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AMP SEC Filings

AMERIPRISE FINANCIAL INC - 281 total filings

Showing 1–50 of 281 filings
8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Feb 12, 2026)

Feb 12, 2026

Ameriprise Financial, Inc. (AMP) has filed an 8-K report announcing a significant executive transition. Joseph E. Sweeney, who serves as President of Advice & Wealth Management Products & Service Delivery, has decided to retire from his role. Mr. Sweeney's retirement is effective April 3, 2026, marking the end of his tenure with the company. This departure represents a change in leadership within a key division of the company, which investors will want to monitor for any potential impact on strategic direction or operational continuity. The report does not provide details on Mr. Sweeney's successor or any interim plans. Investors should pay close attention to future communications from Ameriprise regarding leadership changes within the Advice & Wealth Management segment. This transition could influence the company's ability to execute its growth strategies and maintain its competitive position in the wealth management sector. The timely appointment of a qualified successor will be crucial for ensuring a smooth handover and continued performance.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jan 29, 2026)

Jan 29, 2026

Ameriprise Financial, Inc. (AMP) has filed an 8-K report on January 29, 2026, primarily to furnish a press release announcing its financial results for the fourth quarter of 2025. While the 8-K itself does not contain detailed financial figures, it directs investors to Exhibit 99.1, the press release, for comprehensive information regarding the company's performance during the period. Investors seeking to understand AMP's operational and financial standing for Q4 2025 should refer to this accompanying press release for key metrics and management commentary. The filing indicates the event date was January 28, 2026, with the report filed the following day. This is a standard procedure for publicly traded companies to promptly disseminate significant financial news. Investors and analysts will be looking to the press release for details on revenue, net income, earnings per share, and segment performance, which will inform their assessment of Ameriprise's recent financial health and future prospects.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Nov 12, 2025)

Nov 12, 2025

Ameriprise Financial, Inc. (AMP) announced a key change to its Board of Directors with the immediate appointment of Liane J. Pelletier, effective November 12, 2025. Ms. Pelletier brings extensive experience in executive leadership and corporate governance, having previously served as CEO and President of Alaska Communications Systems Group and holding senior strategy roles at Sprint Corporation. Her appointment is expected to strengthen the company's oversight, particularly with her immediate inclusion on the Audit and Risk Committee. This move signals a focus on enhancing board expertise in critical areas of financial oversight and risk management.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q3 Ended Sep 30, 2025

Oct 31, 2025

Ameriprise Financial, Inc. reported strong financial results for the nine months ended September 30, 2025, with net income increasing by 10% to $2.56 billion compared to the prior year period. Total net revenues grew by 6% to $13.52 billion, driven by a 9% increase in Management and financial advice fees. The company's Advice & Wealth Management segment saw a 3% rise in adjusted operating earnings, boosted by market appreciation and net inflows. The Retirement & Protection Solutions segment demonstrated robust growth with an 84% increase in adjusted operating earnings for the third quarter and a 26% increase year-to-date, largely due to favorable unlocking impacts, higher investment yields, and market appreciation. The Asset Management segment's adjusted operating earnings rose by 6% in the third quarter and 8% year-to-date, primarily driven by equity market appreciation and expense management. The company repurchased $3.7 billion of common stock during the nine months ended September 30, 2025, and announced a new $4.5 billion share repurchase authorization. Key financial metrics show continued strength, with total assets under management, administration, and advisement reaching $1.66 trillion, an 8% increase year-over-year. The company maintained a strong capital position and liquidity, with $9.6 billion in cash and cash equivalents (excluding CIEs and restricted cash) as of September 30, 2025. The effective tax rate for the nine months was 20.4%, slightly higher than the prior year's 20.0%.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 30, 2025)

Oct 30, 2025

Ameriprise Financial, Inc. has filed an 8-K report on October 29, 2025, to disclose its financial results for the third quarter of 2025. The company is furnishing a press release, dated October 30, 2025, as Exhibit 99.1, which contains the detailed financial outcomes for the period. Investors should refer to this press release for comprehensive information regarding revenue, profitability, and other key financial metrics for Q3 2025. While the 8-K itself is brief, its primary purpose is to officially submit the quarterly earnings announcement for public record. The attached press release will provide insights into the company's performance, including any significant trends, segment results, or forward-looking statements that Ameriprise deems important for its stakeholders. Investors are encouraged to review this document to understand the company's current financial health and its trajectory.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q2 Ended Jun 30, 2025

Aug 5, 2025

Ameriprise Financial, Inc. (AMP) reported strong financial results for the quarter ending June 29, 2025. Total revenues increased by 2% year-over-year, driven by a 6% rise in management and financial advice fees, reflecting market appreciation and net client inflows in their Advice & Wealth Management segment. Net income saw a significant increase of 28% compared to the prior year, largely due to favorable market impacts on non-traditional long-duration products and a general benefit from higher average equity markets. The company also continued its share repurchase program, repurchasing approximately 1.15 million shares during the quarter. While distribution expenses saw an increase, driven by higher advisor compensation, overall expenses were managed effectively, leading to improved profitability.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jul 24, 2025)

