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CATERPILLAR INC Annual Report (Amendment), Year Ended Dec 31, 1994

Filing Date
Filed March 30, 1995
Period End
December 31, 1994
Security
CAT
In the record · 2016–202610-K1110-Q328-K184

CAT filed 11 annual reports (10-K), 32 quarterly reports (10-Q) and 184 current reports (8-K) between 2016 and 2026.

  1. FY2016 annual report10-K · Feb ’17Feb ’17
  2. Material agreement8-K · Sep ’19Sep ’19
  3. Leadership change8-K · Feb ’22Feb ’22
  4. Leadership change8-K · Jan ’26Jan ’26

01—Abstract

Summary

Summary of the 10-K/A filed March 30, 1995. Cited figures are marked; the original filing is the authoritative source.

This document is not a 10-K annual report from Caterpillar Inc. It is a Form 11-K for the Caterpillar Foreign Service Employees' Stock Purchase Plan, an employee benefit plan, for the fiscal year ended November 30, 1994.

Form 11-K is the annual report used for employee stock plans, so it does not contain the company's consolidated financial statements, revenue, earnings, debt, or segment data that investors typically rely on. The filing omits the plan's financial statements. Item 1 states that they are not enclosed because the SEC's January 26, 1973 letter deemed such statements inapplicable.

Items 2 and 3 cross-reference Item 1, and Item 4 is marked Not Applicable. The filing therefore provides no quantitative information on plan assets, participant contributions, company matching, or stock purchases. For investors, this filing offers little company-level insight.

It confirms that Caterpillar Inc. (Commission File Number 1-768, headquartered at 100 NE Adams Street, Peoria, Illinois) maintained a foreign-employee stock purchase program. Investors seeking Caterpillar's financial performance for 1994 should consult the company's full Form 10-K.

02—Key points

Key Highlights

  1. The document is a Form 11-K for an employee benefit plan, not a Form 10-K annual report of Caterpillar Inc.
  2. The filing covers the Caterpillar Foreign Service Employees' Stock Purchase Plan for the fiscal year ended November 30, 1994.
  3. No financial statements for the plan are included, citing a January 26, 1973 SEC letter that deemed them inapplicable.
  4. Items 2 and 3 refer back to Item 1, and Item 4 is marked Not Applicable, so the filing contains no substantive financial data.
  5. The filing identifies Caterpillar Inc., Commission File Number 1-768, with principal offices at 100 NE Adams Street, Peoria, Illinois 61629.
  6. No Caterpillar revenue, earnings, balance sheet, or segment information appears in this document.

03—Questions

Frequently Asked Questions

  1. Does this filing show Caterpillar's 1994 financial performance?

    No. This is a Form 11-K for an employee stock purchase plan, which does not include the company's consolidated results. Caterpillar's 1994 performance would be found in its Form 10-K.

  2. Why are the plan's financial statements missing?

    Item 1 states that financial statements are not enclosed because the SEC deemed them inapplicable in a letter dated January 26, 1973.

  3. What is the purpose of this plan?

    The filing's title indicates it is a stock purchase plan for Caterpillar Foreign Service Employees. The document does not describe the plan's terms, eligibility, or contribution mechanics.

  4. Does this filing reveal any risks or material events for investors?

    No. The filing contains no risk factors, legal proceedings, or material events; Items 2 through 4 are cross-references or marked Not Applicable.

04—Continue

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