8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Nov 15, 2011)

Filed November 15, 2011For Securities:STTSTT-PG

Summary

State Street Corporation (STT) filed an 8-K on November 15, 2011, primarily to disclose information presented by its CEO, Joseph L. Hooley, at the 2011 Banking and Financial Services Conference. The filing includes presentation slides (Exhibits 99.1 and 99.2) that were furnished, not filed, with the SEC. These exhibits likely contain details on the company's financial performance, strategic initiatives, and outlook, presented to industry participants and analysts. Investors should note that this 8-K is regulatory in nature, serving as a public record of information shared during the conference. While the presentation content itself is not incorporated into SEC filings and is not subject to the same liability as filed information, it offers valuable insights into State Street's management's perspective on the company's operations and market position as of late 2011. Interested parties can access the presentation materials and a webcast replay through State Street's Investor Relations website.

Key Highlights

  • 1State Street Corporation (STT) filed an 8-K on November 15, 2011.
  • 2The filing is for Regulation FD Disclosure (Item 7.01).
  • 3CEO Joseph L. Hooley presented at the Bank of America Merrill Lynch Banking and Financial Services Conference.
  • 4Presentation slides (Exhibits 99.1 and 99.2) are furnished with the 8-K.
  • 5Exhibit 99.2 includes a description and reconciliations for operating-basis financial results and capital ratios.
  • 6Presentation materials and a webcast replay are available on State Street's Investor Relations website.
  • 7Information furnished in this 8-K is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to publicly disclose information that State Street Corporation's CEO, Joseph L. Hooley, presented at the 2011 Banking and Financial Services Conference hosted by Bank of America Merrill Lynch on November 15, 2011. This ensures broad and simultaneous public disclosure of material information as required by Regulation FD.

The furnished exhibits (99.1 and 99.2) contain the presentation slides and an appendix. These materials likely cover State Street's financial performance, business strategy, market outlook, and potentially operating-basis financial results and capital ratios, as discussed by the CEO at the conference.

No, the information furnished in this 8-K, including the presentation slides and appendix, is not considered 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. Therefore, it is not subject to the same liabilities associated with SEC-filed reports, although it still provides insight into management's communications.

The presentation slides and a recorded replay of the webcast are available on State Street's Investor Relations home page at www.statestreet.com/stockholder. The replay was available for approximately two weeks following the event.