Jul 24, 2025

Ameriprise Financial Inc. (AMP) has filed a Form 8-K on July 24, 2025, to report its financial results for the second quarter of 2025. This filing primarily consists of a press release, dated July 24, 2025, which is furnished as Exhibit 99.1. Investors should refer to this press release for detailed information on the company's performance during the quarter. The 8-K itself does not contain the detailed financial statements but rather points to the press release as the source of operational and financial condition information. The key takeaway for investors is that AMP is providing its Q2 2025 financial results, and the accompanying press release will offer insights into revenue, profitability, and other key performance indicators. While this 8-K is a procedural filing, the content of the press release will be crucial for understanding the company's financial health and outlook.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2025

May 2, 2025

Ameriprise Financial, Inc. reported a decrease in net income to $583 million for the first quarter of 2025, down from $990 million in the same period of 2024. This decline was primarily driven by a significant negative impact from market changes on long-duration products, which resulted in a $460 million expense compared to a benefit in the prior year. Despite this, total net revenues saw a healthy increase of 5% to $4.35 billion, driven by growth in management and financial advice fees and distribution fees, reflecting market appreciation and increased client activity. The company's core Advice & Wealth Management segment showed resilience, with adjusted operating earnings increasing by 4% due to higher client assets and advisor productivity. However, the Asset Management segment experienced a decline in net revenue and a rise in adjusted operating earnings, influenced by net outflows and market depreciation, though expense management initiatives provided some offset. The Retirement & Protection Solutions segment reported an 8% increase in adjusted operating earnings, primarily driven by improved investment portfolio yields. Overall, while the company faced headwinds from market volatility impacting its longer-duration products, its diversified business model and focus on core advisory services demonstrated underlying strength.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Shareholder Vote Results (May 2, 2025)

May 2, 2025

Ameriprise Financial Inc. (AMP) filed an 8-K detailing the results of its 2025 annual shareholder meeting held on April 30, 2025. The meeting saw strong participation, with approximately 87.88% of outstanding shares represented. Key outcomes include the overwhelming re-election of all eight director nominees, indicating shareholder confidence in the current board's leadership and strategy. Furthermore, shareholders provided advisory approval for the compensation of named executive officers, though with a notable number of 'Against' votes. The company also successfully ratified the appointment of PricewaterhouseCoopers LLP as its independent registered public accounting firm for 2025, underscoring the importance of financial oversight and transparency. This filing provides a clear picture of shareholder sentiment on governance and executive compensation.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Apr 24, 2025)

Apr 24, 2025

Ameriprise Financial Inc. (AMP) has filed an 8-K report on April 24, 2025, primarily to announce its financial results for the first quarter of 2025. The company is furnishing a press release, dated April 24, 2025, which details these results. Investors seeking specific financial performance metrics, such as revenue, earnings per share, and segment performance for Q1 2025, should refer to the press release furnished as Exhibit 99.1 in this filing. While the 8-K itself does not contain the detailed financial data, it serves as the official notification that this information is now publicly available. The filing also includes the cover page interactive data file, indicating compliance with eXtensible Business Reporting Language (XBRL) requirements. Investors are encouraged to review the accompanying press release for a comprehensive understanding of Ameriprise's financial condition and operational performance during the first quarter of the year.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Corporate Update (Feb 28, 2025)

Feb 28, 2025

Ameriprise Financial, Inc. (AMP) has announced the successful issuance of $750 million in aggregate principal amount of 5.200% Senior Notes due 2035. This debt offering, finalized on February 28, 2025, was conducted under an Underwriting Agreement with prominent financial institutions including Goldman Sachs & Co. LLC, Barclays Capital Inc., and Wells Fargo Securities, LLC. The issuance of these senior notes provides Ameriprise with additional capital, likely intended for general corporate purposes, which could include funding growth initiatives, potential acquisitions, or strengthening its capital structure. Investors in these notes are privy to a fixed coupon rate of 5.200% over a ten-year maturity, offering a predictable income stream. The offering was made pursuant to an effective shelf registration statement, indicating prior regulatory approval for such capital raises.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Feb 20, 2025)

Feb 20, 2025

Ameriprise Financial Inc. (AMP) has announced a significant addition to its Board of Directors with the appointment of Glynis A. Bryan, effective March 1, 2025. Ms. Bryan brings a wealth of experience as a former Chief Financial Officer for Insight Enterprises Inc., a technology solutions provider, and has held similar senior finance roles at other publicly traded companies including Swift Transportation and APL Logistics. Her appointment is expected to enhance the board's expertise, particularly in financial matters and risk oversight, given her placement on the Audit and Risk Committee. Investors will find Ms. Bryan's extensive financial background and her current board experience with Pinnacle West Capital Corporation and Wesco International, Inc. to be valuable assets. The company will compensate her through its standard outside director compensation program, which includes a pro rata grant of deferred share units. This appointment signifies Ameriprise's commitment to strengthening its governance and leveraging experienced leadership to guide its strategic direction.

