8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Nov 15, 2017)

Filed November 15, 2017For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on November 15, 2017, primarily to disclose information regarding a presentation at the Bank of America Merrill Lynch Future of Financials Conference. The presentation, delivered by key executives Mary Ellen Baker (Head of Business Services) and Tony Moscrop (Chief Information Officer), took place on the same day. Investors interested in the company's strategic direction and operational insights would find this event relevant. The company provided a live webcast and will make a replay available for 30 days, indicating a commitment to transparency and investor communication. A copy of the presentation materials is attached as an exhibit to this filing, offering a direct look at the topics discussed by the management team. Investors should note that this information is furnished under Regulation FD and is not deemed "filed" for purposes of Section 18 of the Exchange Act, meaning it doesn't automatically trigger liability for misstatements in the same way as a formally filed document.

Key Highlights

  • 1Citizens Financial Group, Inc. (CFG) announced participation in the Bank of America Merrill Lynch Future of Financials Conference on November 15, 2017.
  • 2Key executives, Head of Business Services Mary Ellen Baker and CIO Tony Moscrop, presented at the conference.
  • 3A live webcast of the presentation was made available to investors.
  • 4A replay of the webcast will be accessible for 30 days following the event.
  • 5The presentation materials are included as Exhibit 99.1 to the 8-K filing.
  • 6The disclosure is made under Regulation FD, ensuring broad dissemination of information.
  • 7Information furnished under Item 7.01 is not considered 'filed' for purposes of Section 18 of the Exchange Act.

Frequently Asked Questions

The main purpose of this 8-K filing was to inform investors about Citizens Financial Group's participation in the Bank of America Merrill Lynch Future of Financials Conference and to provide access to the presentation materials.

Mary Ellen Baker, Head of Business Services, and Tony Moscrop, Chief Information Officer, presented at the conference.

The presentation materials are available as Exhibit 99.1, attached to this 8-K filing.

No, the information furnished under Item 7.01 of this filing, including Exhibit 99.1, is not deemed 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. Therefore, it is not subject to the liabilities under that section.