8-KCorporate ChangesExhibits & Filings

Intercontinental Exchange, Inc. 8-K Report, Bylaw Amendment (Aug 28, 2026)

Filed August 28, 2026For Securities:ICE

Summary

Intercontinental Exchange, Inc. (ICE) has filed an 8-K report on August 28, 2026, announcing the effectiveness of its Eighth Amended and Restated Certificate of Incorporation. This update primarily concerns amendments related to its subsidiary, ICE Swap Trade, LLC, which is registered as a security-based swap execution facility (SBSEF) with the SEC. The amendments extend existing limitations on stockholder voting and ownership to these SBSEFs and enhance requirements for SEC review of future amendments to the Certificate of Incorporation, as long as the Company controls an SBSEF. These changes are a continuation of efforts initiated in August 2025. The Certificate of Incorporation was approved by the Board of Directors in February 2026 and by stockholders in May 2026. The final effectiveness was achieved on August 28, 2026, upon filing with the Secretary of State of the State of Delaware, following the necessary filings by ICE's subsidiary exchanges with the SEC. Investors should note that these amendments are procedural and aimed at ensuring compliance and governance related to the company's SBSEF operations.

Key Highlights

  • 1ICE's Eighth Amended and Restated Certificate of Incorporation became effective on August 28, 2026.
  • 2The amendments pertain to the company's subsidiary, ICE Swap Trade, LLC, a registered security-based swap execution facility (SBSEF).
  • 3Existing stockholder voting and ownership limitations are extended to SBSEFs.
  • 4Enhanced SEC review requirements for future amendments to the Certificate of Incorporation are implemented when the company controls an SBSEF.
  • 5The amendments build upon changes made in August 2025.
  • 6The Certificate of Incorporation received Board approval in February 2026 and stockholder approval in May 2026.
  • 7The filing is primarily a corporate governance and compliance update related to regulatory requirements for SBSEFs.

Frequently Asked Questions

The main purpose is to extend existing limitations on stockholder voting and ownership to ICE's security-based swap execution facilities (SBSEFs), such as ICE Swap Trade, LLC. It also enhances requirements for SEC review of future amendments to the Certificate of Incorporation when the company controls an SBSEF, ensuring regulatory compliance and governance.

The amendments extend existing limitations to SBSEFs. For current stockholders, this means the same governance and ownership restrictions that applied previously will now also apply to the company's operations involving SBSEFs. The report does not indicate new restrictions or changes to how existing shares are held or voted outside of this specific SBSEF context.

No, this 8-K filing is primarily a corporate governance and legal update. It concerns amendments to the company's Certificate of Incorporation to comply with regulatory requirements for its security-based swap execution facilities. It does not directly report on financial performance, new business strategies, or operational results.

An SBSEF stands for Security-Based Swap Execution Facility. It is a trading venue regulated by the SEC where security-based swaps can be executed. ICE operates such facilities, and these amendments are necessary to align its corporate structure and governance with the regulatory framework governing these specific trading platforms.