10-QPeriod: Q2 FY2019

Lumentum Holdings Inc. Quarterly Report for Q2 Ended Dec 29, 2018

Filed February 7, 2019For Securities:LITE

Summary

Lumentum Holdings Inc. (LITE) reported its second quarter fiscal year 2019 results, ending December 29, 2018. The company experienced a significant year-over-year decline in revenue for the quarter, primarily driven by a decrease in sales of 3D sensing products for mobile devices. This was partially offset by an increase in Telecom product sales and the initial revenue contribution from the recently acquired Oclaro business. Despite the revenue decline, the company's six-month revenue showed an increase, primarily due to growth in Telecom products and the Oclaro acquisition. However, gross margins saw a notable decrease for both the quarter and the six-month period, largely attributed to lower-margin product sales and increased costs associated with the company's Thailand facility startup. Significant increases in Selling, General, and Administrative (SG&A) expenses were also noted, largely due to acquisition-related costs and equity award acceleration following the Oclaro merger.

Financial Statements
Beta
Revenue$373.70M
Cost of Revenue$244.50M
Gross Profit$124.80M
R&D Expenses$42.80M
SG&A Expenses$62.70M
Operating Expenses$113.30M
Operating Income$11.50M
Interest Expense$8.50M
Net Income$16.30M
EPS (Basic)$0.24
EPS (Diluted)$0.08
Shares Outstanding (Basic)66.80M
Shares Outstanding (Diluted)67.80M

Key Highlights

  • 1Net revenue for the three months ended December 29, 2018, decreased by 7.6% to $373.7 million compared to $404.6 million in the prior year period.
  • 2The decrease in quarterly revenue was primarily due to lower sales in Consumer and Industrial products (specifically 3D sensing for mobile devices), partially offset by increased Telecom product sales and $29.6 million in revenue from the Oclaro acquisition.
  • 3Gross margin for the quarter decreased significantly to 33.4% from 42.3% in the prior year quarter, impacted by lower-margin 3D sensing product sales and increased startup/transfer costs for the Thailand facility.
  • 4Selling, General, and Administrative (SG&A) expenses increased substantially by 75.6% for the quarter, driven by acquisition-related costs ($13.3 million for equity award acceleration, $9.0 million success fee) and increased payroll expenses.
  • 5The acquisition of Oclaro, completed on December 10, 2018, contributed $29.6 million in net revenue for the quarter and is expected to strengthen Lumentum's product portfolio and market position.
  • 6Despite the quarterly revenue decline, net revenue for the six months ended December 29, 2018, increased by 12.3% to $727.8 million, primarily driven by Telecom product sales and the Oclaro acquisition.
  • 7As of December 29, 2018, the company had $371.3 million in cash and cash equivalents, with $672.4 million used in investing activities during the six-month period, primarily for the Oclaro acquisition, partially offset by $487.0 million in financing activities.

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