8-KSecurities & ListingRegulation FDExhibits & Filings

Autodesk, Inc. 8-K Report, Listing Notice (Apr 25, 2024)

Filed April 25, 2024For Securities:ADSK

Summary

Autodesk, Inc. (ADSK) has filed an 8-K report disclosing that it received a notice from Nasdaq on April 19, 2024, regarding its non-compliance with Nasdaq Listing Rule 5250(c)(1) due to the delayed filing of its Annual Report on Form 10-K for the fiscal year ended January 31, 2024. The delay is attributed to an ongoing internal investigation, the subject of which remains the same as previously disclosed and is not believed to affect previously issued financial statements or the company's February 29, 2024 earnings release. The notice from Nasdaq does not have an immediate impact on the trading of ADSK's common stock. The company has 60 days from the notice date to submit a plan of compliance to Nasdaq and may be granted up to 180 days from the original Form 10-K due date (October 14, 2024) to regain compliance. Autodesk intends to regain compliance as soon as practicable.

Key Highlights

  • 1Autodesk received a notice from Nasdaq on April 19, 2024, indicating non-compliance with listing rules due to a delayed Form 10-K filing.
  • 2The delayed filing is related to an ongoing internal investigation.
  • 3The company states the investigation's subject remains unchanged and does not currently impact previously issued financial statements or the February 29, 2024 earnings release.
  • 4The Nasdaq notice has no immediate effect on the listing or trading of Autodesk's stock.
  • 5Autodesk has 60 days to submit a plan of compliance to Nasdaq.
  • 6Nasdaq may grant up to 180 days (until October 14, 2024) for the company to regain compliance.
  • 7The company is actively working to complete the investigation and file the Form 10-K as soon as possible.

Frequently Asked Questions

This 8-K filing is primarily to disclose that Autodesk received a notice from Nasdaq for not complying with listing rules due to its delayed filing of the annual report (Form 10-K) for the fiscal year ended January 31, 2024.

No, the Nasdaq notice has no immediate effect on the listing or trading of Autodesk's common stock. The company has a period to submit a plan to regain compliance and is expected to continue trading while working towards resolution.

The specific subject of the internal investigation is not detailed beyond stating it remains the same as previously disclosed. However, Autodesk currently does not believe that the matters under investigation affect any previously issued financial statements or the information in its February 29, 2024 earnings release.

Autodesk must submit a plan of compliance to Nasdaq within 60 days of the notice (April 19, 2024). The company intends to file its Form 10-K as soon as practicable and is working diligently to resolve the issues and regain compliance with Nasdaq's listing rules.