10-K

AMERIPRISE FINANCIAL INC Annual Report, Year Ended Dec 31, 2024

Feb 20, 2025

Ameriprise Financial, Inc. reported a strong financial performance for the fiscal year ending December 31, 2024, with pretax income increasing by 32% compared to the prior year. This growth was driven by robust net revenues, particularly from management and financial advice fees, which rose by 14% due to market appreciation and consistent client net inflows in the Advice & Wealth Management segment. The company's Asset Management segment also saw an increase in pretax adjusted operating earnings, driven by market appreciation and performance fees, despite facing net outflows. The company's financial health is further underscored by its significant assets under management, administration, and advisement, which grew to $1.5 trillion as of December 31, 2024. Ameriprise Financial continues to manage its capital effectively, returning value to shareholders through dividends and share repurchases. The company also maintains a strong liquidity position and robust capital levels, well in excess of regulatory requirements.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jan 29, 2025)

Jan 29, 2025

Ameriprise Financial Inc. (AMP) has filed an 8-K report on January 29, 2025, primarily to announce its fourth-quarter and full-year 2024 financial results. While the 8-K itself is brief, it directs investors to an accompanying press release (Exhibit 99.1) for the detailed financial performance data. This filing serves as the official notification of the release of these crucial earnings figures, which are essential for understanding the company's recent operational success and financial condition.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Material Agreement (Nov 26, 2024)

Nov 26, 2024

Ameriprise Financial, Inc. (AMP) has filed an 8-K report detailing the execution of a Fifth Amended and Restated Credit Agreement, effectively updating its primary credit facility. This agreement establishes a $1 billion unsecured revolving credit facility, with the potential to increase to $1.25 billion under specific conditions. The facility is a crucial component of the Company's financial strategy, intended for working capital and general corporate purposes, and offers flexibility in currency options for borrowings. This refinancing is investor-focused as it reinforces the Company's liquidity position and provides significant financial flexibility. The interest rate structure is tied to market rates plus a margin adjusted by the Company's senior unsecured long-term debt rating, ensuring alignment with credit quality. Key financial covenants, including an interest coverage ratio exceeding 4.00 to 1.00 and a consolidated leverage ratio not exceeding 3.25 to 1.00, are in place to maintain financial health. The new facility has a maturity date of November 23, 2029, with potential one-year extensions, providing a stable financing runway.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q3 Ended Sep 30, 2024

Nov 1, 2024

Ameriprise Financial, Inc. (AMP) reported solid results for the third quarter and first nine months of 2024, driven by strong performance in its Advice & Wealth Management and Asset Management segments. Total net revenues for the third quarter increased by 12% year-over-year to $4.4 billion, with a notable 13% increase in Management and financial advice fees. Net income for the quarter was $511 million, a decrease of 41% compared to the prior year, impacted by a significant negative change in the fair value of market risk benefits. However, on an adjusted operating basis, which excludes certain market impacts and realized gains/losses, adjusted operating earnings showed growth, particularly in the Asset Management segment (up 23% year-over-year for the quarter). Assets under management and administration (AUM/AUA) saw a robust 22% increase to $1.5 trillion, reflecting positive market performance and continued client inflows. The company continues to focus on enhancing operational efficiency and advisor productivity. The company's capital position remains strong, with available capital for capital adequacy of $5.5 billion as of September 30, 2024. Ameriprise also returned capital to shareholders through dividends and share repurchases, demonstrating a commitment to shareholder value. While the company faces ongoing market volatility and regulatory scrutiny, its diversified business model and strategic initiatives position it to navigate these challenges.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 23, 2024)

Oct 23, 2024

Ameriprise Financial Inc. (AMP) filed an 8-K on October 23, 2024, to announce its third-quarter 2024 financial results. The core of this filing is the furnishing of a press release, included as Exhibit 99.1, which details the company's performance for the period ending October 22, 2024. Investors should refer to this press release for specific figures and commentary regarding revenue, profitability, and other key operational metrics.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q2 Ended Jun 30, 2024

Aug 6, 2024

Ameriprise Financial, Inc. (AMP) reported solid financial results for the quarter and six months ended June 30, 2024. Total net revenues increased by 9% year-over-year for the quarter, driven by higher management and financial advice fees, net investment income, and distribution fees. Pretax income saw a slight decrease of 7% for the quarter, primarily due to unfavorable market impacts on non-traditional long-duration products, but showed a significant increase of 40% for the six-month period. The company's Advice & Wealth Management segment demonstrated strong growth, with adjusted operating earnings up 12% year-over-year for the quarter, supported by rising wrap account assets and increased transactional activity. The Asset Management segment also saw a notable 35% increase in adjusted operating earnings for the quarter, benefiting from equity market appreciation and effective expense management, despite some net outflows. The Retirement & Protection Solutions segment experienced a modest 4% increase in adjusted operating earnings for the quarter, driven by higher interest rates and market appreciation. Ameriprise Financial continues to focus on operational efficiency and growth initiatives, with substantial assets under management and administration totaling $1.43 trillion. The company also actively returned capital to shareholders through dividends and share repurchases, underscoring its commitment to enhancing shareholder value.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jul 24, 2024)

