01—Abstract
Summary
Summary of the 8-K filed August 12, 2002. Cited figures are marked; the original filing is the authoritative source.
This 8-K filing from Ecolab Inc. (ECL) on August 12, 2002, primarily serves to disclose the submission of sworn statements by its principal executive and financial officers in response to SEC Order No. 4-460.
This action aligns with broader regulatory requirements for public companies at the time, emphasizing corporate accountability and transparency following accounting scandals. While this filing doesn't contain new financial results or strategic announcements, investors should view it as a procedural step demonstrating Ecolab's compliance with enhanced disclosure mandates.
02—Key points
Key Highlights
- Ecolab Inc. filed a Current Report (8-K) on August 12, 2002.
- The filing is in response to SEC Order No. 4-460.
- Principal executive officer, Allan L. Schuman, submitted a sworn statement.
- Principal financial officer, Steven L. Fritze, submitted a sworn statement.
- These statements were executed and submitted under oath pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934.
- Copies of the sworn statements are attached as Exhibit (99) to the filing.
- The statements are also available on the company's website (www.ecolab.com).
03—Questions
Frequently Asked Questions
What is the main purpose of this 8-K filing?
The primary purpose of this filing is to disclose that Ecolab's principal executive and financial officers have submitted sworn statements to the SEC in response to SEC Order No. 4-460, demonstrating compliance with enhanced disclosure regulations.
Does this filing provide any new financial information or strategic updates for Ecolab?
No, this filing does not contain new financial results, operational updates, or strategic announcements. It is a procedural disclosure related to executive certifications required by the SEC.
Why were these sworn statements required?
The sworn statements were required as part of a broader SEC initiative following accounting scandals, aimed at increasing corporate accountability and ensuring the accuracy of financial reporting by requiring top executives to attest to the integrity of their company's disclosures.
Where can I find the sworn statements mentioned in the filing?
Copies of the sworn statements are provided as Exhibit (99) to this 8-K filing and are also posted on Ecolab's official website at www.ecolab.com.
04—Continue