8-KRegulation FDExhibits & Filings

CAPITAL ONE FINANCIAL CORP 8-K Report, Regulation FD Disclosure (Oct 16, 2009)

Filed October 16, 2009For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) filed an 8-K on October 16, 2009, to furnish historical segment data for comparative purposes. This data covers the quarters ending September 30, 2008, December 31, 2008, March 31, 2009, and June 30, 2009. The filing also notes a segment realignment executed in the third quarter of 2009. This information is particularly relevant for investors seeking to understand the company's performance trends across different business segments following the restructuring. By providing this historical context, Capital One aims to facilitate a clearer analysis of operational changes and their impact on financial results. It's important to note that the furnished information is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act, meaning it doesn't carry the same legal implications as other SEC filings.

Key Highlights

  • 1Furnished historical segment data for comparative analysis covering four prior quarters (Q3 2008 - Q2 2009).
  • 2Data reflects a segment realignment executed in the third quarter of 2009.
  • 3The filing is intended to provide transparency on performance post-restructuring.
  • 4Information is furnished under Regulation FD, not deemed 'filed' for Section 18 liability.
  • 5Chief Financial Officer, Gary L. Perlin, signed the report.

Frequently Asked Questions

The primary purpose of this 8-K filing is to furnish historical segment data for Capital One Financial Corporation for the quarters ending September 30, 2008, December 31, 2008, March 31, 2009, and June 30, 2009. This data is provided for comparative purposes following a segment realignment that occurred in the third quarter of 2009.

The segment realignment indicates a restructuring of the company's business operations. By providing historical data that aligns with the new segment structure, investors can better understand and analyze the company's performance trends, assess the impact of the realignment, and make more informed investment decisions.

No, this 8-K filing does not contain new financial results for the current quarter. It only furnishes historical segment data from prior quarters (up to June 30, 2009) for comparative purposes and to reflect the impact of the segment realignment.

When information is 'furnished' under Regulation FD, it is generally considered to be for informational purposes and is not subject to the same liabilities and requirements as information that is formally 'filed' with the SEC, such as under Section 18 of the Securities Exchange Act of 1934. This means the company may not be held liable for inaccuracies in this specific furnished information in the same way it would be for filed information.