Early Access

10-QPeriod: Q3 FY2020

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q3 Ended Sep 30, 2020

Filed November 2, 2020For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported a net income of $2.4 billion for the third quarter of 2020, a significant increase from $1.3 billion in the same period last year. This improvement was driven by a lower provision for credit losses, partly due to an allowance release related to loan portfolio transfers, and a substantial gain from an equity investment in Snowflake Inc. However, for the first nine months of 2020, net income was $148 million, a sharp decline from $4.4 billion in the prior year, primarily due to a significant increase in the provision for credit losses related to the COVID-19 pandemic and lower net interest income. The company's Common Equity Tier 1 capital ratio remained strong at 13.0% as of September 30, 2020. Despite the challenging economic environment, Capital One saw strong deposit growth, reflecting increased consumer savings. The company's loan balances decreased year-over-year, particularly in the credit card segment, due to reduced purchase volumes and higher customer payments in response to COVID-19. The company continues to monitor the impact of the pandemic and has taken measures to support customers facing hardship.

Financial Statements
Beta
Revenue$7.38B
Operating Income$149.00M
Interest Expense$660.00M
Net Income$2.41B
EPS (Basic)$5.07
EPS (Diluted)$5.06
Shares Outstanding (Basic)457.80M
Shares Outstanding (Diluted)458.50M

Key Highlights

  • 1Net income for Q3 2020 was $2.4 billion, up 80% year-over-year, driven by lower provision for credit losses and a significant gain on an equity investment.
  • 2Nine-month net income for 2020 was $148 million, down 97% year-over-year, mainly due to higher provision for credit losses related to the COVID-19 pandemic.
  • 3Total assets increased to $421.9 billion, primarily due to deposit growth from increased consumer savings.
  • 4Allowance for credit losses increased by $8.9 billion to $16.1 billion, and the allowance coverage ratio rose to 6.50% due to the CECL standard adoption and pandemic-related economic outlook.
  • 5Net charge-off rate decreased to 1.72% in Q3 2020 compared to 2.38% in Q3 2019.
  • 6Common Equity Tier 1 capital ratio was strong at 13.0% as of September 30, 2020.
  • 7Marketing expenses were reduced significantly, down 44% year-over-year for Q3 2020, and 33% year-over-year for the nine-month period.

Frequently Asked Questions