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PROCTER & GAMBLE Co 8-K Report (Mar 24, 1997)

Reports
Other Events
Filing Date
Filed March 24, 1997
Period End
March 21, 1997
Security
PG
In the record · 2016–202610-K1210-Q328-K226

PG filed 12 annual reports (10-K), 32 quarterly reports (10-Q) and 226 current reports (8-K) between 2016 and 2026.

  1. FY2019 annual report10-K · Aug ’19Aug ’19
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01—Abstract

Summary

Summary of the 8-K filed March 24, 1997. Cited figures are marked; the original filing is the authoritative source.

The Procter & Gamble Company filed this Form 8-K Current Report, dated March 21, 1997, under Item 9 (Sales of Equity Securities Pursuant to Regulations).

The filing discloses a small private placement of common stock to employees of its subsidiaries. No material financial results, operational developments, or corporate transactions are reported. According to the filing, on March 3 and 6, 1997, the Company sold 6,243 shares of its common stock to employees of subsidiaries of the Company for approximately $755,910a.

The sale was made in reliance on Regulation S, and the filing states that no underwriter or placement agent was used. For investors, this filing is administrative in nature. The disclosed transaction is small relative to the Company's overall equity base, and the filing contains no information on earnings, guidance, strategy, or other matters that would typically affect valuation.

02—Key points

Key Highlights

  1. Filing type: Form 8-K Current Report under Item 9, dated March 21, 1997 (earliest event reported)
  2. On March 3 and 6, 1997, the Company sold 6,243 shares of common stock to employees of its subsidiaries
  3. Aggregate proceeds of the sale were approximately $755,910
  4. The sale was made in reliance on Regulation S
  5. No underwriter or placement agent was used in the transaction
  6. The filing reports no earnings, financial results, or other material corporate developments

03—Questions

Frequently Asked Questions

  1. What did Procter & Gamble disclose in this 8-K filing?

    The filing discloses the sale of 6,243 shares of the Company's common stock to employees of its subsidiaries on March 3 and 6, 1997, for approximately $755,910.

  2. Why was the sale made under Regulation S?

    The filing states that the shares were sold in reliance on Regulation S, which is the exemption the Company cited for the offering to its employees of subsidiaries.

  3. Did the Company use an underwriter for this sale?

    No. The filing states that no underwriter or placement agent was used.

  4. Does this filing affect the Company's financial outlook?

    The filing does not report earnings, guidance, or other financial information. The disclosed transaction is a small employee stock sale, and the filing contains no statements about the Company's performance or strategy.

04—Continue

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