8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Nov 10, 2020)

Filed November 10, 2020For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on November 10, 2020, primarily to disclose information regarding a presentation at the Bank of America Future of Financials Virtual Conference. Vice Chairman and Chief Financial Officer, John Woods, and President of Consumer Lending, Eric Schuppenhauer, were scheduled to present. While the filing itself doesn't contain new financial results or material strategic announcements, it directs investors to a webcast and presentation slides for potential insights into the company's strategy, outlook, and performance from key executives.

Key Highlights

  • 1CFG executives participated in the Bank of America Future of Financials Virtual Conference on November 10, 2020.
  • 2Key presenters included Vice Chairman and CFO John Woods and President of Consumer Lending Eric Schuppenhauer.
  • 3The presentation and webcast were made available to investors.
  • 4A replay of the webcast was accessible for 30 days post-event.
  • 5The primary purpose of the 8-K was to provide access to presentation materials under Regulation FD.
  • 6The attached Exhibit 99.1 is the presentation dated November 10, 2020.
  • 7Information furnished under Item 7.01 is not considered 'filed' for liability purposes under the Exchange Act.

Frequently Asked Questions

The main purpose of this 8-K filing was to inform investors that Citizens Financial Group's executives were presenting at the Bank of America Future of Financials Virtual Conference and to provide access to the presentation materials via a webcast and downloadable slides.

This particular 8-K filing does not contain new financial statements, earnings results, or specific strategic announcements. It primarily serves as a notification and a gateway to the presentation content delivered at the conference.

The filing states that the live webcast and presentation slides were available on the Citizens Financial Group investor relations website under 'Events & Presentations'. A replay was also available for 30 days following the event.

Regulation FD (Fair Disclosure) ensures that material information is broadly disseminated to the public rather than selectively to certain investors. This filing under Item 7.01 indicates that the company is making information available to all investors simultaneously, as required by this regulation.