalents of $235.6 million and total debt of $3,513.9 million carrying value, with total stockholders' equity of $2,267.2 million. Long-term debt rose to $3,513.9 million from $2,234.7 million as the Fiscal 2021 Term Loans, due May 2024, were refinanced into a $1.25 billion Fiscal 2024 Amended Term Loan maturing August 2026. The filing also notes a $8.2 million litigation settlement charge and a $7.0 million restructuring-related asset impairment in the third quarter.