Jul 24, 2024

Ameriprise Financial, Inc. (AMP) has filed an 8-K report on July 24, 2024, to announce its financial results for the second quarter of 2024. The core of this filing is the press release, furnished as Exhibit 99.1, which details the company's performance and financial condition for the period ending July 23, 2024. Investors should refer to this press release for specific figures regarding revenue, earnings, and other key financial metrics.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2024

May 6, 2024

Ameriprise Financial, Inc. (AMP) reported strong financial results for the first quarter of 2024, with a significant increase in pretax income driven by favorable market conditions and effective management of its business segments. Total net revenues grew by 11% year-over-year to $4.15 billion, propelled by a 12% increase in management and financial advice fees and a substantial 29% rise in net investment income. The company also benefited from a significant positive swing in the market impact on non-traditional long-duration products, which swung from an expense in the prior year to a benefit in the current quarter. Expenses were managed effectively, with total expenses decreasing by 10% year-over-year, primarily due to a favorable change in the market impact on variable annuity guaranteed benefits and a decrease in the change in fair value of market risk benefits. Key financial metrics like adjusted operating earnings and adjusted operating return on equity remained robust, reflecting the company's consistent performance and strategic execution. The company also continued its capital return program through share repurchases and dividends, demonstrating a commitment to shareholder value. Investors should note the company's strong asset growth and positive outlook, though continued monitoring of market volatility and interest rate environments is warranted.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Bylaw Amendment (Apr 26, 2024)

Apr 26, 2024

Ameriprise Financial, Inc. filed an 8-K report on April 26, 2024, detailing key outcomes from its 2024 annual shareholder meeting held on April 24, 2024. The most significant development for investors is the shareholder approval of an amendment to the company's Certificate of Incorporation. This amendment, effective upon filing with the Delaware Secretary of State, permits the exculpation of corporate officers, subject to certain limitations as allowed by recent changes in Delaware law. This move is intended to provide greater protection to the company's leadership from personal liability for certain actions. Additionally, the meeting saw the election of all eight director nominees, confirming the current board's composition for the upcoming year. Shareholders also provided advisory approval for the compensation of named executive officers and ratified the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for 2024. These outcomes reflect shareholder confidence in the company's governance and oversight.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Apr 22, 2024)

Apr 22, 2024

Ameriprise Financial, Inc. (AMP) filed an 8-K on April 22, 2024, to report its first-quarter 2024 financial results. The key takeaway for investors is the release of the official earnings announcement, which provides detailed performance metrics for the period ending March 31, 2024. While the 8-K itself primarily serves as a cover for the press release, investors should refer to the furnished press release (Exhibit 99.1) for comprehensive financial data and management commentary. This filing indicates that AMP has met its reporting obligations for the first quarter. Investors seeking to understand the company's operational and financial condition will need to access the associated press release for insights into revenue, earnings, client assets, and other key performance indicators that will inform investment decisions regarding AMP's stock.

10-K

AMERIPRISE FINANCIAL INC Annual Report, Year Ended Dec 31, 2023

Feb 22, 2024

Ameriprise Financial, Inc. reported solid performance in its 2023 10-K filing. The company experienced significant growth in Assets Under Management and Administration (AUMA), reaching $1.4 trillion, a 15% increase year-over-year, primarily driven by market appreciation and net inflows in its Wealth Management segment. The company's adjusted operating earnings and adjusted operating return on equity demonstrate strong profitability. Despite a challenging economic environment with rising interest rates and market volatility, Ameriprise's diversified business model, strong advisor network, and focus on client relationships have enabled it to navigate these conditions effectively. The company continues to execute its strategic growth initiatives, with a particular emphasis on its Advice & Wealth Management segment, which showed a substantial 30% increase in adjusted operating earnings. The Asset Management segment saw a decrease in adjusted operating earnings due to net outflows, while Retirement & Protection Solutions also experienced a decline in earnings, largely influenced by market impacts on variable annuity benefits. The company's capital position remains robust, with available capital for capital adequacy well above regulatory requirements, supported by consistent dividend payments to shareholders and ongoing share repurchase programs.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jan 24, 2024)

Jan 24, 2024

Ameriprise Financial, Inc. (AMP) filed an 8-K on January 24, 2024, to furnish a press release detailing its fourth quarter 2023 financial results. While the 8-K itself is a procedural filing referencing the press release, investors should focus on the content of that press release for the substantive financial information. This report indicates that the company is providing updated financial performance data for the period ending December 31, 2023. The primary takeaway for investors from this filing is that Ameriprise Financial has officially announced its Q4 2023 earnings. The 8-K serves as the formal mechanism to submit this information to the SEC, making it publicly available. Investors are encouraged to review the furnished press release (Exhibit 99.1) for comprehensive details on revenue, earnings per share, segment performance, and any forward-looking statements or management commentary regarding the company's financial condition and outlook.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Corporate Update (Nov 9, 2023)

