Summary
This filing from AMEREN CORP (AEE) for the period ending December 31, 2002, primarily serves as an index of exhibits and reports. It details various agreements, indentures, and plans that govern Ameren's operations, debt, and executive compensation. Investors can find information regarding the company's capital structure through numerous debt-related exhibits, including indentures for senior secured debt, unsecured subordinated debt, and various loan agreements. The filing also references key corporate documents like Articles of Incorporation and By-Laws, alongside agreements related to equity security units and potential changes in control.
Key Highlights
- 1Extensive list of debt indentures and loan agreements for AmerenUE, AmerenCIPS, and AmerenEnergy Generating Company, providing insight into the company's long-term financing and capital structure.
- 2Inclusion of agreements related to equity security units, indicating potential share dilution or financing mechanisms.
- 3Documentation of various executive and employee compensation plans, including long-term incentive plans, change of control severance plans, and deferred compensation programs.
- 4References to significant operational agreements such as fuel leases, power supply agreements, and joint dispatch agreements, highlighting the interconnectedness of Ameren's operational entities.
- 5Inclusion of agreements related to the Midwest Independent Transmission System Operator (Midwest ISO) and GridAmerica LLC, suggesting participation in regional transmission infrastructure.
- 6Mentions of stock purchase and membership interest purchase agreements from April 2002, indicating potential past acquisitions or significant corporate transactions.
- 7Inclusion of Sarbanes-Oxley Act certifications from the CEO and CFO, reflecting compliance with new corporate governance regulations effective from 2002.
Frequently Asked Questions
This exhibit list primarily details numerous indentures, loan agreements, and supplemental indentures governing Ameren's various debt issuances across its subsidiaries (AmerenUE, AmerenCIPS, AmerenEnergy Generating Company). It also includes purchase agreements for equity security units and corporate governance documents like Articles of Incorporation and By-Laws.
The filing lists Exhibit 2.1 and 2.2 as a 'Stock purchase agreement' and 'Membership Interest Purchase Agreement,' both dated April 28, 2002, between The AES Corporation and Ameren. This suggests Ameren may have been involved in significant acquisition or divestiture activity around that time, though the specific nature requires referring to the referenced agreements.
The filing lists several management compensatory plans and arrangements, including Ameren's Long-Term Incentive Plan, Change of Control Severance Plan, Deferred Compensation Plans for Directors and Leadership Teams, and executive incentive compensation programs. It also references specific retention and bonus agreements for key personnel at CILCO.
Yes, the filing details several recent debt issuances, including Indentures and Company Orders for Senior Secured Notes due 2012 and 2034 for AmerenUE (August 2002 and March 2003), and various notes issued under Ameren's Senior Indenture (December 2001 through May 2007). This indicates ongoing debt financing activities.