8-KOther Events

QUALCOMM INC/DE 8-K Report (Aug 2, 2002)

Filed August 2, 2002For Securities:QCOM

Summary

This 8-K filing from QUALCOMM INC/DE (QCOM) on August 2, 2002, primarily serves as a disclosure vehicle for executive certifications filed on July 26, 2002. These certifications were made by CEO Irwin M. Jacobs and CFO William E. Keitel in accordance with SEC Order No. 4-460. The filing confirms that these certifications were completed without any qualifications or modifications, adhering strictly to the prescribed SEC form. For investors, this filing indicates compliance with a specific regulatory requirement at that time. The public announcement of the intention to file these certifications was made during the company's earnings conference call on July 25, 2002, suggesting these were anticipated disclosures. While not containing financial results or operational updates, the certifications are a signal of management's adherence to regulatory demands during a period where such executive attestations were significant.

Key Highlights

  • 1CEO Irwin M. Jacobs and CFO William E. Keitel filed certifications with the SEC on July 26, 2002.
  • 2The certifications were made pursuant to SEC Order No. 4-460.
  • 3Both certifications strictly adhered to the form prescribed by the SEC, with no qualifications or modifications.
  • 4The company publicly announced its intention to file these certifications on July 25, 2002, during an earnings conference call.
  • 5This filing serves as a record of compliance with specific regulatory requirements at that time.
  • 6The report is signed by William E. Keitel, Chief Financial Officer, on August 2, 2002.

Frequently Asked Questions

The primary purpose of this 8-K filing is to formally disclose that QUALCOMM's CEO and CFO have submitted their executive certifications to the SEC as required by Order No. 4-460, and that these certifications were made in full compliance with the prescribed form.

SEC Order No. 4-460, issued in the context of the early 2000s, required CEOs and CFOs of public companies to certify the accuracy of their financial reports. This filing indicates QUALCOMM's compliance with that specific regulatory directive.

No, this filing does not contain any new financial results, operational updates, or material business developments. It is solely focused on the disclosure of the executive certifications and compliance with regulatory requirements.

Announcing the intention to file these certifications during an earnings call likely aimed to inform investors proactively about a significant regulatory compliance step, ensuring transparency and managing expectations regarding upcoming disclosures.