Nov 9, 2023

Ameriprise Financial, Inc. (AMP) has filed an 8-K report to disclose the successful issuance of $600 million in 5.700% Senior Notes due 2028. This debt offering was completed on November 9, 2023, under an underwriting agreement with major financial institutions including Citigroup Global Markets Inc., BofA Securities, Inc., and J.P. Morgan Securities LLC. This action indicates the company is actively managing its capital structure, likely to fund ongoing operations, strategic initiatives, or refinance existing debt. Investors should note the coupon rate of 5.700%, which provides a benchmark for the cost of this new debt. The filing also includes standard exhibits such as the underwriting agreement, the form of the notes, and legal opinions, all of which are incorporated into the company's registration statement.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q3 Ended Sep 30, 2023

Nov 2, 2023

Ameriprise Financial, Inc. reported solid results for the third quarter and first nine months of 2023, demonstrating resilience and growth across its key segments. Total net revenues increased by 13% year-over-year for the quarter and 9% for the nine-month period, driven by robust net investment income and growth in management and financial advice fees, particularly within the Advice & Wealth Management segment. Despite an unfavorable market impact on long-duration products and an increase in certain benefits and claims expenses, the company's adjusted operating earnings showed strength, especially in the Advice & Wealth Management segment, which benefited from higher interest rates and increased client deposits. The company continues to focus on optimizing its business mix, shifting away from products with living benefit guarantees and strengthening its core advisory and wealth management capabilities. Significant strategic initiatives include ongoing investments in business growth, managing expenses effectively, and returning capital to shareholders through dividends and share repurchases. Ameriprise Financial's capital position remains strong, supporting its strategic objectives and ongoing operations.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 25, 2023)

Oct 25, 2023

Ameriprise Financial, Inc. (AMP) filed an 8-K on October 25, 2023, to announce its third quarter 2023 financial results. While the 8-K itself is brief and primarily serves as a transmittal document for the press release, the attached press release (Exhibit 99.1) contains the substantive financial information investors would be interested in. The filing indicates that investors should refer to this press release for detailed performance metrics and management commentary regarding the company's operational and financial condition during the third quarter.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q2 Ended Jun 30, 2023

Aug 8, 2023

Ameriprise Financial, Inc. (AMP) reported solid results for the second quarter of 2023. Total revenues increased by 11% year-over-year to $3.88 billion, primarily driven by a significant 64% increase in Net Investment Income, bolstered by rising interest rates and growth in banking and certificate products. This was partially offset by a decrease in Management and Financial Advice Fees, largely due to net outflows in the Asset Management segment and market depreciation. Net income saw a substantial 45% increase to $890 million, or $8.21 per diluted share. The company also demonstrated strong capital management, repurchasing approximately $1.6 billion in common stock during the quarter and announcing an additional $3.5 billion repurchase authorization. The Advice & Wealth Management segment was a key driver of growth, with adjusted operating earnings increasing 49% year-over-year, benefiting from higher short-term interest rates and increased deposit balances.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jul 26, 2023)

Jul 26, 2023

Ameriprise Financial, Inc. (AMP) filed an 8-K on July 26, 2023, to report its financial results for the second quarter of 2023. The filing primarily serves as an announcement of the company's performance for the period ending July 25, 2023, by referencing a press release included as an exhibit. Investors should refer to the accompanying press release (Exhibit 99.1) for detailed financial data, including earnings, revenue, and operational performance metrics. This 8-K is a standard reporting event, indicating that Ameriprise has met its disclosure obligations for its quarterly financial performance.

8-K

AMERIPRISE FINANCIAL INC 8-K/A Report, Shareholder Vote Results (Jun 8, 2023)

Jun 8, 2023

This filing is an amendment to a previous 8-K report filed by Ameriprise Financial, Inc. (AMP) regarding its annual shareholder meeting. The primary purpose of this amendment is to update investors on the Board of Directors' decision concerning the frequency of the advisory "say on pay" vote. Following the shareholder vote at the April 26, 2023 meeting, which indicated a preference for an annual vote on executive compensation, the Board has formally adopted this annual frequency. This decision provides clarity for investors regarding the ongoing process for advisory votes on executive compensation. It signifies that shareholders' input on this matter has been heard and acted upon by the Board, aligning the company's practice with the stated preference of its security holders. This is a routine but important update concerning corporate governance and shareholder engagement.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2023

May 2, 2023

Ameriprise Financial, Inc. (AMP) reported a decrease in net income for the first quarter of 2023 to $417 million, or $3.79 per diluted share, compared to $825 million, or $7.10 per diluted share, in the prior year period. This decline was primarily driven by significant unfavorable market impacts on non-traditional long-duration products, which resulted in a $475 million expense compared to a benefit in the prior year, and lower average equity markets. Despite the overall profit decline, net revenues saw a modest increase of 3% to $3.74 billion, bolstered by strong growth in banking and deposit interest income and higher distribution fees, reflecting rising interest rates. The company continues to focus on its core operations, with the Advice & Wealth Management segment showing robust growth in adjusted operating earnings due to higher interest rates benefiting bank and certificate products. However, the Asset Management segment experienced a decline in adjusted operating earnings, largely due to market depreciation and net outflows. The company maintained a strong capital position, with Available Capital for Capital Adequacy at $5.38 billion as of March 31, 2023, and continues to return capital to shareholders through dividends and share repurchases. Investors should note the significant impact of market fluctuations on the company's earnings, particularly the "market impact on non-traditional long-duration products." While net income declined year-over-year, the underlying business drivers, such as deposit growth and strategic repositioning of investment portfolios, demonstrate resilience in a higher interest rate environment. The company's focus on shifting its business mix away from products with living benefit guarantees is a key long-term strategic initiative to watch.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Apr 28, 2023)

