Summary
Norfolk Southern Corporation's (NSC) amended 10-Q filing for the quarter ending March 31, 2003, primarily serves to provide updated certifications required by the Sarbanes-Oxley Act. While the filing does not contain extensive financial performance data for the quarter itself, it confirms that the company has met its reporting obligations and is an accelerated filer. Investors should note the inclusion of CEO and CFO certifications under Section 906 of SOX, underscoring a commitment to financial reporting integrity following the legislative changes. The lack of detailed financial statements within this specific amendment suggests that the core financial results for the first quarter of 2003 were likely presented in a prior, non-amended 10-Q filing. This amendment's focus on certifications indicates a procedural update rather than a significant operational or financial event. Investors seeking detailed performance metrics would need to refer to the original 10-Q filing for the period.
Key Highlights
- 1The filing is an amendment (10-Q/A) for the quarter ended March 31, 2003, primarily addressing SOX certifications.
- 2Norfolk Southern Corporation confirms it has filed all required reports for the preceding 12 months and has been subject to filing requirements for the past 90 days.
- 3The company is classified as an 'accelerated filer'.
- 4The number of outstanding common shares as of March 31, 2003, was 389,797,649 (excluding treasury shares).
- 5Exhibit 99 includes certifications from the CEO and CFO regarding the accuracy of financial information, as mandated by Section 906 of the Sarbanes-Oxley Act.
- 6Exhibit 15 provides a letter regarding unaudited interim financial information, though the detailed financials are not within this amendment.