Summary
This 8-K filing from General Electric Company (GE) reports on July 31, 2002, that its Principal Executive Officer, Jeffrey R. Immelt, and Principal Financial Officer, Keith S. Sherin, submitted sworn statements to the SEC. These statements were made pursuant to SEC Order No. 4-460. The filing does not contain specific financial figures or operational updates, but rather procedural compliance regarding executive certifications.
Key Highlights
- 1GE's Principal Executive Officer and Principal Financial Officer submitted sworn statements to the SEC.
- 2The submission was made on July 31, 2002.
- 3These statements were filed in accordance with SEC Order No. 4-460.
- 4The filing is a Current Report (8-K), indicating a material event.
- 5No specific financial results or business operational details are disclosed in this report.
- 6The report primarily serves as a record of executive compliance with SEC mandates.
Frequently Asked Questions
The main purpose of this 8-K filing is to report that GE's top executive officers have submitted sworn statements to the SEC as required by SEC Order No. 4-460.
No, this filing does not provide any specific financial performance updates, operational details, or new business initiatives. Its focus is on regulatory compliance.
SEC Order No. 4-460 refers to the requirement for principal executive and financial officers of public companies to submit sworn statements attesting to the accuracy of their financial reports, especially in the context of heightened scrutiny around accounting practices during that period.
The filing indicates that Exhibits 99.1 and 99.2 are the sworn statements made by the Principal Executive Officer and the Principal Financial Officer, respectively, dated July 31, 2002.