Apr 28, 2023

This 8-K filing from Ameriprise Financial, Inc. (AMP) details the outcomes of its Annual Meeting of Shareholders held on April 26, 2023. The primary focus for investors is the shareholder approval of the amended and restated 2005 Incentive Compensation Plan (the "2023 Restated Plan"). This plan governs executive and employee compensation and its approval is a key governance item. Additionally, the filing confirms the election of all eight director nominees and the ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. The company also received advisory approval for the compensation of its named executive officers, with shareholders voting in favor of annual approval for executive compensation frequency.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Apr 24, 2023)

Apr 24, 2023

Ameriprise Financial, Inc. (AMP) filed an 8-K on April 24, 2023, primarily to furnish a press release announcing its financial results for the first quarter of 2023. Investors should refer to the furnished press release (Exhibit 99.1) for detailed financial performance, operational updates, and forward-looking statements for the period ending April 23, 2023. This filing serves as the official notification of the company's Q1 2023 earnings and related commentary.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Regulation FD Disclosure (Apr 13, 2023)

Apr 13, 2023

Ameriprise Financial, Inc. (AMP) has filed a Current Report (8-K) on April 13, 2023, primarily to disclose updates to its financial reporting following the adoption of new accounting standards. The company is voluntarily reflecting the impact of the Financial Accounting Standards Board's Accounting Standard Update 2018-12, known as LDTI (Long-Duration Targeted Improvements), on certain 2021 and 2022 data within its Tables Supplement. This adoption, effective January 1, 2023, with a transition date of January 1, 2021, aims to enhance comparability and transparency in financial statements for insurance contracts. Investors should note that this filing is for informational and comparative purposes only and does not represent a restatement of previously issued financial statements. The company is furnishing an updated Tables Supplement (Exhibit 99.1) to reflect these LDTI impacts. While this information is furnished and not deemed "filed" under the Exchange Act, it provides insight into how the company is adjusting its disclosures to align with new accounting regulations, which could be relevant for understanding historical financial trends and future reporting consistency.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Corporate Update (Mar 9, 2023)

Mar 9, 2023

Ameriprise Financial, Inc. (AMP) has filed an 8-K report detailing a significant debt issuance. On March 5, 2023, the company successfully issued $750 million in aggregate principal amount of 5.150% Senior Notes due 2033. This offering was conducted under an Underwriting Agreement dated March 6, 2023, with a syndicate of underwriters led by Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and Wells Fargo Securities, LLC. This debt issuance is a notable event for investors as it indicates the company's strategy to raise capital. The proceeds from these notes will likely be used for general corporate purposes, potentially including funding growth initiatives, acquisitions, or refinancing existing debt. Investors should note the coupon rate of 5.150% and the 10-year maturity, which provide context for the cost of capital and the company's long-term financial planning.

10-K

AMERIPRISE FINANCIAL INC Annual Report, Year Ended Dec 31, 2022

Feb 23, 2023

Ameriprise Financial, Inc. (AMP) reported strong results in its 2022 10-K filing, driven by its Advice & Wealth Management segment, which saw a 26% increase in adjusted operating earnings. Despite a challenging market environment, the company maintained a robust financial position, with assets under management and administration totaling $1.2 trillion as of December 31, 2022. The company continues to focus on its strategy of shifting its business mix towards lower-capital, fee-based businesses. The company demonstrated resilience in its financial performance, with total net revenues increasing by 6% to $14.27 billion. While net investment income saw a decline, this was offset by growth in distribution fees and other revenues. Ameriprise Financial also remains committed to shareholder returns, announcing a quarterly dividend and continuing its share repurchase program. The company's diversified business model and strong advisor network position it well for continued growth and stability in the evolving financial services landscape.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jan 25, 2023)

Jan 25, 2023

Ameriprise Financial, Inc. (AMP) has filed a 8-K report on January 25, 2023, primarily to announce its fourth quarter and full-year 2022 financial results via an accompanying press release (Exhibit 99.1). This filing provides investors with key performance metrics and insights into the company's operational and financial condition for the period ending December 31, 2022. Investors should refer to the press release for the detailed financial data and management's commentary. The report itself is brief, indicating that the significant information regarding the company's performance is contained within the press release. This is a standard practice for companies to disseminate earnings information. Investors seeking to understand AMP's profitability, revenue streams, and overall financial health for Q4 2022 and the fiscal year should carefully review the provided press release for comprehensive details, including any forward-looking statements or strategic outlook.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q3 Ended Sep 30, 2022

