10-QPeriod: Q3 FY2019

Cboe Global Markets, Inc. Quarterly Report for Q3 Ended Sep 30, 2019

Filed November 1, 2019For Securities:CBOE

Summary

Cboe Global Markets, Inc. reported its third-quarter and nine-month results for the period ending September 30, 2019. Total revenues for the nine months decreased by 6.1% to $1.9 billion compared to the prior year, largely due to a 7.1% drop in transaction fees, influenced by declining market volumes. However, the third quarter showed a robust 17.3% increase in total revenues to $675.4 million, driven by higher market volumes and an increase in regulatory fees. Net income for the nine months was $284.5 million, a slight decrease of 0.8% from the prior year. Diluted earnings per share for the nine months were $2.56. The company continued to manage its debt, repaying the remaining $300 million in 1.950% Senior Notes. Cboe also reported a decrease in operating expenses for the nine-month period, largely driven by lower depreciation and amortization, and compensation and benefits, though acquisition-related costs saw an increase. The company repurchased approximately $52.4 million of its common stock during the third quarter, demonstrating a commitment to returning capital to shareholders. Cboe maintains a strong liquidity position, with $150 million in cash and cash equivalents and significant availability under its revolving credit facility.

Financial Statements
Beta
Revenue$675.40M
Cost of Revenue$381.40M
Gross Profit$294.00M
Operating Expenses$146.60M
Operating Income$147.40M
Interest Expense$8.80M
Net Income$105.50M
EPS (Basic)$0.95
EPS (Diluted)$0.94
Shares Outstanding (Basic)111.60M
Shares Outstanding (Diluted)111.90M

Key Highlights

  • 1Total revenues for the nine months ended September 30, 2019, decreased 6.1% to $1.9 billion, primarily due to a 7.1% decline in transaction fees reflecting lower market volumes.
  • 2Third-quarter total revenues increased significantly by 17.3% to $675.4 million, driven by higher transaction fees, regulatory fees, and market data fees.
  • 3Net income for the nine months was $284.5 million, a marginal decrease of 0.8% from the prior year, with diluted EPS at $2.56.
  • 4Operating expenses for the nine months decreased by 4.6% to $438.6 million, largely due to lower depreciation and amortization, and compensation and benefits.
  • 5The company repaid the $300 million 1.950% Senior Notes upon maturity in June 2019.
  • 6Cboe repurchased approximately $52.4 million of its common stock during the third quarter under its authorized program.
  • 7The company ended the quarter with $150 million in cash and cash equivalents and had $150 million available under its revolving credit facility, indicating strong liquidity.

Frequently Asked Questions

The primary driver for the decrease in revenues for the first nine months of 2019 was a 7.1% decline in transaction fees, which was primarily attributed to a decrease in overall market volumes across all segments compared to the same period in the prior year.

Cboe repaid the $300 million 1.950% Senior Notes in full upon their maturity in June 2019. The company also made a $50 million repayment on its Term Loan Agreement during the third quarter.

Cboe maintained a strong liquidity position with $150.0 million in cash and cash equivalents. Additionally, the company had $150.0 million available under its revolving credit facility, providing significant financial flexibility.

Acquisition-related costs increased significantly in the third quarter (from $5.9 million to $16.7 million) and for the nine-month period (from $23.3 million to $39.8 million). These costs include severance, impairment charges, and other expenses related to acquisitions, impacting operating expenses and net income.