Summary
Intuit Inc. (INTU) filed a Form 8-K on September 26, 2002, primarily to disclose the submission of sworn statements by its President and CEO, Stephen M. Bennett, and its Senior Vice President and CFO, Greg J. Santora. These statements address facts and circumstances related to the company's Exchange Act filings, specifically concerning its Annual Report on Form 10-K for the fiscal year ended July 31, 2002, which was filed on September 25, 2002. This action comes in the context of Commission Order No. 4-460, which applies to Intuit's Exchange Act filings starting with its fiscal 2002 10-K. Investors should note that the company is proactively addressing regulatory scrutiny regarding its financial reporting. The sworn statements from top executives indicate a commitment to transparency and compliance with SEC requirements. While the 8-K itself does not contain new financial data, it signals that Intuit is cooperating with or responding to specific regulatory inquiries related to past filings, including those from fiscal year 2001 and subsequent periods up to August 14, 2002.
Key Highlights
- 1Intuit Inc. filed an 8-K on September 26, 2002, related to Regulation FD Disclosure.
- 2The filing includes sworn statements from CEO Stephen M. Bennett and CFO Greg J. Santora.
- 3These statements concern facts and circumstances surrounding Intuit's Exchange Act filings.
- 4The primary focus is on the Annual Report on Form 10-K for the fiscal year ended July 31, 2002, filed on September 25, 2002.
- 5This action is in response to or in compliance with Commission Order No. 4-460.
- 6The sworn statements cover filings from fiscal year 2001 through August 14, 2002, in addition to the recent fiscal 2002 10-K.
- 7No new financial statements or exhibits beyond the sworn statements (Exhibits 99.01 and 99.02) are included in this 8-K.