Nov 2, 2022

Ameriprise Financial, Inc. (AMP) reported a decrease in net income for the third quarter of 2022 compared to the same period in the prior year, driven by significant unfavorable market impacts on its long-duration products and lower net investment income. Despite these challenges, total net revenues saw a notable increase of 20% year-over-year, primarily due to higher interest income on banking and deposit products and an increase in distribution fees, reflecting higher short-term interest rates. The company continued its strategic focus on higher-return, lower-risk business, including discontinuing certain variable annuity and insurance products with living benefit guarantees. The nine-month period also showed a slight increase in net income, with strong performance in the Advice & Wealth Management segment offsetting declines in Asset Management and Retirement & Protection Solutions. The company's liquidity remains strong, with significant cash and cash equivalents, and it continues to execute its share repurchase program. Investors should monitor the company's exposure to market volatility, particularly in its variable annuity and insurance product lines, and the impact of rising interest rates on its investment income and funding costs.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 25, 2022)

Oct 25, 2022

Ameriprise Financial, Inc. (AMP) filed an 8-K on October 25, 2022, to announce its third-quarter 2022 financial results. The primary purpose of this filing is to provide investors with the company's performance for the period ending October 24, 2022, through an accompanying press release. This report serves as a mechanism to disseminate material financial information that is not typically included in a standard quarterly report filing.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Sep 12, 2022)

Sep 12, 2022

Ameriprise Financial, Inc. (AMP) announced a change in its Board of Directors composition. Lon Greenberg will be resigning from the Board effective September 14, 2022, due to personal commitments, with no stated disagreements with the company. In a related development, the Board has appointed Armando Pimentel, Jr. as a new director, effective September 15, 2022. Mr. Pimentel brings extensive executive experience, having previously served as CEO of NextEra Energy Resources and in senior finance roles at NextEra Energy, Inc. His appointment strengthens the Board's expertise, particularly with his inclusion on the Audit and Risk Committee. Mr. Pimentel will participate in the company's standard outside director compensation program.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q2 Ended Jun 30, 2022

Aug 1, 2022

Ameriprise Financial, Inc. reported solid financial results for the second quarter and first half of 2022, demonstrating resilience amidst market volatility. Total net revenues increased to $3.51 billion for the quarter and $7.16 billion for the six months, driven by growth in management and financial advice fees, alongside a favorable impact from rising interest rates. Net income saw a significant increase, up 28% to $756 million for the quarter and 48% to $1.52 billion for the first half, largely due to a substantial reduction in benefits, claims, losses, and settlement expenses. The company's Advice & Wealth Management segment showed strong performance, with adjusted operating earnings up 16% for the quarter, driven by higher average wrap account balances and favorable interest rates. The Asset Management segment, while facing headwinds from market depreciation and net outflows, reported a 5% increase in adjusted operating earnings for the first half, supported by the BMO Global Asset Management (EMEA) acquisition and higher performance fees. The Retirement & Protection Solutions segment's adjusted operating earnings remained stable. Overall, Ameriprise Financial continues to navigate the current economic landscape effectively, with a strategic focus on optimizing its product mix towards lower-risk offerings and maintaining robust capital levels.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jul 26, 2022)

Jul 26, 2022

Ameriprise Financial, Inc. (AMP) has filed an 8-K report on July 26, 2022, primarily to furnish a press release announcing its financial results for the second quarter of 2022. While the 8-K itself does not contain detailed financial figures, it directs investors to Exhibit 99.1, the press release, for comprehensive information regarding the company's performance during the quarter ending July 25, 2022. Investors should review the furnished press release for specifics on revenue, earnings per share, segment performance, and any management commentary on the company's operational and financial condition. This filing serves as the official notification mechanism for these important quarterly results, making the press release the critical document for understanding AMP's recent financial standing and outlook.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Jun 27, 2022)

Jun 27, 2022

Ameriprise Financial, Inc. (AMP) filed an 8-K report on June 27, 2022, primarily to disclose changes in its financial leadership. The report details the transition of its Principal Accounting Officer role. John Hutt, who was previously promoted to Executive Vice President – Finance, will continue as the Principal Accounting Officer until a permanent replacement is found. Effective July 1, 2022, Dawn Brockman will step into the role of Interim Controller and Principal Accounting Officer. Ms. Brockman has a strong internal track record, having served as Vice President Finance - Controllership since November 2019, and prior to that, in other significant financial roles within the company since 2013. This appointment ensures continuity in financial reporting and oversight during this transition period.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Corporate Update (May 13, 2022)

May 13, 2022

Ameriprise Financial, Inc. (AMP) announced on May 13, 2022, the successful issuance of $500 million in 4.500% Senior Notes due 2032. This debt offering was executed under an underwriting agreement with several prominent financial institutions, including BofA Securities, Citigroup, J.P. Morgan, and Wells Fargo. The notes were registered under a Form S-3 registration statement, indicating that the company has an established process for public offerings. This issuance represents a strategic move by Ameriprise to access capital markets, likely for general corporate purposes, potential acquisitions, or to refinance existing debt. The senior note structure suggests a commitment to unsecured borrowing, and the coupon rate of 4.500% provides a clear cost of debt for the company over the next decade. Investors should monitor how this new debt impacts the company's leverage ratios and overall financial flexibility.

