8-KRegulation FDExhibits & Filings

STATE STREET CORP 8-K Report, Regulation FD Disclosure (Dec 7, 2011)

Filed December 7, 2011For Securities:STTSTT-PG

Summary

This Form 8-K filed by State Street Corporation (STT) on December 7, 2011, announces that its Chairman, President, and CEO, Joseph L. Hooley, will be presenting at the 2011 Financial Services Conference hosted by Goldman Sachs. The primary purpose of this filing is to furnish the presentation slides (Exhibits 99.1 and 99.2) that Mr. Hooley will use during his address. These furnished exhibits are crucial for investors as they likely contain updated business strategies, financial performance information, and forward-looking statements relevant to State Street's operations. The filing notes that the presentation will be accessible online and a replay will be available for a limited time, allowing interested parties to access the information. It's important for investors to note that this information is furnished and not formally filed, meaning it does not automatically become part of the company's SEC registration statements.

Key Highlights

  • 1State Street Corporation's CEO, Joseph L. Hooley, is presenting at the Goldman Sachs 2011 Financial Services Conference on December 7, 2011.
  • 2The company is furnishing presentation slides (Exhibits 99.1 and 99.2) related to this conference appearance.
  • 3The presentation slides are incorporated by reference into the 8-K filing.
  • 4Investors can access the live presentation and a recorded replay via State Street's Investor Relations website.
  • 5The webcast replay will be available for approximately two weeks.
  • 6Information furnished in this 8-K is not considered 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to inform the public that State Street's CEO will be making a presentation at a conference and to furnish the supporting presentation materials (slides and an appendix) as exhibits.

The presentation slides (Exhibits 99.1 and 99.2) are furnished with this 8-K filing. Additionally, the presentation will be webcast live and a replay will be available on State Street's Investor Relations website (www.statestreet.com/stockholder) for approximately two weeks.

No, the information in this Item 7.01 and the attached Exhibits 99.1 and 99.2 are furnished, not filed. This means they are not considered legally 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934 or incorporated by reference into other SEC filings unless expressly stated.

While the specific content is not detailed in the 8-K itself, presentations at financial services conferences typically cover a company's business strategy, financial results, market outlook, and potentially future guidance. The appendix (Exhibit 99.2) suggests it will include descriptions and reconciliations for operating-basis financial results and capital ratios.