8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Dec 6, 2017)

Filed December 6, 2017For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on December 6, 2017, primarily to disclose that its Chief Financial Officer, John Woods, was scheduled to present at the Goldman Sachs U.S. Financial Services Conference. The presentation, which took place on December 6, 2017, was webcast live and a replay was made available for 30 days. This filing serves as a notification to investors about the executive's participation in a significant industry event, offering a platform for management to discuss the company's strategy and outlook.

Key Highlights

  • 1Citizens Financial Group, Inc. (CFG) announced its CFO, John Woods, would present at the Goldman Sachs U.S. Financial Services Conference.
  • 2The presentation was scheduled for December 6, 2017, at 8:40 a.m. ET.
  • 3A live webcast of the presentation was made available to investors.
  • 4A replay of the webcast was accessible for 30 days following the event.
  • 5The filing includes a presentation as Exhibit 99.1, dated December 6, 2017.
  • 6Information furnished under Item 7.01 is not considered 'filed' for regulatory purposes, limiting liability under Section 18 of the Exchange Act.

Frequently Asked Questions

The main purpose of this 8-K filing is to inform investors that Citizens Financial Group's CFO was scheduled to present at the Goldman Sachs U.S. Financial Services Conference, and to provide access to the presentation materials via a webcast.

A copy of the presentation is attached as Exhibit 99.1 to the 8-K filing. Additionally, a live webcast was provided, and a replay was available for 30 days.

This filing is primarily for disclosure of a corporate event (CFO presentation) and does not contain new financial results or material business updates. The information is provided in the context of the presentation itself, which is furnished and not deemed 'filed'.

This means that for the purposes of Section 18 of the Securities Exchange Act of 1934, the information in this Item 7.01 disclosure and its exhibits is not considered officially filed with the SEC. This generally limits the company's liability regarding misstatements or omissions in this particular disclosure.