10-Q

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2022

May 2, 2022

Ameriprise Financial, Inc. (AMP) reported strong first-quarter 2022 results, driven by robust growth in its Advice & Wealth Management and Asset Management segments. Total revenues increased by 9% to $3.66 billion, and pretax income saw a significant jump of 87% to $923 million compared to the same period in 2021. This performance was bolstered by higher average equity markets, positive net inflows in wealth management, and contributions from recent acquisitions. The company's strategic focus on shifting its business mix towards lower-risk offerings, including discontinuing sales of certain variable annuity products with living benefit guarantees, appears to be contributing to a more favorable risk profile. While market volatility and interest rate environments continue to present challenges, Ameriprise demonstrated effective management of its investment portfolio and hedging strategies, leading to improved profitability and a strong capital position.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Shareholder Vote Results (Apr 29, 2022)

Apr 29, 2022

This 8-K filing reports on Ameriprise Financial Inc.'s (AMP) 2022 annual stockholder meeting held on April 27, 2022. The meeting saw strong participation, with approximately 86.8% of outstanding shares represented. Key outcomes include the election of all eight director nominees for a one-year term, the advisory approval of executive compensation, and the ratification of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for 2022. Investors should note the overwhelmingly positive voting results for director elections and the ratification of the auditor, indicating general shareholder confidence in the board and financial oversight. While executive compensation was approved on an advisory basis, the voting results show a notable percentage of votes against, which is a point of consideration for ongoing governance. The substantial broker non-vote across all proposals suggests that a significant portion of shares held in "street name" did not have voting instructions provided.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Apr 25, 2022)

Apr 25, 2022

Ameriprise Financial, Inc. (AMP) filed an 8-K on April 25, 2022, to announce its first-quarter 2022 financial results via a press release. This filing primarily serves to incorporate the earnings release into the official record, providing investors with the company's latest performance data. While the 8-K itself does not detail the financial figures, it directs readers to the attached Exhibit 99.1 for comprehensive information regarding revenue, profitability, and other key financial metrics for the period ending March 31, 2022. Investors should refer to the press release (Exhibit 99.1) for specific details on AMP's Q1 2022 performance. This would typically include information on earnings per share (EPS), net income, revenue growth, asset under management (AUM) trends, and segment performance across their various business lines such as Advice & Wealth Management, Asset Management, and Retirement & Protection Solutions. The filing is a standard procedure for public companies to disseminate material financial information.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Executive Changes (Mar 18, 2022)

Mar 18, 2022

This 8-K filing from Ameriprise Financial, Inc. (AMP) primarily reports on a key executive change within its finance department. John Hutt, previously the Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer, has been promoted to Executive Vice President – Finance. This promotion signifies a move towards greater responsibility within the company's financial leadership. While Mr. Hutt will be transitioning out of his Controller role later this year, he will continue to serve as the Principal Accounting Officer until a successor is appointed. This transition indicates a planned succession and ensures continuity in financial reporting oversight. Investors should monitor the company's future communications for the appointment of a new Controller and any further implications of this organizational adjustment.

10-K

AMERIPRISE FINANCIAL INC Annual Report, Year Ended Dec 31, 2021

Feb 25, 2022

Ameriprise Financial, Inc. (AMP) reported robust financial performance for the fiscal year ended December 31, 2021. The company experienced significant growth across its key segments, particularly in Advice & Wealth Management and Asset Management, driven by strong net inflows, market appreciation, and strategic acquisitions, including the notable purchase of BMO Global Asset Management (EMEA). Total assets under management and administration reached $1.4 trillion, a 29% increase year-over-year, reflecting successful growth initiatives and positive market conditions. Profitability saw a substantial increase, with net income rising 80% to $2.76 billion, translating to diluted earnings per share of $23.00. This performance was bolstered by a favorable $521 million impact from a block transfer reinsurance transaction and improved market-related assumptions. The company also demonstrated a strong commitment to shareholder returns through consistent dividend payments and a substantial share repurchase program. Looking ahead, Ameriprise is focused on its strategic shift towards lower capital, fee-based businesses and managing evolving regulatory landscapes.

8-K

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jan 26, 2022)

Jan 26, 2022

Ameriprise Financial, Inc. (AMP) filed an 8-K on January 26, 2022, to announce its financial results for the fourth quarter of 2021. The report primarily directs investors to a press release, Exhibit 99.1, which contains the detailed financial outcomes and operational performance for the period ending December 31, 2021. This filing is crucial for understanding the company's recent financial health and its trajectory heading into 2022. Investors should review the furnished press release for key metrics such as revenue, net income, earnings per share, and any segment-specific performance. This 8-K serves as the official notification of these results, providing a timely update on the company's financial condition and operational results for the most recent quarter, which is essential for making informed investment decisions.